Securities Archive » September, 2013

Securities - September, 2013

402 articles

• Mark Cuban, SEC Pick Jury For Insider Trading Case
• Former NBA Player Convicted Of Fraud In $2M Ponzi Scheme
• Delaware Deal Litigation: What You Missed In Q3
• Ex-Acorn Capital Head Reaches $3M Deal In Ponzi Feeder Suit
• SEC Denied New Trial In Fund Manager Case
• Ex-Adviser Cops To Insider Trading Tied To $11B Pharma Deal
• Clinton Group Buys More Nutrisystem, Asks Higher Dividend
• Kenneth Cole Changes Landscape For NY Cos. Going Private
• 2nd Circ. Upholds Sanctions For Firm In Securities Action
• Best Practices In Light Of SEC Whistleblower Trends
• Winston & Strawn Scores Pair Of CMBS Pros In NY
• Harbinger Partly Escapes LightSquared Investor Suit
• CFTC Charges Calif. Commodity Pools With Skimming Funds
• Auditors Beat Suit Over Agriculture Co.'s Stock Drop
• Law Firm's $23M Cobalt Fraud Settlement Gets Nixed
• SEC Extends Comment Period On General Solicitation Rule
• Knight Ups USA Truck Stake After Spurned Takeover Bid
• US Century Says Investors' Derivative Claims Fall Short
• Strine Tosses Suit Over Liberty Media's Sirius XM Takeover
• Convicted Pump-And-Dump Broker Appeals To High Court
• Gardere Sues To Duck BNY Mellon Legal Costs In CDO Row
• JPMorgan, Citi Can't Ditch FDIC Suit Over Colonial MBS Sales
• SEC Prosecutor Of 'Fabulous Fab' Case To Step Down
• MetroCorp Hit With Shareholder Suit Over $273M Merger
• Convicted Ex-Vitesse Execs Strike $3M Settlement With SEC
• MGM Can't Escape Investor Suit Over Vegas Development
• US Can't Seek Appeal In $55.5B Starr Suit Over AIG Bailout
• New York Life Escapes $27M Suit Over Ties To Madoff Fund
• Accretive Health To Pay Millions To Resolve Investor Suit
• SEC Says Fla. Exec Ran $12M Oil, Gas Fraud Scheme
• MoFo Adds CFTC Veteran To Energy, Financial Practices
• Activist Funds Keep Returns Flowing Despite Crowded Market
• Raynor Damages Limited Over Icahn's Federal-Mogul Deal
• Municipal Underwriters On SEC's Fraud Radar
• Forum Selection Provisions: Why Strine Got It Right
• SEC Sues Fla. Equity Firm Over NFL Boiler Room Scheme
• SEC Accuses Lender Of Fraudulent Stock-Based Loan Scheme
• Siemens Settles Class Action Over HearUSA Stock Price
• Ex-Hedge Fund Head Gets 2 1/2 Years For Lying About Losses
• Attys Eager For Cuban's Star Turn As SEC Trial Looms
• Diamond Settles Suits Over Pringles Flub For $120M
• Dish Shareholders Accuse Chairman Of LightSquared Scheme
• Wedbush To Pay Former Broker $4.3M Over Sour MBS
• Former ChinaCast Execs Charged With Fraud, Insider Trading
• Investors Push JPML For Centralization In CDS Antitrust Row
• JPMorgan Tells 2nd Circ. To Nix Silver Market MDL
• Madoff's Personal Accountant Arrested Over Role In Fraud
• Under The Microscope: Private Equity Marketing
• DOJ Meets With JPMorgan Amid Rumors Of Giant Settlement
• Broker-Dealers Ditch Some Claims In $500M DBSI Ponzi Suit
• Class Cert. Granted In Comerica Suit Over Sigma Losses
• How To Manage The Due Diligence Process For An IPO
• Greenberg Traurig Again Beats Exec's $10M Malpractice Suit
• National Technical Shareholder Fights $267M Buyout Plan
• Credit Suisse Reaches $11M Deal In RMBS Class Action
• Rainmaker Q&A: Kozyak Tropin's Harley Tropin
• Deals Rumor Mill: Icahn, Apax, Oaktree Capital
• SEC Head White Warns Of Tougher Enforcement
• Air Products Settles With Ackman, CEO To Retire
• Bondholder Suit Against Argentina Central Bank Gets OK
• Sunshine On Data Deals Could Combat 'Insider Trading 2.0'
• Mark Cuban Could Testify Twice At Insider Trading Trial
• Aerospace Co. Failed To Disclose Illegal Exports, Suit Says
• Verenium Faces Shareholder Suit Over $51M BASF Deal
• Credit Suisse Unit Can't Dodge $497M MBS Suit
• Insurer's MBS Fraud Claims Against BofA Pared
• Boise Hit With Shareholder Class Action Over $2B Merger
• CORRECTED: Texas Software Co. Founder Seeks Revival Of $85M Dividend
• Video Games Co. Founder Hit With SEC Fraud Suit
• 'Rudy' Drink Investor To Pay $5M Over Alleged Stock Scheme
• Michael Baker Investors Call $397M Offer 'Grossly Inadequate'
• An Increasingly Hospitable Environment For Hotel Deals
• Expedia Hit With Shareholder Suit Over TripAdvisor Spinoff
• GC For Commodities Broker Gets Prison For Investment Fraud
• RL Polk Investors Lost $67M In Buyback, Suit Says
• China Natural Gas Auditors Escape Shareholder Class Action
• Landowners Lose Cert. Bid In Credit Suisse, Cushman Suit
• Abu Dhabi Fund Says $7.5B Citi Row Belongs In Arbitration
• CFTC Ends 5-Year Silver Manipulation Probe Without Suit
• 2nd Circ. Won't Revive RBS Investors' Subprime Class Action
• Accretive Execs Duck Derivative Suit Over FDCPA Woes
• Ex-Mercantile Execs Settle SEC Claims Surrounding $5M Loss
• DOJ Probe Over RMBS Snared 16 Financial Cos., Clayton Says
• Towers Perrin Settles Watson Wyatt Merger Suit For $10M
• Maxim, Volterra Settle Suits, Push $605M Tender Offer Close
• Fund Seeks To Up US Auto Parts Stake, Shake Up Board
• Broker ICAP Reaches $87M Settlement In Libor Probe
• Ex-Stockbroker Pleads Guilty To Qualcomm Insider Trading
• NCUA Sues Barclays, 12 Others Over Libor Manipulation
• Investor Hits L&L Energy With Stock Drop Suit
• Credit Union Agency Targets Big Banks In $2.4B MBS Suit
• Dell Sets Hollow Annual Meeting, Heeding Strine's Order
• Ex-SAC Manager's Insider Trading Trial Delayed To 2014
• BigLaw IP Partner ID'd As Alleged Drunk Tipster In SEC Case
• Cantor Fitzgerald Off The Hook In BGC Derivative Suit
• Creditors' Fraud Claims Cut From Tribune Clawback MDL
• SEC Accuses Filmmaker Of Trading On Drug Co. Merger Tips
• Shedding Food Unit Could Net Bob Evans $1B, Investor Says
• NY AG Sees 'Insider Trading 2.0' As Growing Fraud Threat
• DOJ Bank Fraud Theory Prevails Again In Wells Fargo Case
• Rainmaker Q&A: Labaton Sucharow's Dominic Auld
• And Now A Word From The Panel ...
• RE Pros Still Wary Of Crowd Funding As JOBS Act Ramps Up
• SEC Charges 10 Ex-McGinn Smith Brokers In $125M Scheme
• Fall Trial Preview: 3 Securities Cases To Watch
• Chrysler Files For IPO As Fiat, Union Spar Over Shares
• TD Bank Pays Regulators $58M Over Role In Rothstein Scheme
• Biomaterial Co. MiMedx Accused Of Defrauding Investors
• JPMorgan Exempt From Amaranth Futures Suit, 2nd Circ. Rules
• A Snapshot Of The Anti-Bribery Enforcement Landscape
• Morgans Hotel Draws Yet Another Activist As Tables Turn
• Ex-Nixon Peabody Atty Gets 7 Years For $22M Ponzi Coverup
• SEC Hits Former Qualcomm Exec With Insider Trading Suit
• Hedge Fund Manager Gets 54 Months In $311M Fraud Scheme
• McDermott Adds Former Prosecutors To White Collar Group
• Benihana, Investors Spar With Dueling Atty Fee Bids
• Trustee Urges 7th Circ. To Review Winston Malpractice Case
• The Alphabet Soup Of Getting Restricted
• CommonWealth REIT, Under Pressure, Will Alter Governance
• 2nd Circ. Won't Rehear Schemer's $10M Morgan Stanley Case
• Cancer Drug Firm Ducks Shareholder Suit Over $26M Offering
• Stuck With SIFI Label, Prudential Faces Gloomy Outlook
• Investor Seeks To Block Cumulus' $260M Dial Global Buy
• Activision, Vivendi Seek Quick Appeal In $8B Buyback Fight
• InnoVida Holdings Exec Gets 4 Years For $40M Scheme
• Tipsy Lawyer Disclosed Secret $3.6B Pfizer Deal, SEC Says
• Harbinger Can't Use 2nd Circ. Ruling To Nix Fraud Suit: Class
• Fake Atty, 2 Others Ran $25M Ponzi Scheme, SEC Says
• Detroit Pension Fund Loses $40M Claim Over CDOs
• Former Akamai Exec Settles SEC's Rajaratnam Tipping Action
• Fed Gov. Says Funding Rules Must Go Beyond Banks
• Oracle Execs Say Insurer Holding Up Investor Settlement
• Groupon Must Face Shareholder Suit Over Stock Drop
• EU Says Temporary Short-Selling Bans Not A Drag On Markets
• How Lawyers Can Effectively Build A Reputation Online
• Inside The SEC Pay Ratio Disclosure Proposal
• LOM Medical Shareholders Lose Bid For New Board Election
• Boeing Fund Investors Win Class Cert. In ERISA Suit
• Sanofi Settles Obesity Drug Class Action For $40M
• 4 Ways To Make Sure Comments On Agency Rules Count
• Investor Says Chiesi 'Coerced' Cornerstone Into $255M Buyout
• JPMorgan Threads Needle With Careful 'Whale' Admission
• Prudential's 'Systemic' Label Upheld By Regulators
• Goldman Pays $7.5M To Exit Old Suit Over 1999 Toy Co. IPO
• Fla. Medical Device Co. Accused Of Misleading Investors
• SEC's Red Line On Admissions Unclear After JPMorgan Deal
• Ex-Wife Of SAC's Cohen Gets 1 Last Shot At Him
• Judge Drops 2 Gentiva Execs From Securities Class Action
• SEC Admissions Policy After Falcone — Proceed With Caution
• Risk-Retention Reproposals Fail To Offer Relief
• 6th Circ. Nixes Miller Energy Investor Suit Over Oil Assets
• 9th Circ. Affirms Win For Calif. City In Securities Row
• NJ Court Vacates $2.85M Defamation Award For NuWave
• Ex-Valcom CEO, Execs Fire Back At 'Baseless' RICO Suit
• How To Prepare A Client To Go Public
• 2nd Circ. Kills Lloyds Investor Suit Over HBOS Acquisition
• Retailers Blast SEC's 'Conflict Minerals' Disclosure Rule
• JPMorgan Admits Guilt In $920M 'London Whale' Deal
• Rainmaker Q&A: Bickel & Brewer's William Brewer
• Feds ID Alleged Co-Conspirators In SAC Insider Trading Row
• Activision's $8B Stock Buyback Deal Stopped For Now
• UBS Japan Fined $100M For Libor Manipulation
• SEC Sets Rules, Definitions for Municipal Advisers
• Lehman, Michigan Housing Authority Spar Over Swap Deal
• Feds, Whitman Apologize To 2nd Circ. For Filing Blunder
• How In-House Counsel Avoid Breaking Bad As Biz Advisers
• Penn National Defends Execs' Legal Woes In Gaming Bid
• Feds Charge 7 People In $100M Biodiesel Tax Fraud
• Miami Exec Gets 12.5 Years For $40M Investment Scam
• Dell Vote Tally Hints At Big Appraisal
• Judge Won't Strike Affidavits In Madoff Feeder Fund Row
• SEC Accuses Imperial Petroleum Of $100M Biofuel Scam
• Brokerage Firm's GC Returns To Nixon Peabody
• SEC Narrowly Passes Pay-Disclosure Rule
• J&J Says $175M Shareholder Suit Requires Board Approval
• Rainmaker Q&A: DLA Piper's Stasia Kelly
• Calif. Court Applies Del. Law In Jacobs 'Say-On-Pay' Suit
• Purported Mafia Wife Cops Plea In Mortgage Co. Takeover
• Corzine Scheme Led To MF Global's Downfall, Trustee Says
• NY Fed Asks 2nd Circ. To Kill Suit Over $100B AIG Bailout
• A Powerful Tool To Effectively Fight Fraud
• NJ Firm Szaferman Lakind Unveils Securities Practice
• Safeway Adopts Poison Pill In Face Of Investor's Stock Buy
• Texas Slaps RBC With Fine Over Adviser Registrations
• Proxy Firms On SEC Oversight: Don't Shoot The Messenger
• Ex-JPMorgan Trader's Atty Says 'London Whale' Got Off Easy
• Goldman Off The Hook For $5M Atty Fees In Shareholder Suits
• $30M Fraud Aided By Phony Contract, Witness Says
• Top NY Court Upholds 'Cocky' Corporate Lawyer's Suspension
• Sterling's $344M Provident Merger Backed By Proxy Advisers
• 3rd Circ. Nixes Pension Fund's Class Action Against UBS
• Top NY Court Junks Investors' Facebook Share Sale Case
• Investment Co. Founder Cops To $21M Fraud Scheme
• Banks Say Their Balance Sheets Better Able To Handle Crises
• Stroock Signs Former SEC Official to Growing DC Office
• SEC Short-Selling Crackdown Nets $14M In Settlements
• Detroit Says Kirkland Atty Can't Testify In Syncora Row
• Cuban 'Quid Pro Quo' Defense Not Fit For Trial, SEC Says
• Judge OKs $18M Falcone Settlement With SEC
• Barclays Faces $80M Fine In UK Over Qatari Investor Deals
• 'London Whale' Traders Indicted As JPMorgan Inks $800M Deal
• Secret Franchise Stock Sale Fuels Partnership Dispute
• Merrill Lynch, Others Still On The Hook For GMX Class Action
• Monetary Policy Back In Focus For Next Fed Chair Contender
• JPMorgan, Others Dodge Madoff Suits In 2nd Circ.
• Investors Sue Fertility Treatment Co. Following FDA Letter
• Proskauer Asks If Stanford Receiver Attys Shared Info
• Deutsche Bank Sues GE Capital Over $666M In Bad MBS
• Crowell & Moring Hires 2 Ex-Dentons Partners in NYC
• PE Firm Head Cops To FBI Wire Fraud Charges
• Vornado Chairman Resigns From JC Penney Board
• Summers Withdraws From List Of Potential Fed Leaders
• Navigating Conflicts When Serving 3rd-Party Subpoenas
• Settlement Talks Between SEC, RPF Managers Break Down
• 6th Circ. OKs Ex-Biz Partner's Fraud Claims Against Satyam
• TCW Loses Bid To Nix $128M MBS Fraud Suit In NY
• Hospital Operator Settles With SEC Over $83M Bond Offering
• Ailing Fla. Man Asks To Be Dropped From Mafia Prosecution
• ResCap Gets Green Light For $597M Settlement With FGIC
• Merrill Lynch Can't Dodge Trusts' RMBS Buyback Suit
• Halliburton Asks SCOTUS To Review Class Precedent
• Pfizer Urges 3rd Circ. To Uphold Alzheimer Drug Ruling
• 5 Tips For Incorporating EB-5 Into Real Estate Projects
• House Republicans Question SEC Oversight Of Private Funds
• Atty Tied To $8.5M Ponzi Scheme Sanctioned In Insurer's Suit
• SEC Will Eye Twitter IPO In Wake Of Exchange Blunders
• Ex-Universata Director Sues Over $17.5M HealthPort Deal
• 5 Years Post-Crisis, Regulators Remain In The Dark
• Suit Over $1.1B Rue21 Buyout Will Test Del.'s MFW Ruling
• McGuireWoods Adds Ex-Merrill Lynch Atty To Securities Team
• Businesses Appeal SEC Conflict Minerals Disclosure Rule
• Chinese Water Co. To Pay $5.1M In Shareholder Action
• Countrywide, BofA Beat FDIC's $1.5B RMBS Suit
• Phasing In San Francisco's Proposition E Tax Increases
• AXA Fined $2.85M For Poor Investment Advice In UK
• 10 Reasons You Should Value Your Chief Compliance Officer
• Ex-BSGR Employee Wants Docs Tested In Guinea Bribery Case
• Former Analyst Cops To Insider Trading In IBM Case
• Mining Co. Accused Of Running Pump-And-Dump Scheme
• SEC Picks Top Boston Prosecutor To Lead Beantown Office
• SEC Head White Demands Reforms After Nasdaq Glitch
• RBS, Others Can't Nix Credit Union Agency's $1B MBS Suit
• Judge Calls Hudson's Bay Class Counsel Fight 'Unseemly'
• Obligations Under EMIR Imminent
• Deutsche Bank Ducks Most Of $50M Stock Loss Claims
• AgFeed Creditors Wary Of Latham Hire In Ch. 11 Case
• EU Court Lawyer Suggests Tossing Short Selling Rule
• Understanding The Steps For Conducting A PIPE
• $886M Otsuka Buyout Cheats Astex Investors, Suit Says
• Malpractice Suit Over Botched Facebook Shares Sale Booted
• High Court Will Review Argentina Bond Appeal On Sept. 30
• Rainmaker Q&A: Foley & Lardner's Jack Lasater
• Rainmaker Q&A: Orrick's Leah Sanzari
• Dell Shareholders Greenlight $25B Buyout
• Plains Hit With Shareholder Class Action Over $750M Offer
• CORRECTED: OSG Execs Dodge Claims They Hid $35M Tax Debt
• FDIC Seeks Another Shot At $1.5B Countrywide RMBS Suit
• FCPA Training Firms Flourish As DOJ Bears Down On Bribery
• Judgment Creditor Asks 11th Circ. To Nix $3M Ruling
• Fla. Appeals Court Sanctions Briarwood Capital, Counsel
• Heads Of $23M Ponzi Scheme Barred From Selling Securities
• BioSante Freed From 2 Investor Suits Over Libido Drug
• Steele's Early Departure Sparks Strine Succession Buzz
• Calif. City Becomes 1st To Launch Mortgage Seizure Plan
• Moody's, S&P Liable For Bad Bond Advice, 9th Circ. Hears
• 11th Circ. Partially Vacates Ex-Frontier CEO's $6.8M Restitution
• SEC Taps New Director For San Francisco Office
• Credit Agricole Unit Dodges $180M Suit Over Bum CDO
• Rainmaker Q&A: Snell & Wilmer's MC Sungaila
• Why Continuing Attacks On In Pari Delicto Will Fail
• The Risks Of A Defective Internal Investigation
• Corzine Attacks CFTC Lawsuit Over MF Global Collapse
• Madoff Victims Can't Add Interest, Inflation To Claims: Judge
• Dell, Silver Lake To Move Forward With Take-Private Deal
• In-House Counsel To Firms: Do More With Less
• EU's Rate-Rigging Penalties May Do Little To Curb Abuses
• Credit Suisse Sued Over Mortgage Securities Losses
• Ex-NBA Player Says Fellow Hoopster Snared Him In Scam
• PwC Fails In Bid To Toss FDIC's $1B Negligence Suit
• IGT Slams $5M Whistleblower Judgment In 9th Circ.
• Financial Crisis Was Windfall For Top Plaintiffs Firms
• Del. High Court Rules Countrywide Merger Bars Investor Suit
• Gen Re's $72M Settlement In AIG Suit Wins OK
• Reality Show Investor Loses Trading Rights Over $6M Scam
• Citigroup Write-Down Suit Should've Survived, Atty Says
• Top NY Court Mulls $99M Judgment In Merrill Debt Case
• Poland Joins Probe Of HP Over Possible FCPA Violations
• 5 Tips For Fattening Firm Wallets In Lean Times
• 9th Circ. Finds Middleman Not Liable In $64M Stock Scam
• FINRA Aims For Transparency With Amended 'Publicity Rule'
• Fla. Atty Can't Duck Claims He Aided Client's Ponzi Scheme
• 'Hygienic Nightmare' Stalls Trial Of Ex-Mutual Benefits CEO
• HSBC Must Go Loan By Loan In $951M Suit: Deutsche Bank
• Unlocking Intrinsic Value Through Appraisal Rights
• GCs Crown 3 Firms That Lead Securities Pack
• Reed Smith Lands Former Linklaters Litigation Head In NY
• Jurors In Mark Cuban Case Won't Face Questionnaire
• Agilent Probes China Misconduct, Possible FCPA Violations
• Rainmaker Q&A: Morvillo Abramowitz's Robert Anello
• Dell Shareholders Like Their Appraisal Odds In $25B Buyout
• Miami Firm Agrees To Settlement Over Shapiro Ponzi Suit
• CFTC Wants Feedback On Automated Derivatives Trading Regs
• Greenberg Accused Of Aiding RE Fund's Fraud Scheme
• Morgan Stanley Exits Suit Over Faulty Notes For $5M
• Ex-Fund Owners Reach $10M Deal In Investor Fraud Suit
• Credit Suisse, Investors Clash Over Timeliness Of MBS Suits
• Lehman Creditors Defend Extra Attys' Fees
• Barclays Reaches $36M Subprime Deal With Mass. AG
• A Chronic Diligence Headache For Emerging Companies
• $8.5B BofA Deal Ducked Bankruptcy Risk, Expert Says
• Goldman Tells 9th Circ. ARS Fight Belongs in Nev. Court
• The 4 Firms In-House Counsel Fear The Most
• Argentina Asks 2nd Circ. To Review $1.3B Bond Decision
• 11th Circ. Affirms 20-Year Sentence Over $30M Ponzi Scheme
• Clear Channel's $200M Dividend OK'd In Investor Suits
• PVF Capital Dodges Investor Class Action Over $106M Merger
• NYSE Euronext Buys Into Private Placement Startup
• PetroChina Says Reports Of New Corruption Probe Are False
• Jenner & Block Hires Ex-TARP Watchdog Barofsky
• Detroit Says Ch. 9 Opponents Are Inventing Requirements
• UK Fines Deloitte $22M Over MG Rover Conflicts
• Assisted Living Concepts Inks $12M Shareholder Settlement
• Who Will Land Myron Steele?
• Delaware Chief Justice Steele To Retire Early
• Broker Admits To $8M Securities Fraud Scheme
• Safe Harbor Doesn't Protect Tech Co.'s Fraudulent Statements
• Bankrupt AgFeed Discloses SEC Tentative Action Notice
• Argentina Can't Shake US Class Action Over YPF Fight
• HP Wins 4-Month Stay In Derivative Suit Over $11B Buyout
• US Investigates GSK Following Chinese Bribery Claims
• SEC Ends Ban On Former Atty Of Ponzi Schemer
• CME Group Delays Launch Of European Exchange
• Cablevision Investors' Suit Lacks 'Factual Support': Judge
• Safe Harbor Protection Requires Sophisticated Defense
• UBS Exits Battle Over Fannie, Freddie MBS Losses
• Verizon Investors Sue To Block $130B Vodafone Deal
• Jailed Peregrine CEO To Face Questions From Son, US Bank
• Chinese Fund Manager Penalized After Insider Trading Arrest
• First Solar Exec Settles With SEC Over Early Disclosure
• MGM Resorts Told To Pay Damages For Axing Whistleblower
• Rainmaker Q&A: Faegre's Morgan Burns
• Brown Rudnick Adds Ex-Stradling Partner In Orange County
• Deja Vu At Morgans Hotel As New Activist Launches Fight
• 5 Tips For Cos. Chasing Coverage For Corruption Probes
• Fiat Blasts Union's Plan For 2015 Chrysler Share Trial
• 2 Men Indicted For $275M Medical Debt Investment Fraud
• Fla. Judge Won't Toss Condo Investment Scheme Suits
• Greenberg Traurig Blocked Stock Sale, Ex-Exec Tells Court
• Brazil Eyeing OGX Execs For Securities Violations
• Law Firm Hit Over $2.7M Cy Pres Award In 8th Circ.
• SEC Sanctions Ex-Madoff Employee Who Fudged Records
• Ill. Regulator Slams Triad's Bid To Rush $780M Tax Fight
• G-20 Leaders Told More Work Needed To Limit Financial Risks
• Kenneth Cole's $160M Go-Private Deal Sound, Judge Rules
• KIT Digital Judge Says Ch. 11 Equity Rule Bests $15M Claim
• SEC Stonewalled Doc Requests In Madoff Row, Atty Says
• How To Raise Capital Using A PIPE
• Thai Nat'l Pays $5.2M To End Smithfield Insider Tips Case
• Calif. Investment Firm Exec Convicted In $5M Fraud Scheme
• Funding Gap For Life Science Cos. Is Still A Problem
• Rainmaker Q&A: Greenberg Traurig's Bradford Kaufman
• Beware Risks Of Using LinkedIn During Jury Selection
• Facebook IPO Suit Doesn't Belong In Quebec, Judge Says
• 5 Tips To Thwart FCPA Scrutiny Of Hiring Practices
• Brokers Pay $11M More Over Mass. REIT Sale Errors
• Versace Mansion Owners Settle Rothstein Trustee Dispute
• Ex-Citi Banker's Relative Convicted For Lying To SEC
• SAC Civil Forfeiture Action Stayed By Judge
• Eni Escapes SEC's Libya Bribery Investigation
• $1.5M In 'Intertwined' Attys' Fees At Issue In Fla. Appeal
• Texas Jury Convicts Oil Co. Exec Of Defrauding Investors
• Top UK Banks Hit With Penalties For Improper Swap Sales
• Claims Pared From UBS, JP Morgan MBS Suits
• Investors Accuse Petrochina Of Hiding Corruption
• Fushi Copperweld To Pay $3M To End Misstated Earnings Suit
• Burkle Demands Morgans Hotel Sale After CEO Resigns
• How US V. Vilar Will Impact Criminal Prosecutions
• Deals Rumor Mill: Commerzbank, KKR, BlackBerry
• Rainmaker Q&A: Foley & Lardner's Samuel Winer
• Hedge Funds Line Up For JC Penney Shares After Ackman Exit
• Olympus Charged In UK Over $1.7B Accounting Fraud
• Morgan Stanley Must Pay Fired Trader $8M, Panel Says
• BofA Hedge Fund Suit Against Bear Stearns Dismissed
• Investors Can Combine Suits Against Madoff Feeder Tremont
• Enviro Co. CEO Settles For $1.5M In SEC Insider Trading Case
• WilmerHale Lands Ex-GCs From CFTC, SEC
• Loan Forgiveness Can't Satisfy Judgment, Calif. Court Says
• King & Spalding Launches UK Finance Reg Practice
• Bankruptcy Judge OKs Anchor BanCorp's Reorganization
• Cadwalader Dropped The Ball In Six Flags Fight, Judge Rules
• Mutual Benefits Exec Cops To Mail, Wire Fraud In $837M Scam
• 5th Circ. Revives Ex-Stanford Employees' Arbitration Bid
• American Capital Ducks Row Over Stock Sale In 8th Circ.
• SEC Will Revise Invalidated Oil Payment Disclosure Rule
• UK Fines Aberdeen $11M Over Client Money Failures
• $1B Pritzker Buyout Stiffs TMS Investors, Suit Says
• Seward & Kissel Picks Up Sidley Austin Tax Pro
• Fed, FDIC Provide Resolution Roadmap For Smaller Banks
• Kid Clothing Giant's Investors Urge Approval Of $3M PwC Deal
• SEC To Call Mark Cuban As Witness In Insider Trading Trial
• Rainmaker Q&A: DLA Piper's Perrie Weiner
• Ex-Chinese Railroad Official Charged In $7.6M Bribery Scheme