Securities Archive » September, 2014

Securities - September, 2014

500 articles

• GOP Challenge To SEC Pay-To-Play Rule Axed
• Del. High Court Reverses Appriva Investors' $250M Ev3 Win
• Treasury, FHFA Duck Suits Over Fannie, Freddie Profit Sweep
• Pa. Insurance Agent Charged With Securities Fraud
• Nixon Peabody Can't Beat Jailed Ex-Partner's Defense Suit
• UBS, Others Buck $113M MBS Suit As Judge Changes Course
• Icahn Unlikely To Win Bid To Stay Part Of Wachtell Suit
• Louis Dreyfus Can't Shake Cotton Price Manipulation Suit
• Investors In $10B JPMorgan MBS Suit Get Partial Cert.
• High Court Ducks Thorny Tolling Clash In IndyMac Reversal
• Fed Had 'No Limit' For AIG Bailout Terms, Atty Says
• Citigroup Secures SEC Waiver To Keep WKSI Status
• Revolving-Door Roundup: Simpson, Sidley, DLA Piper
• Del. High Court Nominee Ends Run Of Corporate-Minded Picks
• FINRA Offers Revised Plan For Risk Data Program
• Goldman, Others Get Initial Approval For $590M LBO Deals
• Titan Of The Plaintiffs Bar: Joseph Cotchett
• Germany Seeks Ringleaders In $171M Carbon Tax Scheme
• CFTC Orders $1.6M Payment In Foreign Exchange Scam
• Credit Suisse Wins Court Confirmation Of $1.3M FINRA Award
• Trader In Simpson Thacher Insider Case Must Repay $3M
• Argentina Deposits $161M With Local Trustee, Defies NY Judge
• Investor Says E*Trade Should Not Get Attorneys' Fees
• After Hedging, Egan-Jones Sticks By Darden In Proxy Fight
• Ex-Traders Call On Barclays To Keep Picking Up Legal Bills
• 6th Circ. Axes Funds' Suit Over BlackRock Lending Fee
• SEC Accuses Two Of Illegal Tips On Ackman's Herbalife Bet
• Daimler Ruling Comes To Banks' Aid In Yen-Libor Action
• And Now A Word From The Panel: ABCs Of JPML Practice
• SEC In Settlement Talks With Evercore Insider Trader
• EBay Adopts Icahn's PayPal Spinoff Plan On Its Own Terms
• DOJ Proposal Shows Focus On Individuals In Corporate Crime
• 2 Reasons Chancery's Swomley Ruling Is Notable
• Atty Backs 'Golfing Buds' Defense In Insider Trading Case
• Firm Owner Admits Paying $1M In Bribes To JPMorgan, GMAC
• Onyx Traders Can't Kill SEC's $4M Insider Trading Suit
• UBS In Forex-Rigging Settlement Talks, Warns Of Fines
• Citi Unit, Others Get Thornburg Trustee's $2B Suit Trimmed
• Avon Shareholders' FCPA China Bribe Class Action Tossed
• Kahn Swick Fights To Keep Abbott Fee Suit In State Court
• Engineering Firm Argues Stock Deal Negates $7M Verdict
• Investment Firm To Pay SEC $3.5M Over Lying About PE Fund
• Medtronic Can't Shake Investors' Claims Of Tainted Studies
• 3 Firms Dominate In Securities Litigation, GCs Say
• AIG Bailout Overreached Fed Authority, Former CEO Says
• Shuttered Miami Firm Escapes Negligence Suit For Now
• Morgan Keegan Still Stuck With Majority of ABS Suit
• Argentina Held In Contempt For Debt Bypass Plan
• Wal-Mart Can't Escape Suit Over Mexico Bribery Allegations
• The 4 Firms In-House Counsel Fear The Most
• ATP Oil Execs Escape Suit Over $1.5B Note Exchange
• Foundry Exec's Betrayal Triggered Inside Trades, Feds Say
• UK Charges Ex-Supermarket Tax Head With Insider Trading
• CFTC Accuses Trader Of Running $2.4M Investor Scam
• LSI Says Ace Skimped On Covering Shareholder Settlement
• High Court Reverses Decision To Hear IndyMac Appeal
• Lloyds Fires 8, Axes $4.9M In Bonuses Over Libor Rigging
• 2 Ex-Wells Fargo Employees Charged With Insider Trading
• Pre-Dodd-Frank Tipster Fights For SEC Award In 2nd Circ.
• SEC Hits BofA With $7.65M Fine Over Merrill Deal
• Allergan Again Blasts Valeant Bid As Investors Urge Talks
• Should FIRREA Whistleblower Bounties Be Higher?
• MBIA Lands 2nd Shot At JPMorgan In $168M MBS Suit
• Deal Rejected In Abercrombie Shareholder's CEO Pay Suit
• Brothers Still Can't Duck Chattem Insider Trading Verdict
• Chancery Allows Early Appeal In $255M Cornerstone Deal Suit
• Attys Seek $200M In Fees Amid Deals In LBO Collusion Suit
• Lehman Bros. Says It Was Cheated Out Of $1.9M Swap Gain
• Citigroup Cleared To Make One-Time Argentine Bond Payment
• Tesla Beats Suit Over $6.5B Stock Drop After Battery Fires
• 2nd Circ. Could Resurrect Zombie SEC Whistleblowers
• Pimco Co-Founder's Departure Signals Rough Ride For PE
• ING Kickback Settlement Worth $415M Gets Final OK
• HP-Autonomy Judge Rips Investor Deal's 'Staggering' Release
• $56B AIG Trial Will Shine Harsh Light On Crisis-Era Tactics
• 'Puzzle Pleading' Kills Accretive Shareholder Complaint
• NY Fed Denies Culture Of Lax, Fearful Supervision
• 7 HSR Filing Reminders From Berkshire Hathaway Case
• Cartica's Merger Suit Dies On Purchaser-Seller Grounds
• UK Regulators, Banks Could Settle Forex Price-Fixing Claims
• Wedbush Hit With Suit Alleging 'Naked' Shorts Scheme
• Judge Won't Split Class Action Over ATP $1.5B Note Exchange
• Intel Pulls Plug On Shareholders' Suit Over No-Poach Policy
• Wilson Sonsini Staffer Eyes Swift Resolution To Charges
• Wynn Hits Chanos With Slander Suit Over FCPA Accusation
• FINRA Head Calls For More Data-Driven Market Research
• SEC Fines High-Speed Trade Co. For Investing In Auditor
• Ex-SCI CEO Sanctioned For Destroying Laptop In Bonfire
• Do's And Don'ts For Lucrative SEC Whistleblower Tips
• Activist Starboard Sets Sights On Yahoo-AOL Combination
• SEC Accuses Florida Asset Firm Of $30.8M Fraud
• 2nd Circ. Jeopardizes Fund's Buy Of $230M Madoff Claim
• Investor Slams 'Hostile' Allergan Actions, Urges Deal Talks
• Pimco Founder Bill Gross Defects To Janus
• Takeaways From SEC Action Against Lincolnshire
• Concur Shareholders Seek To Scuttle $8.3B Buyout By SAP
• 5 Favorites To Succeed Attorney General Eric Holder
• Shareholder Sues Miami Firm For Unpaid Loans, Services
• Annie's Investor Challenges $820M General Mills Deal
• Holder To Leave DOJ Emboldened To Tackle Corporate Crime
• US Bank Can't Escape Dual Peregrine Class Actions
• Teledyne, Bolt Face Shareholder Suits Over $171M Deal
• Geithner, US Must Produce Some Unredacted S&P Docs
• CFTC Accuses Former Trader Of $1.2M Swap Fraud
• Wyly Bros. Ordered To Pay At Least $187M For Tax Fraud
• SEC Suspends 9 Cos. In Microcap Fraud Crackdown
• Class Settlement Won't Impact IndyMac Appeal, Justices Told
• JDA Software Penalized By SEC For Revenue Reporting
• CFTC Finalizes Swaps Rule Fix For Public Utilities
• UK Extends Libor Manipulation Law To 7 More Benchmarks
• Ex-Simpson Thacher Clerk Rejects Insider Trading Plea Deal
• Starboard Picks For Darden Board Gain Two More Allies
• Attorney General Eric Holder To Step Down
• Allergan Snubs Valeant's Olive Branch, Hints At Other Deal
• No Longer Under Wraps — SEC Wrap Fee Scrutiny Rising
• Citigroup Directors Beat Mortgage Servicing Derivative Suit
• Abbott Buyout Target's Head Tipped Off Ex-Oriole, Feds Say
• BNP Asks For Sentencing Delay Until DOL Determines Status
• Lucchese Assocs. Want New Trials In Lender Takeover Plot
• 'Outer Limits' Writer Slams LPL Over Hollywood Ponzi Scheme
• ResCap Kicks $470M MBS Action To Bankruptcy Court
• Credit Suisse Tells Appeals Court $1B RMBS Suit Is Too Late
• Morgan Keegan Bondholders Get Class Cert.
• CFTC Commissioner Warns Of 'Trade War' Over Swaps
• Titan Of The Plaintiffs Bar: Max Berger
• Pimco ETF Returns Draw SEC Probe
• Chinese Pharma Co. Ducks Investor Suit Over Botched Sale
• SEC Hits Silicon Valley Co., Execs In Accounting Fraud Case
• Exec Cops To Duping Hurricane Katrina Recovery Investors
• CalPERS Attacks Atty Fees In HP's Autonomy Settlement
• Staffing Co. Controller Gets Prison For $1.4M Embezzlement
• UK Accounting Watchdog 'Closely Monitoring' Tesco
• Ex-Investor Relations Exec Cops To Inside Trades On Birthday
• Sens. Demand More Disclosures Under SEC Advertising Rule
• ISS Deals Blow To Bramson's Electra Shakeup Campaign
• Valeant Asks Allergan To Open Talks, Tone Down Buyout Fight
• High Court Questions Settlement's Impact On IndyMac Appeal
• 'Entire Fairness' Is More Than Just A Fair Price
• Cooley Adds Ex-Latham Capital Markets, M&A Partner
• Hanson Bridgett Lands Ex-Baker & McKenzie Benefits Pro
• SEC Charges Two Florida Attys With Aiding Offering Fraud
• 2nd Circ. Won't Rehear $4B Lehman-Barclays Asset Fight
• Stiefel Escapes Bid For New Trial In $2M Securities Suit
• $8.3M Commodity Pool Runner Pleads Guilty To Ponzi Scheme
• Nixon Peabody Says It Didn't Owe Jailed Ex-Partner Defense
• Ex-L&L Energy CEO Pleads Guilty To Securities Fraud
• Del. Gov. Taps Veteran Judge For State's High Court
• Robbins & Myers Wins Toss Of Suit Over $2.5B Energy Merger
• SEC Fines Transfer Agent For Missing Microcap Red Flags
• Booming Hotel Sector Spurs High-Stakes CMBS Deals
• Bakrie Skipping Payments On $380M In Bonds, Investors Say
• HCA Shareholders Win Cert. In $4.3B IPO Suit
• SEC Taps New OCIE Counsel, Atlanta Head
• Barclays Pays $15M To Settle SEC Claim Over Lehman Biz
• Wachtell Ripped Over Deal To End HP Derivative Suits
• Opportunities And Pitfalls In The Legal Cloud
• Cozen O'Connor Adds Former Dentons Insurance Litigator
• Ackman Threatens To Sue Allergan Over Potential Salix Deal
• Asset Managers Must Prepare For The Magnifying Glass
• JPMorgan Units Evade $1.15B Fraud Suit Thanks To Early Deal
• BNY Mellon Resists $539M Argentina Bond Payments
• SEC Welcomes Foreign Whistleblowers Though Courts Don't
• Tower Research Settles CME Claim Over HF Wash Trades
• SEC Cements Status As Go-To Whistleblower Agency
• Valeant Wins Access To Allergan Docs In Insider Trading Row
• Tesco Vows To Investigate After Overstating Profits By £250M
• SEC Announces Arrival Of 2nd New ALJ
• 'Out Of Context' Ruling Equates Fish With Docs, Justices Told
• Lawyers Weigh In On SEC's Record Whistleblower Award
• Supreme Court Urged To Punt Ex-Duane Reade Execs' Appeal
• SEC Accuses Web Marketer Of $105M Pyramid Scheme
• Troutman Sanders Adds Trio Of Bingham Litigators In Calif.
• High Court Asked To Clarify 'Foreign Official' Under FCPA
• Accused Foundry Insider Can't Shake Tipping Charges
• BigLaw Atty's Alleged Tipster Tees Up 'Golfing Buds' Defense
• Wells Fargo To Pay $5M Over Insider-Trading Issues
• EDMC Deceived Investors Over Lending Practices, Suit Says
• Lincolnshire Pays $2M To Settle SEC's Fee Charges
• Philadelphia Fed President Plosser To Step Down In 2015
• Former CCI Exec Takes FCPA Reach Fight To High Court
• Drinker Biddle To Boost Kassner To Top Spot In 2015
• Hedge Fund Owner Who Aided Petters Scam Must Pay $81M
• SEC To Hand Out Record $30M Whistleblower Award
• Electra Strikes Back Again As Activist Battle Heats Up
• EU Issues Draft Intervention Guidelines For Failing Banks
• Challenges To Conflict Minerals Rule Continue
• A General Counsel's Top 10 Billing Tips
• Petters Feeder Funds, Manager Won't Get New Trial
• Accountant Gets 40 Months For Texas Lender Takeover Plot
• Rothstein Lawyer, Broker Charged In $2.4M Fraud Scheme
• Texas Investment Adviser Gets 20 Years For Ponzi Scheme
• FINRA Floats Rules On Recruitment Disclosure, Transparency
• Gov't Derides BofA Challenge Of Mortgage Fraud Verdict
• Notes' Assignee Can't Sue Over Telecom Collapse, Judge Says
• Allergan Defends Redactions In Valeant Insider Trading Suit
• Software Startup CEO Gets 27 Months For Securities Fraud
• Auditing Co. Can't Ax Broker-Dealer's Suit Over $66M Fraud
• Morgan Stanley Can't Boot $32M Securities Suit Out Of NY
• 2nd Circ. Tosses Citibank Appeal Of Argentina Bond Ruling
• Broker Cops To Relaying Simpson Thacher Clerk's Inside Tips
• SEC Hits ITT Educational Services With A Wells Notice
• Ex-Owner of Mass. Trading Co. Gets 9 Years For Forex Fraud
• Petroleum Development Reaches $30M Deal With Class
• Nomura Sued Again Over Accusations Of Shabby MBS
• UK Appeals Court Upholds Innospec Bribery Convictions
• Next Big Thing For Foreign Cos. — Yield-Oriented US IPOs
• BMO Harris Socked With $24B Suit Over Petters Ponzi Scheme
• Greenberg Traurig, Alvarez Agree to Slash TelexFree Fees
• Virtual Bank Founder Must Pay $40M For Bitcoin Ponzi Scheme
• SEC Targets 8 Over Penny-Stock Fraud, Banker Charged
• Citibank Warns Of Fallout On Blocked Argentina Payment
• 2nd Circ. Tosses Iraq's Suit Over $10B Oil-For-Food Scheme
• SEC Deputy Director Of Trading And Markets To Step Down
• SEC Fines Investment Adviser Over Hidden Principal Trades
• More Cos. Try To Dodge Investor Votes As ISS Looms
• HP Says Ex-Autonomy Exec Can't Block Deal Over $11B Buy
• SEC Asked To Weigh Risks Of Chinese IPOs In US
• Banks In CDS Class Action To Hand Over Gov't Probe Docs
• 4 Hot Issues In 3rd-Party Due Diligence
• Ackman-Targeted Air Products Unveils Major Restructuring
• 2nd Activist Confirms Support For Darden Overhaul Plan
• Oxfam Sues SEC Over Delay Of Oil Payment Disclosure Rule
• 5 Takeaways From SEC's Filing Violation Sweep
• 2nd Circ. Stays Goldman, Citi Win In FINRA Arbitration Bid
• Freddie Mac Sues Deloitte For $1.3B Over Taylor Bean Fraud
• Holder's Whistleblower Proposal Omits Key To SEC's Success
• NJ Bill Seeks To Block Political Pension Fund Investments
• Renewed DOJ Fraud Focus Should Worry Bank Execs
• FINRA Axes Changes In 3rd Plan For Customer Account Docs
• Ex-Hedge Fund Chief Cheated Clients To Buy Porsche: SEC
• ECOtality Shareholders Get Plug Pulled On Class Action
• AgFeed To Pay $7M To Settle Securities Class Action
• Fed Keeps Record-Low Interest Rate, Cuts Bond Buys By $10B
• Valeant Slams Allergan Doc Redactions In Insider Trading Row
• DOJ To Target Individuals Over Financial Fraud, Holder Says
• Spirited CFTC Launches New Uncleared Swap Margin Plan
• BNY Mellon Says RMBS Suit Over Loan Docs Falls Short
• Wilson Sonsini Scandal Brings Unwanted Glare To M&A Group
• Ex-MySpace Owner Accuses Google, News Corp. Of Collusion
• Punch Taverns Shareholders OK $3.8B Restructuring Deal
• Va. Sues Barclays, Others For $1.15B Over RMBS Fraud
• Mentor Investors' Appeal Over $1.1B J&J Sale Tossed
• HFT Co. Latour Fined $16M For Mismanaging Capital Buffer
• Cadwalader-Nomura Malpractice Fight Stayed By Top NY Court
• Activist Hedge Fund Wants DuPont Split Into 2 Cos.
• Holder Calls For Higher Awards For Wall St. Whistleblowers
• Settling After Class Denial — If Only It Were That Easy
• Forum Selection Bylaws Are Best Considered On A Clear Day
• Stilwell Ordered To Comply With SEC Fraud Investigation
• BNY Mellon Loses Bid To Toss Pension Fund's $11M Suit
• AbbVie Investor Aims To Skunk $54B Shire Inversion
• Lehman Slams JPMorgan's $7B Precollapse 'Cash Grab'
• Chancery Won't Nix Claims Over $3B Jefferies Leucadia Deal
• TD Ameritrade Sued Over Routing Of Clients' Orders
• CFTC's Massad Faces Test Of Dodd-Frank Fine-Tuning Pledge
• NY AG Attacks Barclays' Bid To Kick Dark Pool Suit
• Ex-Dewey Controller Reaches Partial Deal With SEC
• CFTC Pulls SAC Capital's Registrations Over Criminal Action
• DLA Piper Snags Ex-Kirkland & Ellis Atty For NYC Practice
• Kaplan, Pomerantz Among Firms Sought To Lead Libor Cases
• House Passes Broad Dodd-Frank Revision Bill
• Bernstein Litowitz Wants Later Opt-Out Deadline In AIG Deal
• Class Wins Remand Of Best Buy Stock Option Action
• Scotland — The 'Succession Event' Question
• Regulators Probe Banco Espirito Santo's Former Fla. Unit
• Small Banks Slam 'One Size Fits All' Dodd-Frank Regs
• Scottish 'Yes' Vote Could Put Debt Markets On Pause
• Schumer Argues New Liquidity Rule Harms Municipal Bonds
• SEC Continues Short-Selling Crackdown With $9M Settlements
• Fracking Sand Co. Pays $4M To Settle Investors' IPO Claims
• SEC's Gallagher Calls For Bond Market Overhaul
• Halliburton Wants Exec Testimony Out Of Price Impact Row
• CFTC Beats Bulk Of Suit Over Cross-Border Swaps Rules
• Labaton Defectors Make Play For Lead Role In MF Global Suit
• Wilson Sonsini Tech Worker Charged With Insider Trading
• Allergan Compromises With Valeant, Ackman On Meeting
• Bandfield Confirms Aggressive FATCA Enforcement Tactics
• Readying For A New First Monday
• AgFeed Strikes SEC Deal, Gets Nod For Disclosure Statement
• Ropes & Gray Adds NY Prosecutor To Hong Kong Team
• ConocoPhillips Urges Court To Throw Out Exec Pay Suit
• Investor Sues Financial Co. Over Deal To Cover $2M Loss
• SEC Should Be Denied Conflict Mineral Rehearing, Groups Say
• Darden Blasts Investors' Olive Garden Breadsticks Dig
• Weatherford Investors Again Denied Internal Tax Audit Docs
• CFTC, Ex-Amaranth Trader To Settle Manipulation Charges
• Houston Investor-Relations CEO Charged With Insider Trading
• CME Seeks Dismissal Of Class Action Over HFT Treatment
• BofA Says Shareholder Jumped The Gun With 'Hustle' Suit
• Convicted Insider Traders Ordered To Pay £3.25M In UK Case
• Bankrate Discloses SEC Probe As CFO Steps Down
• Morgan Stanley Fined For Accounts Tied To Ponzi Scheme
• Dealmakers Q&A: Thompson Hine's Derek Bork
• 2nd Circ. Ruling Clears FINRA Arbitration Confusion
• Royal Park Can't Get 2nd Shot At BofA In $1.6B MBS Fight
• PwC To Pay $10.5M As Part Of AIG Class Action Deal
• SEC Tells Judge Pay-To-Play Limits Are Fair
• Chancery Won't Cancel Trial In Allergan Fight With Ackman
• Deutsche, Goldman Win $37M In Fees For CVR Defense
• Treasury Pares Stake In Ally To 14% As TARP Unwinds
• Suit Says UBS Closed Secret Bank Accounts, Kept Funds
• Ex-Penny Stock CEO Barred, Fined In SEC Settlement
• OPINION: Pro Bono May Help Diversity Recruiting Efforts
• Feds Slam Ex-Jefferies Trader's Bail Bid In 2nd Circ.
• HSBC Reaches $550M Toxic MBS Deal With FHFA
• Jones Day Lures Ex-Paul Hastings Capital Markets Partner
• Madoff Aide Warns Of 'Gender Disparity' In Jail Locations
• Foreign Banks Could See ISIS-Related Sanctions Under Bill
• SEC Asks Court To Enforce Ex-Hedge Fund Chief's $5M Fine
• Forum Selection Bylaws Shrug Off Investor Backlash
• CFTC Gives Bitcoin A Boost As First Swap Platform Approved
• Schiff Hardin Nabs Ex-CFTC Financial Markets Pro In DC
• Olive Garden Hit For Being Too Free With The Breadsticks
• Hertz, Icahn Latest To Compromise To Thwart Proxy Fight
• More State Courts Upholding Forum Selection Bylaws
• Esquenazi In Korea: Identifying Instrumentalities Abroad
• JPMorgan, Investors Propose $340M IndyMac MBS Settlement
• 5th Circ. Lets Stanford Receiver Claim $32M From Investors
• NYC DA Indicts 8 In $290 Million Stock Pump & Dump Scheme
• HP Russia Pleads Guilty to Bribery, Will Pay $58.8M Fine
• Judge Trims Atty Fees in Simon Property CEO Bonus Suits
• On ERISA's 40th Birthday, 5 Hot Litigation Trends
• Life Partners Seeks Early End To Bellwether Fraud Trial
• SEC Official Warns Hedge Funds On Mutual Fund Crossovers
• SEC Launches New Office In Risk Analysis Division
• Vedder Price Adds Mayer Brown, Stroock Attys To LA Office
• S&P Must Open Records On Financial Crisis-Era Ratings
• Stanford Investors Want SEC Negligence Claims Revived
• Nomura Loses Bid To Make Insurer Pay For RMBS Litigation
• CFTC Inches Hedge Funds Closer To Bus Ads
• Ex-Duane Reade CEO Can't Duck $7.6M Fraud Restitution
• Wilmington Trust To Pay $18.5M To Settle SEC Fraud Charges
• 9th Circ. Says Immersion Ruling Doesn't Stray From Meyers
• Ackman's Investor Support Tips Allergan Meeting Fight
• High-Profile Hostile Plays Reinforce Bright M&A Outlook
• SEC Settles Heart-Monitoring Co.'s Stock-Inflation Case
• Halliburton Price Impact Dispute Heats Up In Texas Court
• How Research Efficiency Impacts Law Firm Profitability
• 5 Dodd-Frank Reforms That Keep Energy Attys Up At Night
• PE Shop Electra Stands Firm Against Bramson Proxy Play
• Argentine Congress Authorizes End-Run Debt Payments
• BakerHostetler Adds Energy Atty To Houston Office
• 5 Insights From Ford General Counsel David Leitch
• OPINION: SEC's Pay-To-Play Rule Should Be Upheld
• HP Investor Wants To Scuttle Autonomy Row Settlement
• Dreier's Jailed Founder To Testify In $137M Adversary Fight
• Suit Over $8.5B Family Dollar Buyout Gets Fast-Tracked
• Gov't Work Leads To BigLaw Success, Female Litigators Say
• Bizarre Madoff Appeal Reaches 2nd Circ., Spurring US Reply
• SEC Crackdown Hits CEOs, Firms Over Late Stock Reporting
• Former Greenberg Litigator Joins Seyfarth In NY
• Principal Investment Groups Can't Dodge Excessive Fee Suit
• TierOne Bank Exec Pleads Guilty To Role In Securities Fraud
• Cornerstone Directors Can't Escape Suit Over $255M Buyout
• NY Court Needs German Law Expert For $362M DZ RMBS Suit
• Advanced Cell Settles SEC Claims Over CEO's Hidden Trading
• Mark Cuban GC Says Managing Trial Team Key To SEC Win
• Argentina Judge Punts On Enforcing Citi Subpoena
• Wedbush, SEC Near Settlement Of Market Access Case
• German Bank's MBS Suit Against BofA Trimmed
• SEC's 'Broken Windows' Gambit Leaves No Room For Error
• SEC's Muni Disclosure Rules Kick In For Underwriters
• NY Banking Reg Asks FHFA To Spare State From 'G-Fee' Hike
• New Guidance On How MFW Operates At Pleading Stage
• Best Business Planning Practices For Lawyers
• Attys Jockey For Fees In Simon Property CEO Bonus Suits
• Icahn's Firm Flubs SEC Filing, Gives Gannett After-Hours Spike
• Stanford Investors Face Uphill Climb In Battle With SEC
• Bear Stearns Workers With Unexercised Stock Options Get Zip
• Chancery Urged To Pare Activision Investors' $8B Suit
• SeaWorld Knew 'Blackfish' Ran Off Visitors, Investor Says
• PwC Can't Shed Claims It Missed Colonial Bank Fraud
• 11th Circ. Won't Rehear Stiefel Appeal In $1.5M Share Fight
• Geithner Must Turn Over Unredacted S&P Docs To Judge
• 3rd Circ. Asked To Revive Genaera 'Fire Sale' Investor Row
• 3 Lessons Learned As Darden Proxy Fight Heats Up
• Feds Charge Six In $500M Offshore Penny-Stock Scheme
• JPMorgan Looks To Deep-6 Dexia's Revived $1.7B RMBS Suit
• Investors Urge High Court To Unblock Appeal In Libor MDL
• Psychiatric Solutions Settles Shareholder Suit For $65M
• CFTC Says Atty Aided Precious Metals Investment Scam
• Ukraine Crisis Raises Questions For Foreign Investors
• SEC Defeats Race Bias Suit Filed By Agency Attorney
• OCC Proposes 'Stress Test' Rule Changes to Align With Fed
• Giants Stadium Sues For Payment Of $302M Lehman Claim
• CFTC Data Capabilities Lagging, New ISDA Chief Warns
• BGC Partners Offers $675M Counterbid For GFI Group
• Senate Panel Mulls Dodd-Frank Effects On Big, Small Banks
• Class Suit Accuses Enzymotec Of Lying Before Its $70M IPO
• Bharara Looks To Rebound As Foundry Insider Trial Begins
• Morgan Stanley Pays $95M To End Pension Fund MBS Claims
• Important Legal Effects Of California Short-Form Mergers
• Argentina Asks 2nd Circ. To Allow $8B In Citibank Payments
• Fed Amping Up Capital Surcharge For Biggest US Banks
• SEC Says Financial Adviser Pilfered $1M From Hedge Funds
• SEC's Mutual Fund Monitoring Plan Risks Data Deluge
• Chancery Upholds 'Only in North Carolina' Lawsuit Bylaw
• Edwards Wildman Taps Ex-Fortress Atty For NYC Office
• FirstBank Asks For Favorable Ruling On $64M Lehman Claim
• SEC, Republican Groups Trade Barbs On Pay-To-Play Suit
• SEC Recruits New Enforcement COO From FDIC
• 2nd Circ. Won't Revive RMBS Fraud Suit Against S&P
• Ex-SAC Trader Martoma Gets 9 Years For $275M Scheme
• Ex-UCB Exec To Plead Guilty To Hiding $65M In Loan Losses
• 2nd Circ. Affirms Xerox Win In Class Action Over Reorg
• DOJ Names Schulte Roth Atty Head Of Criminal Appeals, Fraud
• SEC Refuses To Exempt Brooklyn Capital From Disclosure
• Tax Shelter Funds Blast US Bid To 'Create New Law'
• Jana Gets Walgreen Board Seats After Failed Inversion Push
• What Investment Advisers Can Learn From TL Ventures Case
• Assessing Retroactive Inversion Legislation And Its Risks
• Madoff Trustee Wants 2nd Circ. Review of Merkin Decision
• Ex-JPMorgan Execs Can't Nix Claims In SEC Pay-to-Play Suit
• Haynes And Boone Adds K&L Gates Securities Expert
• 3 Hedge Fund Managers Get Prison For $40M Ponzi Scheme
• Accentia Strikes $1.25M Deal To End Investors' Vaccine Suit
• Goldman's Vague Corporate Titles May Still Cost It Millions
• Texas High Court Stays Corporate-Friendly In 2014 Term
• Ex-Foundry Exec Rejects Plea Deal In Insider Trading Case
• 5 Things To Watch For At Ex-SAC Trader's Sentencing
• SEC Gives Up Fight To Make SIPC Repay Stanford Victims
• 11th Circ. Won't Kill SEC Suit Against Ex-Miami Official
• 3 Focus Areas For PE Firms Given Increased SEC Oversight
• Securities Suit Says Online Ad Co. Lied About Bot-Blocking
• Ex-Hunton & Williams Atty Named SEC's First Ombudsman
• Former Wal-Mart Legal Chief Jumps To Taylor English
• Stearns Weaver Adds Real Estate, IT Partners In Miami
• Auditor Can't Slip Investors' Madoff Malpractice Claims
• Marvell Seeks Tossing Of Suit Over $1.5B Patent Loss
• Banks Need $644B Collateral Under New Swaps Rule: OCC
• $20M Asset Freeze Stays Intact In BC Capital Fraud Suit
• Fed Gov. Powell Urges Alternatives To Libor
• SEC Wins Permanent Bans In Microcap Kickback Scheme
• 10th Circ. Won't Limit NY Judge's Reach In MBS Suits
• Allergan OKs Shareholder Meeting In Win For Valeant, Ackman
• The Impact Of Judge Rakoff's Settlement Odyssey
• 5 Insights From AT&T General Counsel Wayne Watts
• GM Ducks Investor Suit Over Puffed-Up Sales Numbers
• MF Global Execs Win D&O Coverage Windfall
• 11th Circ. Partially Ends Injunction In BofA Conspiracy Row
• MetLife Slapped With Systemic Risk Label By US Regulators
• McDermott Says Antioch Negligence Claim Should Be Nixed
• Convicted Oil, Gas Investment Fraudster Faces Disbarment
• Judge Won't Rethink Nixing Facebook IPO Insider Trading Suit
• Ex-National Lampoon CEO's Sentence Largely Upheld
• Document Storage Tips: Inside The Email Vault
• Argentine Senate Passes Bond End Run Around US Courts
• Vantage Drilling Shares Aren't TMT Property, 5th Circ. Says
• First Citizens Defends 'Only In NC' Bylaw In Chancery Court
• Judge Urged To Ax Suit Fighting Stock Trader's $22M Tax Bill
• 8th Circ. Denies Appeal On Dodd-Frank Whistleblower Limits
• Banks Must Face Credit Default Swap Rigging Suit
• Top NY Court Rejects Forest Lab Bid For Coverage From RSUI
• SAC's Martoma Can't Shake Conviction As Sentencing Looms
• 3 Things To Know Before New REIT Guidelines Hit
• EU Central Bank Unveils Surprise Asset-Buying Stimulus
• French Court Springs Ex-SocGen Trader Kerviel From Prison
• Parmalat Ordered To Pay $431M To Citigroup
• Lawsuits Reveal Risks Lurking Below Surface Of Dark Pools
• FSOC Must Be Stronger, More Transparent, Ex-Officials Say
• ISDA Auction Sets Price On Argentina Credit Default Swaps
• Liquidity Rule Compounds Dodd-Frank Headaches, Attys Say
• SEC Wins Permanent Ban On Ex-Urban CEO For Microcap Plot
• DOJ's No. 3 To Leave Office This Month
• Convicted Ponzi Schemer Pleads Guilty To Facebook IPO Scam
• FINRA Fines Minn. Brokerage $1M Over Penny Stock Practices
• $3M Settlement In Ariz. Arena Bond Offering Suit Gets OK'd
• SEC Issues Wells Notice Over F-Squared Performance Claims
• Alternative-Trading SRO Slams SEC In Application Row
• Investors Consolidate Suits Over High-Frequency Trading
• FINRA Dispute Resolution President To Retire
• Banking Groups Call For Changes To Flawed Regulations
• SEC Strikes Fear With First Award To Compliance Pro
• Starboard Lashes Out At Darden's Latest Olive Branch
• Wet Seal CEO Resigns Amid Activist Pressure
• Banking Regulators Repropose Dodd-Frank Swap Margin Rule
• IEX Attracts $75M To Back Registration As Public Exchange
• AUSA Who Prosecuted SAC Trader Decamps For Milbank
• Conducting A Braintrust Review Of The Complex Case
• Swiss Watchdog Probing Espirito Santo Unit
• Ex-Jefferies Trader Hit With SEC Suit After Guilty Verdict
• Regulators Finalize Liquidity Rules For Big Banks
• LVMH To Redistribute Hermes Stake To Settle Share Battle
• Pot Stock Puffery And Regulating An Illicit Industry
• Rothstein Trustee Gets Judge's Nod For Up To $37M Payout
• S&P Escapes False Ratings Suit Over SIV's 2007 Implosion
• Chile Regulator Levies $164M Fines For Chemical Co. Fraud
• OCC Finalizes Large Bank Risk Management Guidelines
• Libor Investors Push High Court To Allow Immediate Appeal
• Gov't Fights Ex-Alstom Exec's Bid To Toss FCPA Charges
• Allergan Must Face Suit Over Botox Labeling: 9th Circ.
• Highland Investor Argues Texas Court Can't OK Creditor Plan
• FHFA Floats Tighter Regs For Funding From Home Loan Banks
• Class Cert. Denied In Collapsed $2.5B Hedge Fund Row
• Simpson Thacher Nabs DOJ's Criminal-Fraud Chief
• SAC's Cohen Sees SEC Case Delayed Again
• Credit Suisse Reportedly Probing Trader Misconduct
• Allergan Hits Back After Valeant Stands By Business Model
• High Court Decision Time-Bars $388M MBS Suit, Judge Rules
• Darden Offers New Olive Branch To Activists As Vote Looms