Securities Archive » December, 2014

Securities - December, 2014

377 articles

• Covidien, Medtronic Settle Investor Suit Over $42.9B Merger
• SEC Says $3M Facebook Pre-IPO Fraud Funded Day Trading
• SEC Says Conflicts Of Interest Persist At Ratings Agencies
• BNY Mellon Dodges More Claims In MBS Trustee Action
• Investors Ask High Court To Apply Troice To Madoff Claims
• SEC Orders Madoff-Linked Advisers To Cough Up $6M
• US Bank Wants $528M From Citigroup For Faulty MBS
• SEC Settles With Auto Loan Co. Agent In $110M Fraud Suit
• Ex-American Apparel CEO Wants Shareholder Suits Tossed
• Wall Street Assails Tick-Size Study's Dark Pool Treatment
• Fed. Circ. Ruling Moots Derivative Suit, Zimmer Tells Chancery
• Court OKs Medtronic Payments For Board's Inversion Taxes
• Argentina Must Give Creditors Asset Info, 2nd Circ. Rules
• Ex-NFLer Wants SEC Claims Sacked From Pump-Dump Claim
• Madoff Trustee Inks Deal With Cayman Feeder Fund
• SEC Pushes For House Aide's Testimony After Resignation
• SIFMA Asks 3rd Circ. To Rethink Venue For Short-Sale Spat
• SEC Seeks More Than $70M From Alleged Rothstein Fraudster
• NCUA Sues Wells Fargo Over Failures As RMBS Trustee
• Family Dollar Delays Vote On $8.5B Dollar Tree Deal
• New Opportunities For Distressed Investment In Germany
• Plaintiff Asks Fla. Judge To Deny Stiefel's Recusal Request
• 2nd Circ. Rejects Goldman Request To Arbitrate MBS Suit
• Ex-Orioles Player Says Newman Strikes Out Insider Charges
• State Watchdogs Want Prudential Auditor Subpoena Quashed
• CBOE To Pass Regulatory Responsibility To FINRA On Jan. 1
• Regulators Look To Tighten Standardized Capital Measures
• SEC Reloads Its Quiver With Administrative Proceedings
• Securities Fraud Actions Just Got Harder In 9th Circ.
• Madoff Trustee Looks To Release $322M In Latest Payout
• Nixon Peabody, Mintz Levin Blitz Biotech's Legal Mal Suit
• OCZ Trustee Says Class Action Plaintiffs Flouted Ch. 11 Stay
• Attys Seek $115M Fees As $960M AIG Deal Awaits Final OK
• $47M Life Partners Judgment Impairs MDL, Shareholders Say
• Pershing Tangles Over Dismissed Fannie-Freddie Action
• DOJ Sends Message With Historic Alstom FCPA Pact
• SEC Launches Insider-Trading Suit Over $3.3B Abbott Deal
• SEC Fines Calif.-Based Atty For Trading On Client's Intel
• FINRA Charges Wedbush, Reps With Fabricating Docs
• $3M JC Penney Attys' Fee Ruling Stands In Investor Suit
• SEC Sues F-Squared Ex-CEO As Firm Settles Over False Ads
• CFTC Fines Deutsche $3M For Books And Records Violations
• Violin, Underwriters Say $146M IPO Suit Repeats Axed Claims
• MoFo Picks Up Herbert Smith M&A Whiz For Tokyo Office
• KPMG-Backed Tax Shelter Funds Can't Deduct Losses, Costs
• Feds Seek Stiff Sentence For 'Greedy' Ex-Sentinel Exec
• FirstBank Appeal Fails In Quest For Lehman-Era Collateral
• $95M Settlement In Morgan Stanley MBS Suit Gets OK'd
• The Biggest M&A Moments Of 2014: Second Half
• UK Accounting Watchdog Opens Tesco Investigation
• Dodd-Frank Rules Safe Under TPP, Obama Adviser Says
• Judge Won't Alter Atty's 17-Year Stock Scheme Sentence
• UK To Criminalize Rate-Rigging After Libor, Forex Scandals
• Alstom Pays $772M In Record FCPA Settlement
• Trending In 3rd Circ.: Motions To Strike Class Allegations
• The State Of Technology-Assisted Review In 2014
• NY Court Gets It Right On Common Interest Privilege
• Law360 Names Law Firms Of The Year
• Law360 Names Practice Groups Of The Year
• Judge Won't Expand $188M Judgment In Wyly Fraud Case
• Judge Slaps Down HP's 3rd Try At Autonomy Settlement
• Texas High Court Will Hear Life Partners Securities Suits
• Former Diplomat Can't Dodge Stanford Receiver's Suit
• Lehman Trustee Seeks To Recover $98M From Wells Fargo
• SEC Hits Limits In Collapsed Herbalife Insider Case
• MetLife Poses Potential Stability Threat, Regulators Say
• Chancery Won't Block Family Dollar Vote On $8.5B Buyout
• Rothstein Trustee Cleared To Distribute $13M In Claims
• Convicted Ex-Jefferies Trader Says Client Had Him Fired
• Volcker Extension Stokes Fear Of Slipping Regulatory Resolve
• Wal-Mart Accused Of Ignoring Order To Give Up Bribery Files
• ESMA Publishes Final Guidance On New EU Securities Rules
• Empire State Building Investors Launch Another Suit Over IPO
• US Bank Settles With CFTC In Suit Over Peregrine Debacle
• Enterprise Products VP Joins Norton Rose Fulbright
• Del. Justices Nix Voting Ban On $2.9B C&J Energy-Nabors Deal
• CORRECTED: Judge Won't Change Order In Settled BofA Suit
• Lead Counsel In Hi-Crush IPO Suit Cashes In For $1.3M
• ACLU Urges Lift Of Gag Order In Coal Exec's Criminal Case
• Onyx Traders Say Newman Undermines SEC Insider Case
• Musk Says Battery Fire Securities Action Was 'Frivolous'
• The Naked Truth: Intricacies Of Naked Short Sales
• Ally Gets DOJ Subpoena In Subprime Auto Loan Probe
• 11th Circ. Won't Rehear Bid To Kill SEC Suit Vs. Miami Official
• Dodd-Frank Agencies Coordinated Well On Volcker, GAO Finds
• US Bank To Pay $6M To Settle MBS Class Action
• Nortel's US Arm Gets Nod For $1B Bondholder Interest Deal
• 2nd Circ. Invites Insiders To Save The Tips For Friends
• Cut SEC Claims Against Hedge Fund Manager Make Comeback
• SAC Won't Oppose Victims Fund For $602M Settlement
• Ex-Retrophin CEO Gave Away Stock, Investor Suit Says
• CFTC Boots AlphaMetrix CEO After $8.4M Court Order
• MetLife Deemed Systemically Important By Regulators
• RBC Pays $35M To End CFTC's Wash Trading Case
• FSOC Calls For Input On Asset Management Systemic Risks
• Secret Clients An Issue As Barclays, NY Spar Over Dark Pools
• Newman Ruling Jeopardizes IBM Insider Trading Pleas: Judge
• Vale Stuck Facing Trial In US Over Guinea Mining Rights
• Louisiana Weighs In On Double Derivative Action Debate
• SDNY Widens Split On Dodd-Frank Whistleblower Protection
• Wells Fargo Fined $1.5M By FINRA Over Customer ID Lapses
• Spotlight On SFO: Prosecuting In The Regulator's Shadow
• Ponzi Investors' Claims Trimmed Against Greenberg, Hunton
• NCUA Claims US Bank, Bank Of America Failed MBS Trusts
• C&J Energy Asks Court To Ax Voting Ban In $2.9B Nabors Deal
• Broker-Dealer Execs Plead Guilty In $60M Bribery Scheme
• Commish Knocks SEC's Absorption In Accredited Investors
• Countrywide Whistleblower Nabs $58M Over BofA Deals
• 5th Circ. Upholds Asset Seizure In $24M Laundering Case
• Avon China Pleads Guilty In $135M DOJ, SEC Deal
• 9th Circ. Won't Revive IGT Stock Drop Suit
• Illegal Tax Shelter Traders Fight To Deduct Currency Losses
• Madoff Trustee Gets $600M In New Clawback Settlements OK'd
• Yellen Expresses Confidence In NY Fed's Dudley
• Divided SEC Fines Ex-State Street Execs After Reversal
• Chanos Beats Wynn Resorts' FCPA Defamation Suit
• Allergan Investors Accuse Valeant, Pershing Of Takeover Plot
• HFT Nearly Half Of Equity Value Trades In European Markets
• Minority Powerbrokers Q&A: Carlton Fields' Ann Black
• What Happens When Legal Aid Cuts Stimulate Pro Bono?
• Chancery Court Speaks To Underlying Reality of Influence
• Blankenship Case Shows Perils Of Post-Crisis Assurances
• A Year For Whistleblower Rewards And Protections
• Lockheed, Class Ready To Talk On Cusp Of ERISA Trial
• Ponzi Schemer Caught After Skipping Prison
• Banking Regulators Pave Way For ISDA Swaps Stay Provision
• Levin Takes One Last Swing At Wall Street With Trading Bill
• U. of Phoenix Parent Beats Investors' Action In 9th Circ.
• Regulators Say Texas Treats Life Settlements As Securities
• Madoff Feeder Fund Beats Investors' 2nd Circ. Appeal
• FINRA In No Playing Mood With Toys R Us Research Case
• NYSE Group Plans to Cut Fees for Retail Investors
• Head Of CFTC Swap Oversight Heads To Senior Role At SEC
• States Take Light Touch With Bitcoin Rules
• Grant & Eisenhofer Slaps Bernstein Liebhard With Fee Suit
• Ex-Bond Trader Gets 2.5 Years For $9M Manipulation Scheme
• Key Changes To ISS And Glass Lewis Voting Guidelines
• Credit Suisse Not Liable For $340M Note Losses: 2nd Circ.
• Fifth DBSI Exec Sentenced Over $150M Scheme
• State Banking Watchdogs Look To Build On NY's 'BitLicense'
• SEC Charges Equity Research Firm With Market Manipulation
• Merrill Lynch Fined $1.9M Over Bankrupt GM Debt Sales
• Minority Powerbrokers Q&A: Moore & Van Allen's McDowell
• Exchange Act Does Not Prohibit Big Boy Letters
• SEC To Drop Insider Trading Case Over Herbalife Stock
• Cheniere Brass Keeping $300M In Shareholder Deal
• UniTek's Ch. 11 Plan Awaits New Confirmation Hearing
• Willis Group Still On The Hook In Stanford Investors Suit
• Madoff Account Manager JoAnn Crupi Gets 6-Year Sentence
• Treaty Energy Execs Charged With Stock Manipulation
• Chancery Halts Zimmer Investor Claims During Patent Appeal
• BankAtlantic Hid Precrash Woes From Investors, Jury Finds
• US Objects To 'Lavish' Expenses In Wylys' Ch. 11 Budget
• NJ Judge Increases $200M Ponzi Schemer's Sentence
• Ex-Rothstein Exec Wants Sentence Reduced For Cooperation
• High Court Clears Air On Class Action Removal Disputes
• Dart Cherokee Rejects CAFA Anti-Removal Presumption
• SEC Fines Bruker Corp. $2.4M For FCPA Violations In China
• Lehman Trustee Takes $4B Barclays Asset Fight To High Court
• JJB Sports Ex-CEO Gets 4-Year Fraud Sentence
• Canadian Regulator Warns Brokers About US Internal Trades
• Gibson Dunn Nabs 2nd Kirkland Corporate Atty This Month
• Activist Orange Compromises With Bellatrix After Sale Push
• Minority Powerbrokers Q&A: Day Pitney's Namita Shah
• High Court Ruling Sets Low Bar For Class Action Removal
• 3 Questions To Ask Yourself Before Hiring Appellate Counsel
• SEC Enforcement: 2014 Review And 2015 Outlook
• Senate Passes $1.1T Spending Bill
• Skadden Can Keep Dana Boss's Interview Out Of Investor Suit
• Barclays Dark Pool Suits Consolidated In NY
• FINRA Fines Citi $3M For ETF Prospectus Delivery Failures
• Spongetech Stock Fraudster Escapes Prison Sentence
• Baker & McKenzie Nabs White Collar Pro From Venable In NY
• Lobbyists Join 8th Circ. Fight Over Halliburton II Meaning
• SEC To Review Talk Show Host's Hedge Fund Fraud Penalty
• Weavering Hedge Fund Boss Denies Fraud In London Court
• NY Atty Charged With Running $5M Ponzi Scheme
• 2nd Circ. Says Swiss Criminal Suit Can Have US Madoff Docs
• SEC Asks 3rd Circ. To Uphold Whistleblower Protections
• Lehman's Broadcaster Dividend Suit Axed In Del. High Court
• SEC Blasts 'Scandalous' Suit Over Porn-Watching Employee
• Freeport CEO's $35M Stock Gift Is Bogus, Investor Claims
• RE Rumor Mill: TGI Fridays, Wal-Mart, Steve Cohen
• SEC Puts Bow On Case Against Crooked Ex-Nasdaq Exec, Wife
• MetLife To Buy Back $1B More In Shares
• 10 Steps To A FINRA-Compliant Social Media Policy
• China North Exec, Consultant Cut Loose From Investor Suit
• House Narrowly Passes $1.1T Spending Bill
• Greenberg Traurig Snags Winstead Corporate Pro In Texas
• Judge Asks For Newman's Effect On Insider Trading Pleas
• R2 Capital Owner Charged In $1M Investor Fraud
• Dallas Airmotive Pays $14M To Settle FCPA Claims
• NY Court Rebuffs Investor Who Skipped $410M Madoff Deal
• Judge OK's SEC Admin Case Against 'Big Short' Manager
• Aussie Lawyer Gets 12 Years For $12M Investment Scheme
• SEC's White Calls 2nd Circ. Insider Ruling 'Overly Narrow'
• NY Appeals Court Axes BNY Mellon FX Probe Corruption Claim
• SIFMA Asks Sens. To Pass Cybersecurity Bill, Harmonize Regs
• What Lawyer-Novelists Learned From Being Lawyers
• Schumer Wants 'Clean' TRIA Bill Minus Dodd-Frank Mod
• German Court Faults Deutsche Telekom In IPO Disclosure
• MF Global Underwriters Ink $74M Fraud Deal With Investors
• Ex-Cendant CEO Asks 2nd Circ. To Make Key Witness Testify
• SEC Eyeing Derivatives In Coming Fund Firm Rule Overhaul
• Goldman, Citi Among 10 Fined For Toys R Us Research Pledge
• Regulators Initiate Thrift Savings Plan Rollover Battle
• Sony Malware Would Have Eluded Most Tools, Senate Told
• Microsoft Can't Ax Investor Suit Over $732M Antitrust Fine
• 2nd Circ. Rebalances Insider Trading Law
• Hellas Noteholders' $333M Suit Against Sponsors Revived
• Trustees Get No Estimation On Lehman's MBS Liability
• Denied Stay, U.S. Century Bank Signs Class Action Settlement
• Dems Rail Against Swaps Push-Out Repeal In Spending Bill
• Ex-UCB Exec Pleads Guilty In $65M Loss-Concealment Plot
• Ex-AIG Brass Ask Panel To End NY's Relentless Fraud Suit
• 2nd Circ. Knocks Preet Down, Not Out
• Stockholders Claim Vivint Solar's $330M IPO Misled Investors
• Siemens' $3.6M Settlement With HearUSA Stockholders OK'd
• House Passes 6-Year TRIA Extension With Dodd-Frank Tweak
• $200M Ponzi Schemer Will Have To Face Charges In 2nd Scam
• 8th Circ. Hits Pause On Dark Pool Marketplace's SEC Spat
• Ex-Goldman Coder's Effort To Reargue Home Search Denied
• 3rd Circ. Asked To Uphold Arbitration In Alcoa Suit
• Madoff 'Tech Guy' Gets 2.5 Years For Ponzi Programming
• Attorneys React To 2nd Circ.'s Insider Trading Ruling
• In Libor MDL, Need For Appellate Certainty May Carry The Day
• Maker Studios Beats Shareholder Suit Over $950M Disney Deal
• Morgan Stanley To Pay $4M For 'Rogue' Trader's Apple Buy
• Argentina Bank Encounters Skeptical 2nd Circ. In Bond Appeal
• Madoff Account Manager Must Forfeit 2 Houses, Bentley
• NuVasive Again Dodges Medicare Probe Securities Class Suit
• CFTC Chair Presses Senate Committee For Bigger Budget
• 2nd Circ. Raises Bar For Insider Trading Prosecutions
• The Many Ways Tweets And Posts Invite Corporate Risk
• Bidder-Activist Collaboration Will Continue To Evolve
• Capital Charge Key To Fed's Plan To Clean Up Big Banks
• Rothstein Trustee Seeks Clarification On $43M In Claims
• Calif. Atty Indicted In $3M Ticket Broker Stock Fraud
• Soccer Club President Pleads Guilty To $5M Investment Scam
• LME, Others Fight Alumnum Buyers' Bid To Revive Suit
• FINRA Says Rules On Communications, Gifts Need Tweaks
• Justices Skeptical Of Limits On Appeals In Libor MDL
• BNY's Pershing Can't Escape Stanford Ponzi Suit
• MD Sass CEO Wants Out Of Suit Over Eastman's Sterling Buy
• Texas Justices Told Biz Judgment Trumps Family Grudges
• SEC Urges DC Circ. To Restore Conflict Mineral Disclosure
• Fed's Big Bank Capital Surcharge Targets Short-Term Funding
• SEC's BofA Stance May Turn Rubber Stamp Into Cudgel
• 3rd Circ. Affirms Revival Of Genaera Investor Suit
• Bridgepoint Investors Take $250M Buyback Suit To 9th Circ.
• Accretive Health's $14M Class Action Deal Wins 7th Circ. Nod
• 5th Circ. Affirms Oil Exec's Investor Fraud Conviction
• SEC Gets OK For Lenient Deal With SAC Probe Witness
• Credit Suisse TVIX Plaintiffs Knock Investment Disclosures
• 2 More Madoff Underlings Sentenced For Aiding Ponzi Scheme
• Activist Bears Down On Omnova Shakeup With 3 Board Picks
• Board Decision-Making Lessons From Chancery
• Brazil-Backed Petrobras Accused Of Bribery In Class Action
• Justices To Consider Quick Appeal Question In Libor Suit
• Ex-Ohio Official Fined $3.2M, Given 15 Years For Bribery
• Ex-US Concert Promoter Returned From Brazil In Ponzi Case
• SEC Greenlights Muni Bond Best-Execution Rule
• Goldman, Morgan Stanley Hit With Investor Suit Over GTAT
• Continental Shouldn't Pay Ex-Hinshaw Atty's Costs: Judge
• Two Ex-Execs Plead Guilty In $300M RE Ponzi Scheme
• Walgreen Hit With Shareholder Suit Over Alliance Boots Buy
• Britain Secures 1st Sentences Under 2010 Anti-Bribery Law
• Chesapeake Wants $1.1B 'Tagalong' Derivative Suit Nixed
• SEC Slaps Bitcoin Exchange Operator With Industry Bar
• TD Ameritrade Worker Suit Subject To Arbitration: 3rd Circ.
• KBR Seeks Toss Of Class Action Alleging Overstated Earnings
• No New Trial For Two Convicted ArthroCare Executives
• Banks Face Tougher Exams Amid Calls For Reform
• Stiefel Labs Pushes For Judge's Recusal In ERISA Suit
• Hertz GC Steps Down Amid SEC Probe Into $87M Blunder
• RadioShack Sued For Investing 401(k)s In Own Stock
• No Charges For Deutsche's Co-CEO In Libor Scandal
• 2nd Circ. Says Picard Can't Claw Back From Madoff Customers
• Fannie, Freddie Set Screens For Low Down Payment Loans
• Former Madoff Aide Gets 10 Years For Role In Ponzi Scheme
• SEC, Audit Watchdog Sanction 15 For Independence Violations
• 8 Tips For Avoiding FCPA Risks In Foreign Official Travel
• Seadrill Hit With Shareholder Suit Over Stock Drop
• Dems Urge SEC To Rethink Oversight For Small Offerings
• Family Dollar Investors Seek To Hold Up $8.5B Buyout Vote
• Atty In NFLer Stock Scheme Sentenced To 17 Years
• SEC's Stein Praises BofA Reprieve On 'Bad Actor' Label
• Emmis Investors Take Dividend Fight To 7th Circ.
• Virginia Bank Co., Ex-CFO Settle SEC Accounting Claim
• Argentina Creates New Bond-Payment Plan
• SIFMA Expects Long-Term Muni Bond Issuances To Rise
• Chicago Suburb Settles SEC Bond Fraud Charges
• Gibson Dunn Nabs Ex-GE Corporate Counsel In NY
• Boston Banker Cops To Insider Trading Scheme With Golf Pal
• 3 More Plead Not Guilty To UK Libor Manipulation
• Minority Powerbrokers Q&A: Shell's Donny Ching
• SIFMA Finds Unlikely Allies Against FINRA's Risk Data Plan
• SEC Judge Dings Bharara's Office For Emailed Stay Request
• US Narrowly Passes Basel Capital Rules Test While EU Fails
• Key Takeaways From The SEC's Whistleblower Report
• Ex-UBS Trader In Libor Scandal Wants Out Of Suit, Switzerland
• Answers Corp. Investors Can't Revive Claims Over $127M Deal
• Madoff Trustee Can't Immediately Appeal Merkin Ruling
• Common Interest Privilege Doesn't Start With Pending Suit
• Gov't Rejects ArthroCare Execs' 6th Amendment Claims
• SEC Studies Say High-Frequency Trading Has Benefits
• Foley Gets Ex-NY Prosecutor As White Collar Partner
• CFTC Punishes Alleged Forex Fraud Operator
• CFTC Official Wants Skin In Game For Swap Clearinghouses
• Stanford Receiver Defends Timing of Proskauer Ponzi Suit
• Russian Billionaires Want Rival's $2B Contract Suit Nixed
• ACLU Likens FINRA's Risk Data Program To NSA Monitoring
• Obama Warned Of Weakening Finance Regs In EU Trade Talks
• RCS Capital, ARCP Strike $60M Settlement Over Killed Deal
• 3 Different Approaches To RICO Extraterritoriality
• SEC Can Take Chinese Trader's Penalty From Frozen Funds
• Morvillo Nabs Martoma, 'London Whale' Lead Prosecutor
• Wyly Widow's $550K Fees, Living Expenses OK'd In Ch. 11
• Law Firm Can't Fight $1.9M Deficiency Notice, IRS Says
• Halliburton Decision To Test High Court Gift To Defendants
• How To Grab An Economic Edge In Securities Class Actions
• $127M Answers Corp. Deal Was Rushed, Del. Justices Hear
• Ex-Treasury Official, Regulatory Pro Rejoins Skadden In NY
• Manatt Faces Trial On Conspiracy Claim In $200M Ponzi Row
• SEC Hits Convicted Ex-BofA Bid Rigger In Admin Court
• Omnova Latest Target In Activist-Swarmed Chemical Industry
• Ex-TigerDirect, Systemax Execs Cop To $9M Kickback Scheme
• Weil Nabs Capital Markets Partner From Greenberg
• WG Trading Exec Gets 10 Years For $554M Investor Scam
• CME Offers $675M For GFI To Match Competing Hostile Bid
• SEC Slams Assisted Living Provider Over Phony Fogie Scam
• And Now A Word From The Panel: End Of An Era
• Ex-ArthroCare CFO Also Seeks Retrial In $756M Fraud Case
• Omnicare Court Ponders 2 Middle Paths: 1 Rocky, 1 Smooth
• Appeals Court Revives UBS Fraud Claim In $331M CDO Suit
• Life Partners, Execs To Pay $47M For False SEC Filings
• SEC Pursuit Of Wyly Widow Is Ch. 11 Issue, Scheindlin Says
• Puda Coal Relief Delayed In Favor Of Bulk Settlement Talks
• Insurer Denied Quick Win In Integra's Ponzi Scheme Loan Suit
• Banks Face Ongoing FCA Threat Despite Likely Dip In Fines
• Ex-Sentinel CEO Should Serve 20 Years, Prosecutors Say
• Credit Suisse Pans US Bank's Bid To Step Into RMBS Deal
• Lehman Judge Delays Decision On $62M FirstBank Claim
• Curry Wants Volcker Rule Exemption For Small Banks
• Sophisticated Deals Attys Aren't Immune To Hackers' Guile
• SEC In Settlement Talks With Chinese Chicken Co.'s Auditor
• Del. Justices Say RBC's Rural/Metro Appeal Was Too Early
• Autonomy Founder Rekindles War Of Words Over HP Deal
• Banks Haven't Learned Their Lesson, Top UK Enforcer Says
• Foley Snags Ex-Akin Gump FCPA Expert For SF Office
• SEC Nears Deal With Ex-Hedge Fund Compliance Chief
• DC Circ. Won't Lift Ex-NY Daily News Columnist's SEC Ban
• Caution: Flaws Of The Attorney-To-Secretary Ratio
• Should US Law Enforcement Really Police World Soccer?
• The Advantages Of Board Actions On A 'Clear Day'
• Judge Jan Jurden Tapped To Lead Delaware Superior Court
• Halliburton Says Asbestos 'Misstatements' Didn't Hurt Stock
• Email Sought From Lululemon Directors' Personal Accounts
• Petters Trustee Reaches $93M Clawback Deal With Fund
• Ch. 11 Pros Forsee Refurbishing Of Securities Safe Harbor
• Cobalt Hit With Shareholder Suit Over Angola Bribery Claims
• SEC Seeks To Boost Wyly Judgment To $329M
• Wall Street-Savvy Hackers Targeting M&A Attys, Report Says
• Wall Street Lobby Slams FINRA's Risk Data Program
• Companies Can't Turn Blind Eye To Whistleblowers
• News Orgs Want Gag Lifted In Ex-Massey CEO's Criminal Case
• Citibank Sued By Shareholders Over RMBS Dealings
• Baker Botts Adds Ex-Milbank Tweed Securities Litigation Pro
• Wake Up And Smell The Green Mountain Fraud, 2nd Circ. Told
• Jenner Adds Ex-DOJ White Collar Investigations Pro
• Espirito Santo Under Probe For Tax Fraud, Money Laundering
• Quinn Nabs Vinson & Elkins' Houston Managing Partner
• NY DA Offers 'Generous' Deal In Flow Traders IP Theft Case
• GCs Name Most Arrogant Law Firms
• GCs Add 35 Firms To List Of Most Arrogant
• SocGen Regulatory Chief Tapped To Chair ISDA
• Fight Or Settle? Let's Look At A Rare Securities Trial