Securities Archive » June, 2015

Securities - June, 2015

500 articles

• Citibank Gets Claims Trimmed From Rogue-Trader Suit
• Chancery Throws Out Cablevision 'Nepotism' Suit
• Beazer Homes Claims Hedge Fund Bought Too Much Stock
• Hogan Lovells Lures High-Profile Bilzin Sumberg Litigator
• Jones Day, E&Y Conflicts 'Taint' $150M Merger, Suit Says
• Ex-Dewey Budget Head Says He Gamed Firm Expenses
• Greek IMF Default Not 'Another Lehman,' But Worries Linger
• Naked Shorts Suit Gives High Court Chance To Curb States
• Euro Banks Safe From Greek Crisis For Now
• Third Person Pleads Guilty In Fla. Investor Ponzi Scheme
• Commerzbank Loses Fraud Claim Against Morgan Stanley
• 11th Circ. Sends Paulson Investor Suit To Del. High Court
• Greece Debt Crisis Raises Specter Of Eurozone Exit
• Paramount Management Scammer Gets 7 Years In Prison
• Revolving-Door Roundup: DLA Piper, O'Melveny, Dilworth
• Ex-Dewey Hotshots A Necessary Gamble For Prosecution
• The Playful, Plainspoken Prose Of Justice Elena Kagan
• Justice Thomas Lets His Dissents Do The Talking
• Goldman Inks $7M Deal With SEC Over Options Fiasco
• Houston American Agrees To Pay $7M In Shareholder Suit
• The Biggest Securities Cases Of 2015: Midyear Report
• CFTC Must Give Corzine More Details In MF Global Suit
• SeaWorld Urges Chancery To Nix Investor Suit Over 'Blackfish'
• Tilton Loses Constitutional Challenge To SEC Admin Case
• The Truth About Variable Annuities
• A Fiduciary Standard For Brokerage Firms May Be Inevitable
• The 15 Biggest High Court Decisions Of The Past 15 Years
• High Court To Hear Merrill Lynch Naked Short Selling Suit
• Boutiques Wipe The Supreme Court Floor With BigLaw Rivals
• Wilmington Trust Seeks To Nix Class Cert In Fraud Suit
• Supreme Court Ends Term Sharply Divided
• Justices Pen More Dissents To Show Votes Aren't Political
• AOL Investors Seek Stock Appraisal After $4B Verizon Deal
• Madoff Trustee Attacks Banks' $800M Territoriality Tactic
• Chancery Nixes Claims Against GM Directors In Ignition Suit
• MetLife Says FSOC Withholding Crucial Docs In SIFI Battle
• Three Justices Trusted With Most Controversial Opinions
• Greenberg Yanked Lifeline As Dewey Foundered, Jurors Hear
• $1.3B Lehman, Barclays Settlement Gets Judicial Nod
• Ex-CEO Pleads Guilty In Forex Ponzi Scheme
• High Court Nixes Miami Official's Bid For Immunity From SEC
• Lehman Claimant Lacks SIPA Customer Status, 2nd Circ. Says
• CFTC Proposes Cross-Border Margin Requirement Rule
• Mitchell Silberberg & Knupp Merges With Richardson Patel
• Top 15 High Court Class Action Rulings Of The Past 15 Years
• High Court Won't Hear Amedisys Shareholder Appeal
• Corporate Attys Want More High Court Action After Slow Term
• 4 Pieces Of Real Estate Regulation To Watch In The 2nd Half
• SEC Fines KKR $30M For Misallocating Broken Deal Expenses
• A Close Look At Arizona's New Crowdfunding Law
• Assessing SEC's New Reporting Requirements For Funds
• BNY Mellon Pushes To Dismiss Reservist's Foreclosure Suit
• Former National Lampoon CEO Again Given 50-Year Sentence
• Niska Gas Investor Sues To Halt $912M Brookfield Deal
• JPMorgan Wards Off $100M Bear Stearns CDO Suit
• Dewey Trial Shows Email Can Be A Lawyer's Worst Enemy
• The Dewey Trial Report: Feuds, Finger-Pointing And F-Bombs
• SEC Enforcement Appeals Case It Lost Before In-House Judge
• Harbinger Agrees To $3.7M Settlement In Stock Deal Suit
• US Bank Decries 'Fishing Expedition' In Robosign Suit
• Judge Won't Bar SEC Admin Case Against Ex-Lehman Exec
• Aeroflex Investors Vie For Atty Fees From $1.5B Deal
• Ex-Qualcomm Exec. Gets 18 Mos. For Insider Trading
• DHB Exec's Kids Appealing $18M Bail Forfeiture To 2nd Circ.
• Texas Regulators Shut Down Oil Co.'s Securities Sales
• SEC Sets July Compliance Date For New Pay-To-Play Ban
• Kythera Investor Challenges $2B Sale To Allergan
• Corzine Bashes CFTC Bid To Block MF Global Discovery
• Law Firm Faces Class Action Over Oil Worker Housing Scheme
• Radical Bunny Leaders Can't Outrun $4.7M Restitution Appeal
• Symbol Tech Can't Block Class Cert. In Investor Suit
• NY Judge Tosses REIT Accounting-Restatement Scandal Suit
• The Top 3 New Do's And Don'ts For Law Firm Websites
• Proxy Access In 2015 And Beyond
• AIG Bailout And Dangers Of Invoking 19th Century Principles
• Milberg Faces Malpractice Class Action At 9th Circ.
• Investors Sue Big Banks For Forex Rigging
• Nasdaq's Facebook IPO Settlement Gets Tentative Green Light
• Treble Damages Compensatory In Qui Tam Suits: NM Court
• Starwood Capital Seeks SEC Pay-To-Play Waiver
• SEC's White Says Some Proxy Battles Can Be Avoided
• Ex-CNEP Exec Says Insurers Hung Him Out To Dry
• O'Melveny Welcomes Back Trio Of Federal Prosecutors In LA
• Ex-Dewey Partner Shifts Blame For Alleged $150M Bond Scam
• SEC Names New Deputy of Market Supervision
• Fla. Man Gets 9 Years For Investment Fraud Scheme
• Petrobras Investors Say NY Fraud Suit Should Go To Trial
• Martha Stewart Living Hit With Investor Suit Over $353M Deal
• Goldman Settles RICO Claims in Overstock Short-Selling Suit
• Husch Blackwell RICO Plaintiffs Confident Suit Can Survive
• SEC Wants Stay Of Ga. Judge's Admin Court Injunction
• SEC's Aguilar Wants Brokers Bound To Cybersecurity Rules
• Del. Gov. Signs Controversial Fee-Shifting Ban Into Law
• US Bank Says Citigroup Pushed Bad MBS In Renewed Suit
• 2nd Circ. Won't Revive Dynegy Securities Fraud Class Action
• A Few Lessons From FCPA Trial Of Ex-PetroTiger CEO
• Capital Allocation Strategies For Audit Committee Members
• Charney Launches New $100M Suit Against American Apparel
• Wyly Family Tells 2nd Circ. Asset Freeze Bucks Ch. 11 Stay
• Egos, Emails And Expletives: Top 10 Dewey Trial Zingers
• Commish Urges CFTC To Finish Stalled Governance Rule
• Dewey Brass Took High Road After Nasty Emails, Jurors Hear
• Big Banks Get Commerzbank RMBS Claims Tossed
• Kraft To Settle 6 Investor Suits Over $45B Heinz Merger
• Sahara's $1.7B Sale Of Hotel Stakes Stalls Amid Investor Suit
• Del. Chancery Leaves Claims Alive In Law Firm LLC Scam
• CFTC Blasts Corzine's Last-Minute MF Global Discovery Bid
• Merion Seeks Stock Boost In Appraisal Over $7B BMC Deal
• Collection Co. Loses Bid For $93M From Collapsed Telecom
• SEC Freezes Chinese CEO's Assets In Insider Trading Case
• Barclays Hit With Energy-Rate Manipulation Class Action
• Insolvent Aussie Pharma Sued Over Painkiller's Flop
• First Solar Was Never Close To 'Holy Grail,' Funds' Suit Says
• 4 Social Media Pitfalls That Could Derail An IPO
• SEC Says Yes To Tweeting Reg A Securities Offerings
• Fed Says Stress Tests Evolving To Accommodate Insurers
• 7th Circ. Upholds $25M CFTC Asset Freeze
• Key Points From The Fed's Foreign Funds Volcker Relief
• High Hurdles Remain For Texas Derivative Plaintiffs
• 2nd Circ. Says Magnum Hunter Securities Suit Didn't Pass Bar
• The Global Hot Spots Of 2015
• Law360 Reveals The Global 20 Firms Of 2015
• The 5 Firms That Made The Biggest Global Gains
• Ambitious Global Firms Must Have Roots In These Cities
• Proskauer, Chadbourne Can't Ax Suit Over Stanford Scheme
• Gilbride Tusa Must Face Malpractice Claims In $85M Suit
• Weatherford Will Settle Investor Fraud Class Action
• US Bank Strikes $44M Deal To End Peregrine Class Action
• Caterpillar Sued For Records Amid $2.4B Tax Evasion Claims
• Optiver Gets OK For $17M Crude Oil Manipulation Settlement
• SEC Brings Civil Charges In $79M Visa Investment Scheme
• XL Prevails In 11th Circ. 'Consent-To-Settle' Fight
• Ex-Dewey Atty Tells Of Curse-Filled Backlash Against Davis
• NJ Man Charged In $1.5M Investment Fraud
• Greenberg, Hunton Say Stanford Class In Texas Is Untimely
• SEC Wants More Time For Ex-Wells Fargo Trader's Case
• Locke Lord Dials Up Miami Real Estate Talent With 2 Attys
• DC Circ. Revives Harman Investors' Securities Action
• Billionaire Defends Sanctions Bid In $156M Stock Heir Suit
• 2nd Circ. Gives Foundry Insider Reprieve From Surrender Date
• Baker & McKenzie Docs Safe In $132M Investor Fraud Row
• Novell Investors Win Some Fees In Attachmate Merger Fight
• Cohen Milstein Seeks $73M for MBS Settlement With Banks
• Ex-Cendant CEO Fails In Bid For New Trial At 2nd Circ.
• Goldman Says Investors Lack Proof Of Metal Price-Fixing
• Chancery's Approach To Board Seat Agreement Disputes
• The High Cost Of FINRA Membership For HFT Firms
• Deutsche Unit Found Not To Have Properly Vetted Some RMBS
• Patriot Coal Execs' Accounting Not Fraudulent, 8th Circ. Says
• SEC Ramps Up Scrutiny On Retirement Advisers
• Del. Justices Asked To Revive 'London Whale' Derivative Suit
• Del. Vice Chancellor Donald Parsons To Retire
• Cases To Watch: Where Halliburton Might Make Its Mark
• Ex-Dewey Partner Describes 'Fear And Greed' As Firm Bled
• Cheaspeake Investors Knew Risks, High Court Told
• Yellen Says Fed Can't Provide Leak Docs To House Panel
• Keurig Concealed Lukewarm Sales, Investors Say
• Banks Owe Hundreds Of Millions For Forex Plot, Class Says
• 2 Years After Windsor, SEC Addresses Same-Sex Investors
• FINRA Fines Morgan Stanley, Scottrade For Weak Security
• Madoff Victim Disputes $7.4M IRS Estate Tax Bill
• High Court Won't Hear Madoff Trustee's $2B Clawback Appeal
• Quadrant Sheds Light On Director Duties In PE Deals
• Delaware Tightens Scrutiny Of Director Compensation
• American Apparel's Ex-CEO Files New $30M Defamation Suit
• Qualcomm Investor Hits Brass With China Bribery Suit
• Dewey Defense, DA Locked In Dead Heat One Month Into Trial
• The Dewey Trial Report: Bad Language, Booze And Big Shots
• Brazil Arrests Powerful Odebrecht CEO In Petrobras Probe
• Merck Nixes Some Actions in Vioxx Securities Fraud Battle
• Bharara's No. 2 Takes Latest Spin Through Revolving Door
• SEC's Reg A+ Rules Unlikely To Be Derailed By State Suits
• Madoff Trustee Reaches $140M Settlement With Plaza
• Fairway Investors Say IPO Claims Meet Omnicare Standard
• Chanos Wins $422K In Attys' Fees In Wynn Defamation Row
• MBS Trustees Reload $743B Claims Against US Bank In NY
• TPG, Ex-Spokesman Settle Suit Over Leaks With Injunction
• 3 Takeaways From SEC Crackdown On Muni Bond Offerings
• New Guidelines For Bad FHA Loans Won't Boost Lending
• 9th Circ. Shoots Down Quiksilver Stock Overpayment Suit
• Forex Plaintiffs Ask To Add More Cases To Consolidated Suit
• Tech Investors Win At Trial Despite 'Crap Cleaner' Sanctions
• Pauley Set To Broker Unusual Fraud Action Over GFI Merger
• UK Investment Seller Sentenced To Almost 7 Years
• Atty Can't Get New Trial For Role In $21M Fraud, SEC Says
• CFTC Ends MF Global Metals Manipulation Suit
• Sears Investor Sues To Halt $2.5B REIT Plan
• AIFMD — From Reluctance To Action
• Angie's List Escapes Investor Class Action Over Stock Drop
• HK Bourse Inches Toward Allowing Weighted Voting Rights
• Citic To Launch $1.3B Asset-backed Securities Biz
• Canada Anti-Corruption Law May Affect FCPA Enforcement
• Why Lateral Candidacies Fail
• Freeport Seeks To Nix Suit Over CEO's $35M Stock Award
• AIG Need Not Cover Firm's $7.6M Madoff Loss: Appeals Court
• Dewey Default Left Partners Holding The Bag, Banker Says
• Barclays, Exchanges Say Private Dark Pool Suits Have To Go
• Fed. Circ. Won't Rehear Dividend Tax Deductions Row
• Citi Quits Suit Over Children's Hospital's $50M FINRA Claims
• BP Says Former Exec's Trial Blunts Claims In Securities Fight
• Shareholders Urge 7th Circ. To Revive DeVry Derivative Suit
• Broadcom Investors Sue To Halt $37B Avago Merger
• OM Group Investor Challenges $1B Sale To Apollo Global
• The Striking Breadth Of UK's New Small Business Law
• SEC Too Tough On Compliance Officers, Gallagher Says
• HK Securities Regulator Preps For Capital Markets Integration
• SEC Targets Energy Co. Exec For Alleged Securities Fraud
• SEC Charges 36 Firms For Fraudulent Muni Bond Offerings
• Judge Closes Book On SAC Capital Advisors Civil Suit
• Greenberg Seeks Broad Appeal Of Judge's AIG Rulings
• 2 Minority Views From The Top Of BigLaw
• Dems Say Regulators Paid 'Lip Service' To Diversity Goals
• Gov't Probe A Hitch For Focus Media's China Listing Plan
• CSC Let Off Hook In Whistleblower's Retaliation Suit
• Labor Sec. Defends Fiduciary Standard To Wary House Panel
• Dewey Jury Told Of Rainmaker's Fury Over Collection Target
• SEC Rejects Easy Answers To Admin Court Challenges
• House Committee OKs $5B Cut To Financial Services
• Insulet Hit With Securities Suit Over Insulin Pump Claims
• Ex-NFL Player Can't Revisit Pump-And-Dump Verdict
• 4th Circ. Says Massey CEO Can't DQ Entire Court's Judges
• SEC Sues Interinvest For $17M Conflicted Penny Stock Buys
• 2nd Circ. Wrestles With Dodd-Frank's Whistleblower Lingo
• NY High Court Closes Door On Host Of Crisis-Era Suits
• Yellen Says Fed's 2008 AIG Actions Were Legal
• Ex-Allscripts Audit Chief Gets 1 Year For Insider Trading
• High Court Gives Bharara More Time To Mull Newman Appeal
• Lew Says Regulations Not Cause Of Bond Market Problems
• SEC Fines Silicon Valley Firm For Selling Illegal Swaps
• HCC Insurance Investor Sues Over $7.5B Tokio Marine Deal
• Boston Jury Finds Amateur Golfer Guilty Of Inside Trading
• Alternative Leveraged Lending Structures And Limitations
• MetLife Says SIFI Designation Is Unconstitutional
• Omnicare Stands Out In Quiet High Court Term For Securities
• SFX Investors Sue Over CEO's $307M Take-Private Deal
• Dewey Client Manager Berated For Not Hustling Up Money
• HP Again Dodges ERISA Suit Over $11B Autonomy Buy
• Genworth Must Face Investor Suit Over Delayed IPO
• IAP To Pay $7.1M To Settle Foreign Bribery Allegations
• NY High Court Brings Finality To RMBS Repurchase Claims
• SEC Wants Latest ALJ Case Taken Away From Georgia Judge
• Ex-AIG Head To Continue Seeking Bailout Damages On Appeal
• 11th Circ. Won't Reconsider Big Apple Consulting SEC Suit
• Investors Fight To Keep Gold Manipulation Suits Afloat
• Ex-PetroTiger CEO Avoids Prison In FCPA Case
• 2nd Circ. Shuts Down 'London Whale' Derivative Suit
• McGraw-Hill, S&P Exit 7th Circ. RMBS Ratings Appeal
• Euro Court Says ECB's Bond Buying Complies With EU Law
• DLA Piper Adds Ex-Sheppard Mullin White Collar Litigator
• Del. Bans 'Loser Pays' Bylaws — What Questions Remain?
• Dewey Staffer Tells Of Spat Over Payments To Ex-Chair Davis
• Home Depot Investor Wants Look At Data Breach Books
• Investors Claim $16.7B Intel Deal Undervalues Altera
• SEC Hits Fired Athlete Investment Exec For Theft From Clients
• Ex-NFL Player, Ally Charged With Running $32M Ponzi Scheme
• Bressler Amery Touches Down In Miami With New Office
• SEC To Appeal District Judge's Admin Court Injunction
• 2nd Circ. Jettisons BofA Investors' Mortgage Risk Suit
• Feds Hit Small W.Va. Bank With $4.5M AML Penalty
• Deals Rumor Mill: Cigna, Anthem, Deutsche Boerse
• Tips To Avoid Conflicts When Hiring In-House Lawyers
• Anthem Cleared In Conn. Contract Breach Class Action
• SEC Accuses Medical Recruiter Of $2M Investment Scheme
• SEC Fights Robbins Geller Quest For Wal-Mart Bribery Info
• Ex-AIG CEO Wins Without Damages In Bailout Row With Fed
• $132M Drilling Rig Investment Scam Charges Left Intact
• Real Estate Crowdfunder Says Fledgling Industry Will Soar
• Forex Plaintiffs Aim To Expand Claims And Target More Banks
• High Court Shoots Down Iraq's $10B Oil-For-Food Appeal
• When Reporting Employee Crime Leads To Defamation Suit
• Ex-PetroTiger CEO Takes Plea In FCPA Trial
• Why Directors Must Demand Indemnification Agreements
• Expert Testimony Restricted In $312M Refco Suit
• Judge Nixes K&L Gates Oil Co. Bankruptcy Malpractice Suit
• 9th Circ. Tosses Sentence Of Fraudster Who Lacked Counsel
• Merrill Lynch Blasted For High Court Bid In Short-Selling Suit
• Kinder Morgan Investors Push To Keep $70B Claims Alive
• The Dewey Trial Report: High Pay, Perks And Mean Bosses
• The Billion-Dollar Battles Still Looming In Lehman
• Dewey-Era Decadence Still Alive And Well At BigLaw
• Amedisys Urges High Court To Hear Revived Shareholder Suit
• Midsize Bank Stress Tests May Spur More Regulatory Relief
• Defunct ECOtality's Brass Hid Woes With DOE, Investors Say
• Key Lawsky Aide To Temporarily Take NY Financial Reins
• Timbervest Joins Challenges To SEC's In-House Judges
• SEC Judge Refuses To Say Whether He Favors Agency
• Life Partners Trustee Created His Own Mess: Interest Holders
• NJ Securities Firm Disputes Cayman Partner's $99M IRS Bill
• SEC Hits NY Broker Over $4.1M Share-Purchase Scheme
• SEC In-House Trial Halt A Temporary Setback At Best
• Why Law Firms Collapse
• Ex-Wilson Sonsini Employee Settles SEC Insider Trading Suit
• Del. Fee-Shifting Ban Easily Clears Legislature
• Foundry Insiders Settle Civil Suits With SEC
• Ex-Dewey Controller Says He Was 'Backed Into A Corner'
• Investor Moves To Remand Suit Over IDreamSky's IPO
• Eletrobras Taps Hogan Lovells To Look For FCPA Violations
• Novell Brass Oppose $2.4M Atty Fee Bid In $2.2B Deal Case
• Former SEC Chief Mary Schapiro To Join LSE Board
• The Atlanta Judge Who Stuck A Thorn In The SEC's Side
• Prosensa Investors Urge Redo On Suit Over Failed Drug
• Ex-PetroTiger Atty Says He Misspoke At Trial
• IGate Shareholders Sue To Block $4B Cap Gemini Merger
• Ga. Judge Who Blocked SEC Admin Suit Gets Similar Case
• SEC Settles With Texas Atty Over Fraud, Skimming
• NY High Court Says MBS Claims Time-Barred In $330M Suit
• Lululemon Founder Files To Sell Remaining $1.2B In Shares
• US V. Heinz May Bolster Expansive FIRREA Interpretation
• KPMG Can't Nix Fraud Suit Over Ex-Rangers Owner Audit
• DOJ Says Ga. Judge Erred With SEC Admin Court Injunction
• NJ Hedge Fund Manager Charged With $4M Scheme
• Nomura Takes $806M FHFA Fight To 2nd Circ.
• Madoff Trustee Slams Territoriality Bid In $42M Clawback Row
• Barnes & Thornburg Ducks Legal Mal Claims In $50M Row
• SEC Denies Bid By Life Partners GC To Lift Suspension
• SEC's Stein Reiterates Need For Agency Data Strategy Office
• Dewey Controller Details Fraud At Struggling Firm
• BofA Wins Mixed Ruling For Arbitration In Rothstein Case
• Feds Want Ex-Alstom Exec's Evidence Barred From FCPA Trial
• Lehman Seeks Protection From European Guarantee Claims
• Caterpillar Board Hid Auditor's Foul Play, Suit Says
• Alibaba Shareholder Class Actions Consolidated In SDNY
• Longer Prison Time Needed For UK Rate-Rigging: Panel
• 2nd Circ. Affirms Aeropostale's $15M Shareholder Settlement
• House Unveils Spending Bill At Odds With Obama's Goals
• 5th Circ. Subordinates Guaranty Claims
• DOJ Treatment Of UBS Undermines Leniency Program
• A 5-Point Plan To Save Our Juries
• Convicted InnoVida Exec Tells 11th Circ. US Didn't Prove Case
• Emails In Dewey Trial Show Firm Sinking Under High Atty Pay
• Medtronic Escapes 3 Shareholder Suits Over Infuse Device
• Halted SEC Case To Spark More In-House Court Challenges
• Investor Asks 11th Circ. To Revive Sino-Forest Loss Suit
• House Passes CFTC Reauthorization Bill Despite Veto Threat
• Madoff Feeder's $75M Settlement OK'd Despite Objections
• Goldman Sachs Investor Sues Over 'Excessive' Director Pay
• Brokers Plead Guilty To Insider Trading In Ardea Biosciences
• 11th Circ. Backs Wire Fraud Verdicts Over Misleading Emails
• $68B In Lehman Bankruptcy Claims Still In Play, GC Says
• Wyly Wants $650K Per Month For Bankruptcy Lawyers
• Deutsche Bank's Frankfurt Offices Raided In Tax Probe
• 2nd Circ. Says Atty Stock Fraud Rulings Need Backup
• Ex-PetroTiger Atty Admits Tax Fraud On Stand
• Insider Traders Say Convictions Based On Bogus SEC Claim
• Forex Allegations Continue To Roll In Against Big Banks
• UK Court Says Ex-Dewey Partner Must Repay $540K Loan
• Agencies Issue Diversity Hiring Standards For Banks, Brokers
• 'Big Short' Adviser Blasts SEC In-House Court's Practices
• Newman Can't Save Investors In SEC Insider Trading Case
• Judge Nixes American Apparel Shareholders' 'Coup'
• Kessler Topaz Nabs Whistleblower Pro From Motley Rice
• HP Reaches $100M Securities Settlement Over Autonomy Buy
• Dead Hand Proxy Puts — What You Need To Know
• Sheppard Mullin Adds Ex-Samsung Chemical GC To Corporate Group
• How To Keep Your Internal Investigation Under Control
• VC Firm Made $230M From Chipmaker's Bad Accounting: Suit
• Bohai Pharma Hit With Suit Claiming Securities Shenanigans
• BioScrip Can't Hide Behind Omnicare In Securities Suit
• Robbins, Abraham, Stull Shut Out Of $21M Leucadia Atty Fees
• Cadwalader Nabs Kirkland M&A Pro Skilled In Activist Battles
• Jury Hears Secret Tape Of Ex-PetroTiger CEO In Bribery Trial
• SEC To Weigh In-House Court Claims In Timbervest Appeal
• Brothers Agree To $3M Restitution For Systemax Fraud
• Dewey Defense Begins To Rebut 'Fake Income' Email
• CORRECTED: American Apparel Reaches Deal To Avoid Proxy Battle
• $5M 'Reverse Life Insurance' Ponzi Schemer Gets 10 Years
• Clear-View Kicks Off Trade-Secrets Trial Against Investors
• Ex-Stanford Execs' Convictions Upheld By 5th Circ.
• Florida Asset Firm Can't Shake SEC's $31M Fraud Suit
• Ex-State Street Exec Attacks SEC Penalty In 1st Circ.
• Tilton Tells SEC Judge She Was Upfront With Investors
• SEC In-House Trial Halted On Constitutional Grounds
• Big Banks Set Record With $300B In Misconduct Payouts
• McDermott Adds Veteran Litigator To Washington, DC, Office
• Pfizer Plaintiffs Defend Robbins Geller Fees In $400M Deal
• SEC's Salt Lake City Office Gets New Chief
• Jenner & Block Lures Back DOJ Assistant Atty General
• E&Y Says Omnicare Dooms Opt-Out Suits In Lehman Litigation
• Facebook To Object To Nasdaq's $31M IPO Suit Settlement
• SEC Accuses Ex-Bancorp RI Director of Insider Trading
• Regulators Moving Forward With New Interest Rate Risk Rules
• Omnicare Revives Deutsche Bank Class Action: High Court
• Chinese Regulators To Update Margin Trading Rules
• Changing Approaches To SOX Compliance — And Implications
• Barnes & Thornburg Makes Texas Foray With Dallas Office
• This Week In Congress: Export-Import Bank And The NDAA
• Argentina Ordered To Shell Out $5.4B To Bond Holders
• 4th Circ. Upholds Failed-Bank Execs' Fraud Convictions
• Real Value Of SEC's $190M Deal Lies In Compliance Review
• 9th Circ. Says Alphatec Securities Action Was Weak
• Tales Of Culture Clash At Dewey Highlight Merger Pitfalls
• Defendants See Achilles Heel In SEC's Admin Judge Hiring
• UK Finance Agency Taps Hong Kong Official As Top Enforcer
• Billionaire's No-Show Sinks Suit Over Bear Stearns Stock
• 9th Circ. Won't Revive Fraud Suit Against Morgan Stanley
• Del. Fee-Shifting Bill Won't Cause Corporate Exodus
• Madoff Trustee Urges High Court To Hear $2B Clawback Suit
• Lawsky Led The Way In Regulating Financial Arena
• Joe's Crab Shack IPO Suit Ends In $1.8M Settlement
• Ex-IEAM VP Not Covered For Stock Scheme, 3rd Circ. Affirms
• BofA Investors Claim Omnicare Revives Mortgage Risk Suit
• In Rare Victory, Texas Advisory Firm Slips SEC Admin Suit
• FINRA Relaxes Restrictions On Related Performance Info
• Lehman Trustee Strikes $1B Deal To End Barclays Asset Fight
• SEC Fines CSC $190M, Forces Exec Clawbacks
• Shareholder Activism And Defense Strategies: Part 2
• NJ Man Gets 10 Years For Ponzi Scheme That Funded Lavish Life
• 7th Circ. Greets SEC In-House Court Claim With Skepticism
• Ex-Mutual Benefits Atty Appeals Denial Of Retrial
• Lyondell Brass Beat Appeal Over Bankruptcy Suit Coverage
• SEC Asks SEC Judge If He Is Biased Towards SEC
• Akerman Partner Appointed To Magistrate Post In Fla.
• The Dewey Trial Report: Week Two
• NJ Atty Gets 1 Year For $1M Mortgage Fraud Scheme
• Ex-US Attorney, SEC Senior Trial Counsel Joins DLA Piper
• Ex-Petro Tiger Atty Says CEO Ordered Bribery, Kickbacks
• Abacus Bank Cleared Of All Charges In Mortgage Fraud Case
• BitLicense Regulations Create Groundbreaking Hurdles
• SEC Issues Pay-Ratio Study After Scathing Warren Letter
• Tempur-Pedic Defeats Investor Class Action In 6th Circ.
• NJ Investment Official Defends Fund Manager Fees
• Traders Pay $16.5M To End Oil Futures Manipulation Scheme
• Ex-Alstom Exec Fights FCPA Charges In Corruption Suit
• Dems Press DOL Head On Felon Banks' Waiver Requests
• ADT Corp. Shakes Another Stock Repurchase Suit
• ADM Averts DQ With Waiver After $54M FCPA Fine
• Ex-Massey CEO Can't Nix Safety Violation Conspiracy Charge
• California Broker Pleads Guilty To $6M Ponzi Scheme
• Fed's Tarullo Says SIFI Tag Unlikely For Big Asset Managers
• Bogus Avon Buyout Bid Sparks SEC Fraud Suit
• Unified Capital Markets Not Cure-All For EU, Group Says
• Duane Morris Brings Back Corporate Law Pro In Philly
• 2nd Circ. Bolsters Key Fraud Law In UBS Bid-Rigging Case
• Senate May Soften Dodd-Frank's Blow To Insurers
• Shareholder Activism And Defense Strategies: Part 1
• Tech Investors Can't Dodge Hefty 'Crap Cleaner' Sanctions
• CORRECTED: NY Jury Acquits Abacus Bank Of Larceny, Conspiracy Charges
• TransPerfect Co-CEOs Warned To Make Peace Or Else
• JPMorgan Ducks Some Liability Over Shoddy WaMu Mortgages
• $18M Bail Refund Nixed For Convicted DHB Exec's Kids
• Atty Admits Taking 'Dirty Money' In PetroTiger FCPA Case
• SEC's Gallagher Rues Slow Market Structure Reform
• BitLicense Fine Print Could Make Compliance Difficult
• Dewey Partners Say Firm Cheated Them Out Of Capital
• E-Smart CTO's Wordy Relief Bid Goes Nowhere In SEC Case
• Puma Hit With Stock Drop Suit Over Breast Cancer Drug
• Wall St. Lobby Fights Fiduciary Fire With Fiduciary Fire
• Massad Says CFTC Will Consider Automated Trading Regs
• Apple E-Book Settlement Monitor Joins Robbins Russell
• SEC Judge Axes Subpoena In Hill's 'Class Of One' Claim
• Ex-Qualcomm Exec Gets 6 Months For Insider Trading
• London Whale Derivative Claim Too Flimsy, Judge Rules
• Fowler Rodriguez Continues To Grow With Miami Tax Partner
• SEC, Feds Charge 4 Men For $4M Insider Trading Scheme
• Lumber Liquidators Says Suit Is Based On Bad Publicity
• SEC Commitee OKs Equity Exemption For Private Cos.
• NY Drops Dual Transaction Reports From Final BitLicense
• Perusing Publish-What-You-Pay Rules For Energy Cos.
• Virtual Currencies: FinCEN's Next Enforcement Wave?
• Lessons From DuPont's Proxy Contest Victory
• Madoff Trustee Cleared To Pursue Hundreds Of 'Net Winners'
• Annaly REIT Investors Lose Fight Over Management Shift
• Ex-PetroTiger CEO Blames Partners' Betrayals In FCPA Trial
• White House Threatens Veto Of Bill Limiting CFTC Oversight
• Faruqi Takes Sex-Harassment Judgment To 2nd Circuit
• Eagle Rock Hit With Shareholder Suit Over $474M Takeover
• SEC, FINRA Officials Talk Cyberbreach Enforcement
• Dewey Trial Gets Heated With Ex-Partner On Stand
• SEC's Piwowar Urges Overhaul Of Accredited Investor Policy
• Ex-Terra Exec. Blames Attys For Bribery Conviction
• Investors Held Damning Records Until Eve Of Trial, Judge Told
• Midsize Banks Face June Deadline For Stress Test Releases
• Willkie Farr Drops Fugitive Client In Insider Trading Case
• Subpoena Over Ex-Judge's Discrimination Claim Paused
• CytRx Settles Investor Claims Over 'Spring-Loaded' Options
• SEC Holds SAC's Cohen Case As Feds Mull Newman Cert
• Fla. Adviser Charged With Defrauding Teachers, Officers
• Former FINRA Honcho Joins Shulman Rogers
• Former CFTC Senior Trial Attorney Rejoins Skadden
• Global Regulators Discourage Over-Reliance On Bank Models
• A Middle-Ground Approach To 'Piggybacking'
• 5 Insights From Schneider Electric GC Peter Wexler
• Warren Blasts White's 'Disappointing' Tenure Atop The SEC
• Reg D Versus Reg A-Plus, And How To Prepare For Offerings
• Deutsche Bank, Others Say Silver-Fixing Suit Lacks Facts
• 1 Year In, Massad Starts To Turn CFTC Ship Around
• Kraft Calls CFTC's Wheat Manipulation Claims All Chaff
• Investors Lose First Bid To Clear $15M Hot Topic Settlement
• Dewey Jury Hears Of Culture Conflict At Merged Firm
• HSBC Can't Slip BlackRock's Suit Over RMBS Trusts
• Investment Adviser Hit With $1M Punishment In SEC Cases
• Sanford Heisler Kimpel Expands With San Diego Office
• Merrill Lynch To Pay SEC $11M Over Bad Short-Sale Data
• Supreme Court Wants SG's Take On ERISA Venue Clauses
• Ropes & Gray Lands Former SEC Chief Counsel In NY
• Labor Fiduciary Plan To Empower Plaintiffs Bar
• Apple Hospitality REIT Shareholder's Class Action Tossed
• 'Big Short' Adviser Takes SEC Court Gripes To 2nd Circ.
• Revolving-Door Roundup: Jones Day, Boies Schiller
• A Practical Perspective On Cornerstone