Securities Archive » July, 2015

Securities - July, 2015

500 articles

• Goldman To Drop $270M To Settle $6B RMBS Suit
• Upstream-Downstream Tiff Over Bankrupt Oil Middleman Ends
• Ex-WJB Capital CFO Admits To Fraud Scheme
• Cohen Milstein Lands $73M For MBS Settlement With Banks
• 5th Circ. Revives Ex-Tesoro VP's SOX Whistleblower Claim
• Forex Suit Adds Japanese, Canadian, French, UK Banks
• Legacy Wants $213M Madoff Trustee Suit Dismantled
• CFTC Wins $76M Judgment Over Hedge Fund Ponzi Scheme
• Clean Global Energy Exec Wants Suit Over 'Coup' Tossed
• Schwab Urges High Court To Quash Risky CMO Class Action
• Cablevision Investor Appeals Dismissal Of 'Nepotism' Suit
• The Dewey Trial Report: Broken Promises And Bottom Lines
• SEC Says It's Likely To Win Appeal of In-House Court Freeze
• Cigna Shareholder Sues To Halt $54B Anthem Acquisition
• Revolving-Door Roundup: Holder Returns Home To Covington
• Rebutting Fraud On The Market
• SEC Slams Ironridge's Bid To Stay Suit Over In-House Court
• $400M Pfizer Class Action Deal Gets OK From Judge
• GE Mortgage Can't Escape BNY Mellon's $900M RMBS Suit
• 3 Class Actions Before The Supreme Court
• Chinese Securities Regulators To Probe Automated Trading
• 7 Keys To Improving Your Direct Examination
• Settlement Monitor Says BofA Picked Up Consumer Relief Pace
• AmEx Faces Investor Suit Over Loss Of Costco Partnership
• Chancery Won't Up Attys Fees To $25M In Google Stock Case
• High Court Expected To Hear Insider Trading Appeal
• Texas Men Get Prison In $12M Scarfo-Led Scheme
• DOJ's Newman Appeal Hinges On These 3 Arguments
• Dewey Stiffed Atty On Repayment Of Capital Loan, Jury Hears
• JCPenney Must Pay Investor's $3M Fee, Texas Justices Told
• Sonar Capital Insider Trading Suit Dismissed For Good
• Lawyers Weigh In On DOJ's Newman Appeal To High Court
• DC Atty Disbarred Over $2.7M Investment Fraud Scheme
• Nigerian Capital Markets Need Clearer Rules, Report Says
• JPMorgan Execs Knock Out Derivative Suit Over $2B In Fines
• Lenders Refused Confidential Docs Behind $9B ResCap Deal
• AbbVie Says Chancery Rightly Axed Suit Over Failed Inversion
• Regulators Back Down On Asset Manager SIFI Designations
• Putting The Brakes On Newman: 3 Recent Rakoff Decisions
• Convicted Trader Violated Probation By Calling Felons
• BATS Eyes New Rule To Fight Market Manipulators
• UK Bans Trader Convicted Of Libor Rigging
• Holland & Knight Nabs Troutman Corp. Pro For Atlanta Office
• DOJ Appeals Insider Trading Ruling To High Court
• A Study Of Recent Delaware Appraisal Decisions: Part 3
• Lessons From 5th Circ. Application Of Scienter Standard
• Securities Class Action Filings Up In 9th Circuit, Abroad
• PwC, Standard Chartered Can't Slip All Madoff Claims
• Dark Pool Operator Expects $20M SEC Fine
• Philly Mobster Gets 30 Years For $12M Extortion Scheme
• DOL Defends $6.5M Win Over DirecTV Installer's Pensions
• Investors Hit 24 Banks With Market Manipulation Class Action
• WJB Capital Chiefs Plead To Multimillion-Dollar Investor Theft
• Rothstein Adviser Pleads Guilty To Aiding $1.2B Ponzi Plot
• Magistrate Recommends Contempt For Ex-GlobeTel CEO
• SEC Market Abuse Chief Leaves To Rejoin Private Sector
• 8th Circ. Affirms 5 Convictions In $10M Petro Investment Scam
• CFTC Urges 11th Circ. To Affirm Ponzi Funder's Judgment
• SEC Allows Alleged Ponzi Schemer To Sell Buffalo Home
• 4th Circ. Urged To Revive Marriott ERISA Suit Over Stock Plan
• A Potential Basis For Objecting To Certain CFPB Sanctions
• House Panel Votes To Cancel Fannie, Freddie CEO Pay Raise
• Morgan Stanley Owes $2.5M Over Trader Supervision
• Ex-Wilson Sonsini Employee Gets 2 Years For Insider Trading
• Worth Group, CTFC Both Denied Bids To End $73M Suit
• Feds Want AIG, Prudential, GE Capital To Improve Living Wills
• Vasco Faces Investor Class Action Over Illegal Iran Sales
• Books-A-Million Investor Sues To Halt $21M Buyout Deal
• Avic Units Targeted In China's Crackdown On Sell-Offs
• Accountants 'Conspired' With Madoff To Fool SEC: Trustee
• US Exchanges Say Dodd-Frank Delays Drive Away Business
• FDIC Backstop Needed For Failing Banks, Experts Say
• A Study Of Recent Delaware Appraisal Decisions: Part 2
• Caris Employees Get $16.3M After Co. Sharply Devalued Stock
• Herbalife Again Escapes Shareholder Class Action
• Garda Must Pay $10M To Ex-Shareholders After Merger Row
• Ex-Teva Exec. Blames Firing On FCPA Probe Cooperation
• Robbins Geller Named Lead Counsel In Glaucoma Drug Row
• Watchdog Fines RBC, KCG For Mass Trade Reporting Errors
• Facebook Urges Chancery To Throw Out Director Pay Claims
• TD Ameritrade To Pay $400K For Customer Notice Failure
• NJ Crime Family Member Gets Prison In $12M Lender Extortion
• Rakoff Looms Over DOJ's Newman Appeal Decision
• Royalty Trust Unitholder Can't Sue XTO, Bank Of America
• Treasury Inquiry Signals New Rules For Marketplace Lenders
• Calif. Judge Orders Penalty In $2.4M Football-Laser Scheme
• Ex-Dewey Partner Laments Firm's Broken Promises On Pay
• Intel Fights Lehman Over Doomed $1B Share-Buy Deal
• A Study Of Recent Delaware Appraisal Decisions: Part 1
• Deustche Bank Says Omnicare Can't Revive Class Action
• And Now A Word From The Panel: The Rocket Docket!
• UBS Says Feds Investigating Puerto Rico Practices
• Allied Nevada Investors Blast Ch. 11 Executive Bonus Plan
• Kirton Nabs Ex-Ballard Vet To Lead European Markets Group
• Mead Johnson Pays SEC $12M To Settle FCPA Claims
• China To Investigate Monday's Stock Sell-Off Amid Rout
• The Proposed Best Interest Contract Exemption: Part 3
• HK Securities Watchdog Takes 1st Disclosure Case To Tribunal
• Atty's Evidence Wrongly Used, Ponzi Schemer Tells High Court
• High Court's Halliburton Ruling Finally Shows Its Teeth
• 8 More Charged In Super Bowl Laser Stock Scam
• Law Prof Makes Final Push Against 'Worthless' Settlement
• Lehman Says Massachusetts Shorted It $10M In Swaps
• Dewey Accounting Head Says She Was In On Fraud Scheme
• 3 Ex-Oppenheimer Workers Settle SEC's Penny Stock Claims
• Chesapeake Takes $380M Bond Buyback Ruling To 2nd Circ.
• Stanford Receiver Defends $5M Deal With Firms, Others
• Understanding The SEC's Compensation Clawback Proposal
• SEC Reassigns Judge Overseeing Ex-S&P Exec's Case
• Carter's Insider Trading Case Survives Newman, Judge Says
• 1st Circ. Rejects Protests Over $70M State Street Settlement
• Cohen Milstein Can't See Forex Deals In Row For Lead Counsel
• China Regulators Pledge To Keep Buying Stocks Amid Slump
• Kilpatrick Nabs 3-Atty M&A, Real Estate Team In Atlanta
• Deutsche Bank, Others Can't Skirt Yen Libor-Fixing Suit
• Exide Investors Get Partial Cert. In Suit Over Enviro Woes
• Ex-Madoff Accountant Seeks Leniency After Guilty Plea
• Halliburton Investors Win Class Cert. Post-High Court Appeal
• Goldman Sachs Unit Fined $1.8M Over Trade Report Failures
• The Proposed Best Interest Contract Exemption: Part 2
• Law360's Trial Aces Make Winning Look Easy
• Dewey Trial May Come Down To Credibility Of Frank Canellas
• US Says Whitman Denial Should Inform Goffer Decision
• Cohen Milstein Says Hausfeld Must Show Forex Futures Deals
• MarkWest Investor Sues To Stop $20B Marathon Deal
• NY Securities Boutique Says Investors' Suit Falls Short
• EXCLUSIVE: SEC Admin Court Appeals Languish Under White
• HP Objector's $2.3M Fee Bid Rejected As Judge OKs Deal
• Atlantic Power Dividend Suit Dismissed In Canada
• SEC Gets Win Against Ponzi Feeder Co-Defendant
• DLA Piper Grabs 4 Corporate Finance Partners In Toronto
• S&P Investors Ask High Court To Weigh MBS Ratings 'Puffery'
• Plato Enters Talks With LSEG Unit To Develop Dark Pool
• Ex-Spanish Judge Fined For Potash Insider Trading
• The Dewey Trial Report: Drama, Denial And 'The DiCarminator'
• 2nd Circ. Jolts Green Mountain Shareholder Suit To Life
• Ex-MetLife Broker Loses NJ Privileges After Fraud Indictment
• CFTC Taps Ex-Newedge Head to Lead Swap Oversight Division
• 2nd Circ. Revives Wells Fargo CDO Fraud Suit
• Keurig Investor Roasts Coffee Co. In Securities Class Action
• 2nd Circ. Axes Facebook Investor Suits Over IPO
• Sigelman FCPA Trial Won't Affect DOJ Strategy
• SEC Wins $250M Judgment Against No-Show Puda Coal Execs
• DC Circ. Revives Texas Bank's CFPB Challenge
• E&Y Drops Fight Over Docs From A Failed HK Listing
• REBUTTAL: The Problem With 3rd-Party Litigation Financing
• The Proposed Best Interest Contract Exemption: Part 1
• Dewey Bond Deal Cost Insurer Millions, Jurors Hear
• 22 Banks Hit With Class Action Over Treasury Auction Scheme
• Morgan Stanley Must Face Oligarch's Insider Trading Claim
• Steptoe Adds Former Brune Commercial Partner in NY
• Citco Strikes Deal With Investors In Madoff Feeder Fund Suit
• Tesoro, QEP Duck Investor Suits Over $400M Merger
• FTC Probing GM Dealers' Ads For Used Cars Under Recall
• Tibco Says Shareholders Can't Change Price Of PE Buyout
• 5 Years After Dodd-Frank, Cross-Border Harmony Still Far Off
• Hunter Wise Receiver Strikes Deal With Attys Over Scheme
• Pension To Get Paid Before Cox In Newspaper Sale: 11th Circ.
• Baker & McKenzie Lands Former High-Level Barclays Atty
• Senate Panel OKs $20.6B Spend Bill With Dodd-Frank Changes
• Whitman Denied 2nd Appeal Of Insider Trading Conviction
• Stock Heir's Lawyers Likely Duck Sanctions In $156M Suit
• Swaps Trading Regs Coming, CFTC Head Says
• Morgan Stanley Gets $524M RMBS Suit Trimmed
• Scott & Scott Erects London Camp For Europe Forex Battle
• Humana Hit With Investor Class Action Over $37B Aetna Deal
• Fair Proxy Voting: Why Section 14(a) Needs Scienter
• Recent Lessons In D&O Fee Advancement And Indemnification
• Rakoff Upholds $1M FINRA Award In John Thomas Case
• Crestwood Shareholders Claim Co. Undervalued In Merger
• SIFI Process Lacks Clarity, Sens. Tell FSOC Official
• Texas Regulator Calls Out 3 Businesses For Securities Fraud
• Dewey Defense Pounces On Cooperator's Shifting Statements
• Judge Won't DQ Skadden In Ex-Oriole Insider Trading Case
• Mylan Investors Slam Tax Inversion As Anti-Teva Ploy
• Two REITs Hit With Investor Class Action Over Merger
• To SEC's Chagrin, Ponzi Feeder Ordered to Pay $41M Penalty
• Squire Patton Securities Litigator Joins Stroock & Stroock
• Hertz Beats Shareholder Class Action
• Senate GOP Inserts Dodd-Frank Revisions To Funding Bill
• NY Wants Info On Forex Banks' New Messaging Platform
• LifeLock Escapes Investor Action Over FTC Injunctions
• Investors Slam Lumber Liquidators' Bid To Shut Down Suit
• SEC Pressed For $1M Fees After Rare In-House Loss
• Hedge Fund Ordered To Pay $1.8M To Recession Investor
• White & Case Nabs Paul Hastings Finance Pro In DC
• CFTC Settles With Atty Over Precious Metal Investment Scam
• Hedging Western European Debt With CDS? Not So Fast
• Low Levels Of FCPA Enforcement Continued In Q2
• Ex Ante Vs. Ex Post: Janis Joplin's Yearbook Revisited
• Receptos Investor Sues To Block Celgene's $7.2B Buyout
• HSBC Can't Escape Regulator's Suit Over $2B In MBS
• Co.'s Shareholder Settlement Terms Can Vary, Judge Says
• Proskauer, Chadbourne Face New Suit Over Stanford Scheme
• SAC Beats Investors' Privilege Claims In Insider Trading Suit
• Chancery Tosses Claims Over Abbott Labs' AbbVie Spinoff
• Fed. Circ. Won't Review Freddie Mac's Bond Patent Win
• Trio Face Charges In Alleged $3.5M Pump And Dump Scheme
• Toshiba's $1.2B Accounting Scandal May Land It In US Court
• FCPA Challenges Make For Spotty Trial Record For DOJ
• Dewey Star Cooperator Breaks Down On Stand At Trial
• Fed Gives No Clues On SIFI Off-Ramp In GE Capital Rule
• BNY Mellon Chides Chesapeake For Trying To Avoid Bond
• Dodd-Frank Foes Mark 5th Anniversary With Call To Undo Law
• SEC Settlement Talks With Alleged Stock Schemer Collapse
• Lululemon Brass Sued Over Ex-Chair's 'Suspicious' Trades
• FSOC Says It Revealed Enough Info In MetLife SIFI Row
• SEC Grants Waiver Relief To Muni Bond Underwriter
• CME Says Spoofing Suit Should Be Handled Within Exchange
• SEC Seeks $5.7M Over Pre-IPO Facebook, Twitter Fraud
• Indictments Dismissed In $132M Investor Fraud Row
• Law Prof's Objection To $3.6B Merger Settlement Under Fire
• An Active 1st Half For Securities Class Action Litigation
• Alleged Bancorp Tippee Says SEC Suit Doesn't Show Benefit
• Ex-Fox Rothschild Atty Pleads Not Guilty to Insider Trading
• High Compliance Costs Could Sink DOL Fiduciary Rule
• The 6 Biggest Dodd-Frank Surprises
• Aviation PE Firm's Co-Founder Claims Partners Shut Him Out
• Dodd And Frank Say Act Turned US Economy Around
• Tyco To Pay $126M In Shareholder Suit Over Com-Net Buy
• Gordon & Rees Boosts Boston Office With LeClairRyan Trio
• Broker's Friend Ordered To Pay $3M In Theft Suit
• MF Global Customers Granted Class Cert. In Collapse Case
• 5 Years On And Dodd-Frank Act Still Faces Push-Back
• Argentina Says Immunity Bars Sanctions In Bond Fight
• Fed Approves New Capital Surcharges On Largest US Banks
• CFPB's Boldness Opens It Up To Attacks
• DLA Piper Adds Ex-Thompson Knight Partner In Houston
• Madoff Trustee Wants To Ax Claims From NJ, Fla. Customers
• Schlichter Bogard Scores $22M In Lockheed ERISA Settlement
• SEC Moves For Asset Freeze In $68M EB-5 Case
• Dewey Star Witness Says DiCarmine Never Talked Fraud
• Free Your Advance Notice Bylaws From Ambiguities
• Steptoe Snaps Up Ex-Squire Financial Services Team In DC
• Ex-Rabobank Traders Want Case Nixed Over 'Tainted' Witness
• Keeping Marblegate In Perspective
• Libor Antitrust Claims Don't Pass Muster, 2nd Circ. Told
• Class Moves For Cert In Barclays 'Dark Pool' Suit
• Cooley Nabs 4 Corporate Partners From Reed Smith
• Understanding The Hot Multifamily Lending Market
• JPMorgan Puts Up $388M To End MBS Class Action
• Real Estate Rumor Mill: KCG, Pierre, Downtown Dog Lounge
• SEC Enforcers Say 'Big Short' Adviser Can't Prove Judge Bias
• HP Lead Plaintiff Urges Judge To Approve Autonomy Deal
• UK Financial Regulator Chief Martin Wheatley To Step Down
• Petrobras Investors In $98B Case File Amended Complaint
• Bondholder Suit Over $502M Global A&T Debt Swap Tossed
• Claims That JPMorgan 'Thievery' Aided Madoff Sent To NY
• OSI Brass Hit With Derivative Suit Over TSA Scanner Issues
• Texas To Hear 5th Circ. Query On Golf Channel Ponzi Ads
• Louis Berger International Settles FCPA Charges For $17.1M
• The Dewey Trial Report: Master Plans And Clueless Auditors
• Fed Offers Up Changes To Big Bank Stress Tests
• Dodd-Frank Act At 5: SEC Slammed For Slow Rule-Making
• SEC Must Face Suit Over Employee's Alleged Porn Habit
• BofA Dodges Ex-NFLer's Investment Fraud Suit
• Marathon Dewey Trial Has Some Jurors Hitting Snooze
• Investors Drop Suit Over $12B Freescale Semiconductor Deal
• SEC Promotes New Associate Director Of Corp. Finance
• SEC Settles Fraud Case Against Calif. Hedge Fund Manager
• Class Seeks To Fold New Claims Into Forex Suits
• China's Market 'Safest' In World, HK Exchange Chief Says
• SEC Drops Remaining Claims In Idaho Nuclear Power Co. Suit
• Chiquita Can't Keep Paramilitary Aid Docs Secret: DC Circ.
• Life Partners CEO Pushes To Remove Ch. 11 Trustee, Counsel
• HK Regulator Floats New Capital Rules For Derivatives
• SEC Awards Company Insider $3M Whistleblower Award
• 5 Years Of Dodd-Frank: Taking Stock
• Where Are All The Women In The Plaintiffs' Bar?
• Hanergy To Fight HK Regulator's Trading Suspension
• Taking 'Private' Out Of Private Equity: 7 SEC Focus Areas
• London Metals Group Asks Out Of Price-Fixing Class Action
• Barclays To Pay FINRA Fine Over Reporting Violations
• AgFeed Trustee Claims Outside Counsel Gave Bad Advice
• Las Vegas Sands Seeks Sanctions In Failed Derivative Suit
• Dewey Cooperator Says He Didn't Discuss Fraud With Davis
• FINRA, MSRB Look To Give Academics Unique Trader Data
• Dodd-Frank Act At 5: The Rules That Are Still Lagging
• Ex-Wilson Sonsini Staffer Seeks To Avoid Jail Over Trades
• Ex-Fox Rothschild Partner Charged With Insider Trading
• Gov't Says Wyly Can't Raise Issues Resolved In SEC Suit
• BMO Harris To Pay $16M To End Petters Ponzi Row
• Financier Draws Aces From Fried Frank In SEC Showdown
• Ex-Mutual Benefits Atty Disbarred In NY Over $837M Fraud
• Key Dems Ask Regulators To Assess Swaps Rule Change
• Ex-S&P Exec Urges US Court To Freeze SEC In-House Case
• Goldman's Mortgage-Related Woes Take Toll On Earnings
• A Call For New Approach To Continuous Holder Requirement
• SEC's 'Clawback' Proposal Raises Significant Tax Issues
• House Committee Urges Yellen To Give Smaller Banks A Break
• Wyly Seeks Bankruptcy Court OK To Appeal $299M Judgment
• SEC Urges 1st Circ. To Deny Ex-State Street Execs' Appeals
• Forex Merchant Says Fraudster's Receiver Must Arbitrate
• OpenGate Sanctioned In Thermo Fisher Fraud Suit
• Chamber Calls For Broad Changes To SEC In-House Courts
• Dewey Star Witness Says Davis Knew Of Accounting Tricks
• Dems. Seek To Stop Financial Regulator 'Revolving Door'
• OPINION: Litigation Finance Can Help Break The Glass Ceiling
• Robbins Geller, Abraham Fruchter To Lead Rubicon Stock Suit
• Madoff Trustee Seeks OK On Treatment Of Customer Profits
• Former SEC Litigation Honcho Joins Murphy & McGonigle
• Nutmeg Investors Want Barnes Malpractice Claims Reopened
• Barclays Attacks Expert Report In Libor Fraud Class Hearing
• Prof Objecting To $3.6B Merger Settlement Won't Be Deposed
• SEC Slapped With New Challenge To In-House Court
• Should Public Cos. Disclose Investigations By The Gov't?
• Dividend Planning Considerations In Foreign Co. IPOs
• C&J Energy, Shareholder Feud Over Injunction Bond
• Nordstrom Says Family Paid Fairly For Private Plane Use
• Insurance Investment Funds Case Remanded To NJ Court
• Existing Dodd-Frank Rules Aren't Tough Enough, Sens. Say
• Fenwick, Dechert Not Biased In Investor Suit, Microsoft Says
• Dewey Cooperator Says CFO Helped Hide Fraud From Auditor
• SEC Fines 34 In Microcap Manipulation Scheme
• NavLink Founders Claim They Can't Access Company Records
• Su Can't Unload Contested Vantage Stock, Texas Court Says
• UBS Again Asks To Be Dismissed From Gold Fix MDL
• Gruber Hurst Picks Up Ex-Bracewell Bankruptcy Duo In Dallas
• Banks Could Face New Forex Rigging Case In UK, Atty Says
• SEC Fines Och-Ziff Adviser $4.25M Over Flawed Data Reports
• SEC Chair White Looks To Calm Compliance Officer Nerves
• 9 Charged In $6.5M Offshore Pump-And-Dump Scheme
• House Passes Legislation To Trim SEC Red Tape
• Hunton's Motion In Stanford Suit A Delay Ploy, Plaintiffs Say
• 2nd Circuit Affirms TPG Victory in Hellas Notes Case
• Plaintiffs Defend Silver-Fixing Suit Against Big Banks
• Canadian Stock Promoter Cops To Stock Manipulation Plot
• DC Circ. Says SEC Can't Use Dodd-Frank Bans Retroactively
• Cooley Boosts NY Capital Markets Team With Ex-Skadden Atty
• China Probes Trading Tech Co. Amid Margin Finance Clampdown
• Accused Insider Trader Slams SEC Over Admin Case Appeal
• Deutsche Bank's 'Con Game' Can't Be Tolerated, Court Hears
• CFTC Says Kraft's Wheat Manipulation Challenge Crumbles
• Tips For An Efficient And Effective Fraud Investigation
• Forum Over Substance? Respondent Rights And The SEC
• Judge OKs $163M Deal To End SEC Suit Over Ponzi Scheme
• Abbott Board Seeks To Nix Suit From Spinoff's Shareholders
• Shareholder Sues Vanguard Over $539M LRR Takeover
• Chancery Throws Out Claims Over ModusLink $100M Debt
• Standard General Again Sues Ex-American Apparel CEO
• 3rd Circ. Refuses To Revive Perelman Family ERISA Feud
• Carter Ledyard Scores Tribal Financing Pro From Dentons
• High-Speed Traders Avoid New Limits After Latest Crash
• Delaware Judge Reluctantly Hands Dell Win In Appraisal Row
• DA Touts Dewey 'Master Plan' Doc As Key Cooperator Testifies
• House Passes 4 Bills To Overhaul SBA Loan Programs
• Vitesse Investor Seeks Appraisal After $389M Microsemi Deal
• Orbitz Dodges Shareholder Suit Over Travelport Deal
• Avalanche Hit With 2nd Stock Drop Suit Over Eye Drug Study
• Fed To Tackle SIFI Surcharge, Regulation Of GE Capital
• Drug Co. Celladon Faces Stock Drop Suit After CEO's Exit
• WMC Escapes Freddie, Deutsche Suit Over $1B Mortgage Pool
• SIFMA Calls For Financial Regulatory Cooperation In TTIP
• Investors To Co-Lead Suit Over $2.8B Lifetime Fitness Buy
• Report Finds High-Frequency Trading Played Role In Volatility
• Navistar Investor Suit Over Clean Engine Claims Gets Pared
• Sheldon Silver Son-In-Law Cops To Running $8M Ponzi Scheme
• Dentons Boosts Capital Markets Group In Paris With M&A Pro
• Dewey Star Witness Says Defendants Complicit In Fraud Plot
• SEC Settles With Cooperating Insider Trader Who Ate Post-Its
• UK Court Answers Important M&A Questions
• Collateral 'Damage' From Proposed Rule 15b9-1 Amendment
• Chesapeake Owes $380M For Botched Bond Buyback
• SEC Not Bound By 180-Day Deadline, DC Circ. Says
• Lehman Workers' ERISA Suit Chalks Up Third Straight Loss
• Ex-Alden CEO's $35M Stock Deal Claims Revived On Appeal
• Ex-Alstom Exec Fights 'Defective' FCPA Conspiracy Charge
• NC Man To Pay $1M For Commodity Pool Fraud
• Ex-Dolan Brass Withheld BofA Info, Investors Tell 8th Circ.
• 4 Ways Dewey Changed BigLaw Forever
• Bipartisan Anti-Insider Trading Law Gains Steam In House
• Idenix Investors Blame $12M Loss On Unclaimed-Stock Seizure
• Avon Wants Employees' FCPA Pension Suit Nixed
• Texas Jury Clears Coin Wholesaler In Stanford Clawback Trial
• Merck Says Bid To Amend Vioxx Investor Suit Is Too Late
• GE Mortgage Trims $900M BNY Mellon Trustee Suit
• Dewey Star Cooperator Set To Take Stand In Trial
• Avalanche Hit With Stock Drop Suit Over Eye Drug Study
• Deutsche Bank Can't Ax FINRA Tax Shelter Arbitration Demand
• Lehman Trustee Says Ruling Voids $62M FirstBank Claim
• Eletrobras Creates Body To Oversee Hogan Lovells Probe
• Investors Sue Silver Co. After News Of $567M Tax Bill
• Dealertrack Investor Seeks Fast Track On $4B Cox Deal Suit
• Shell Buys Morgan Stanley's European Gas Trading Biz
• Towers Watson Investors Challenge $18B Merger With Willis
• UK Finance Watchdog Releases Enforcement Referral Guide
• Rakoff Refuses Petrobras Bid To Nix $98M Bribery Suit
• Merger Price And Process Win The Day Yet Again
• Looking At EU To Predict Dodd-Frank Incentive Pay Rules
• SPG Directors Say Chancery Was Right To Ax CEO Bonus Suit
• Swisher Hygiene Must Face Claims Over Merger Agreement
• Citigroup Must Pay $13M To Mercuria In China Metal Dispute
• UK Watchdog Ends Probe Of JPMorgan 'London Whale'
• Plaintiffs Try To Get Facebook's Expert Nixed In IPO Suit
• Analytics Co. Told Multibillion-Dollar Lie, Investor Suit Says
• Top Texas Supreme Court Cases Of 2015: Midyear Report
• Judge Orders $1.6M Penalty In SEC's Millennium Bank Suit
• SEC Queries Accused Avon Manipulator's Medical Condition
• Weil Adds Ex-Freshfields Corporate Ace To Shanghai Office
• SEC Settles With 2 In Pot Stock Pump-And-Dump Case
• Ch. 11 Changes Needed For Banks' Living Wills To Work
• City Staffer 'Point Person' For Airport Bond Fraud, SEC Says
• MRI International Execs Indicted For $1.5B Ponzi Scheme
• Ex-S&P Exec. Denied Another Delay To SEC In-House Trial
• Dewey Defense Narrative Stars A Villain: Frank Canellas
• Troutman Sanders Nabs CFPB Specialist From Sutherland
• SBA Sues For Return Of $13M From Venture Capital Firm
• Accountant Ensnared In Madoff Fraud Avoids Prison Sentence
• Securities Cases To Watch In The 2nd Half Of 2015
• FSB Says Regulators Making Progress On Libor Replacement
• FINRA Loses Back-To-Back Cases Before In-House Tribunals
• Madoff Trustee Strikes $1.4M In Clawback Settlements
• Fed Gov. Says Dodd-Frank Reforms May Yet Shrink Banks
• Proskauer, Chadbourne Immune To Ponzi Suit, 5th Circ. Told
• Morgan Lewis Nabs Ex-K&L Gates Finance Attys In London
• $890M Xoom-PayPal Merger Rocked By Investor Suit
• A Broadening Risk Of Securities Liability After Omnicare
• The Pros And Cons Of SPAC Exits
• Insurer Can Recover $5M Payment In Magma Investor Deal
• SEC Wants Ex-Cravath Associate To Testify In Trading Case
• Chancery Rejects Settlement Over $1.5B Aeroflex Cobham Deal
• Dewey Prosecution Rolls Dice With Kitchen-Sink Strategy
• SEC's EB-5 Cases Signal Growing Enforcement Trend
• NYSE Outage Lets Market Test Drive Trading Glitch Response
• Katten Snags Ex-SEC Enforcement Chief From Ropes & Gray
• Judge Sends $10M Kutak Malpractice Row To Mediation
• Norton Rose Fulbright Adds Ex-Lenczner Slaght Securities Pro
• Texas Judge Tells Remoxy Plaintiffs To Refile Class Action
• Reg A+ Sends Ripples To Marketplace As Cos. Test Waters
• Lehman Settles Suit Over Putnam Swap Transactions
• Deloitte Can't Kill Freddie Mac's $1.3B Taylor Bean Suit
• IRS Cracking Down On 'Basket Option' Tax Schemes
• Lew Says Senate Regulatory Relief Bill Would Gut Dodd-Frank
• F-Squared Driven To Ch. 11 By $35M SEC Settlement
• McDermott Snags Kirkland & Ellis Trial Pro For Chicago
• Dechert Snags Ex-K&L Gates Partner For SF Office
• Quebec Questions Proposed Federal Securities Regulator
• NYSE Trade Stoppage Caused By Apparent Technical Issue
• Fla. Crowdfunding Act May Ease Small Biz Capital Raising
• 9th Circ. Rebuffs Newman
• Pharma Co. CorMedix Faces Investor Suit After Stock Drop
• Edison Sued By Investors For Risking $3.3B CPUC Deal
• Stanford Receiver Seeks $5M From Coin And Gold Wholesaler
• Katten Back On Hook In Malpractice Suit Over Ponzi Scheme
• Attys Net $21M For Work In MF Global Metal Manipulation Suit
• Allied Nevada Investors Rip Bid For Extra Ch. 11 Plan Time
• Investment Firm Can't Shake $55M Securities Suit
• Levi & Korsinsky Named Lead Counsel In 500.Com IPO Suit
• 3 Takeaways From The 9th Circ.'s Insider Trading Ruling
• Telecom Execs Accused Of Seizing Co. Can't Issue New Stock
• Dewey's Secret 7: Meet The Ex-Workers Turned Gov't Witness
• Santander Comes To Terms With Fed On Risk Management
• Wyly Bros. Lose Bid For New Trial After $300M SEC Judgment
• Banks' Public Living Wills Leave Room For Improvement
• Senators Push Renewed Effort To Wall Off Investment Banks
• Ex-Bank Exec. Gets Time Served For $1.7B Olympus Scam
• IDreamSky Fights To Keep IPO Suit In NY Federal Court
• Feds Eye Plea Over $5M Twitter, Uber Ponzi Scheme
• Lehman Taking $67M Tax Credit Fight To 2nd Circ.
• Adams & Reese's $5M Stanford Deal Slammed Over Attys' Cut
• MF Global Execs Strike $65M Deal To Settle Investors' Claims
• Devaluing The Currency Of Settlements
• 'Flash Crash' Trader Blasts 'Arbitrary' CFTC Spoofing Case
• KKR And The Evolving Scrutiny Of Private Equity Firms
• SEC Says Oil Co. Targeted EB-5 Investors In $68M Scheme
• SEC Gives Macquarie Waiver From DQ Over Puda Coal IPO
• SEC Proxy Rules Outdated, 3rd Circ. Says In Wal-Mart Opinion
• FINRA Dangles Cooperation Carrot With Fine-Free Settlements
• Dealertrack Investor Seeks To Halt $4B Cox Auto Merger
• Hogan Lovells Grabs 3 Baker Botts Partners In Houston
• HP Blasts Autonomy Objector's Bid For $2.3M In Atty Fees
• SynQor Fights Bid To Resurrect Del. Chancery Buyout Suit
• Holder Says 'Emotional Attachment' Made Covington Top Pick
• FDIC, Fed Release Public Resolution Plans For 12 Big Banks
• CFTC Charges 2 Parties With Fraudulent Money Pass Trades
• Deutche Bank Avoids Discovery In Texas Pension Row
• Indian Watchdog Tells Exchanges To Boost Data Security
• 9th Circ. Upholds Conviction In Family Insider Trade Scheme
• SEC Said To Investigate Market For Pre-IPO Tech Shares
• Wells Fargo, Others Ordered To Repay $30M Over Fund Sales
• Ex-Madoff Accountant Helped JPMorgan Probe, Feds Say
• The SEC Gets Aggressive With Unregistered Brokers
• 546(e) Safe Harbor Is Open To Madoff Victims
• This Week In Congress: Post July 4 Tumult
• Greeks Vote 'No' On Bailout, Could Lead To Euro Exit
• Och-Ziff Seeks Toss Of Securities Suit Over FCPA Inquiries
• OSI Investors Seek Class Cert. Over 'Naked' TSA Scanners
• Draghi Wants Europe Capital Markets Union, New Regulator
• CoreLogic Says Zurich's Bond Renewal Snafu Cost It $14M
• SEC Tells 11th Circ. That Freeze On In-House Case Is Unjust
• Dole Says Claims Over $1.6B Deal 'Recklessly Villainize' CEO
• 7th Circ. Affirms State Law In Emmis Corporate Vote Spat
• Dewey Worker Says He Didn't Think His Actions Were Criminal
• Quarles & Brady Hires Back Financing Pro
• DLA Piper Adds Latin America Finance Partners In Miami
• Amarin Ducks Securities Action Over Vascepa Denial
• SEC Bashes Ex-S&P Exec's New Push Against In-House Court
• Del. Justices Quash Hill International's Meeting Complaint
• The Dewey Trial Report: Idiots, Informants And Inquisitions
• Rakoff To Gupta: Newman No Escape Hatch For You