Securities Archive » November, 2015

Securities - November, 2015

442 articles

• Garmin Hid Spectrum Issues Around $1.9B Deal, 2nd Circ. Told
• Norris McLaughlin Sued Over Investor Row
• US Drops Hold On SEC's Admin Case Against SAC's Cohen
• Ex-Lehman Director Ordered To Pay $4M For Illegal Trading
• Fed Keeps Flexibility Despite New Bailout Limits
• Mixed Martial Arts Exec Joins Fight Against SEC Courts
• Texas Ethics Board Punts On Out-Of-State Donor Guidance
• Exec Accused Of $300M Ponzi Scheme Denied Acquittal Bid
• SEC Judge Needs More Info For L&L Energy Disgorgement
• SEC Names New Associate Director In Int'l Affairs Office
• SEC Freezes Assets Related To Alleged $10M EB-5 Scam
• China Calls Off Stock Purchase Mandate On Traders
• RBC Can't Shake $76M Liability Over Botched Rural/Metro Sale
• EU Seeks Overhaul Of Prospectus Rules To Unlock Capital
• China Says Derivatives Can't Fund Securities Trading
• NY Class Action Alleges Barclays Rigged Forex Markets
• HK's Ban On 'Dark Pool' Trading By Individuals Takes Effect
• Standard Bank Inks UK's First Deferred Prosecution Accord
• China Probes 3 Brokerages In Margin Finance Crackdown
• HK Watchdog Looks To Expand Short Selling Disclosure Rules
• What Happens In Latin America Doesn't Stay In Latin America
• Federal Reserve Rule Limits Emergency Lending Powers
• When A Victim Of Fraud Gets Sued For Fraud
• How Trial Counsel Can Take Advantage Of New Federal Rules
• Investors Sue RAIT, Trustees After $21M SEC Settlement
• BofA, JPMorgan, Others Stifling Rate-Swaps Competition: Suit
• House Panel, Ex-Aide Take SEC Subpoena Fight To 2nd Circ.
• Ex-Faruqi Atty Sues For Slice Of Firm's Leucadia Suit Fees
• Citigroup Investors File New RMBS Suit, Claim $2.3B In Losses
• SEC In-House Court Reforms Not Enough, Ex-Prosecutor Says
• Investors Win $1.9M Arbitration Award Against Fla. Brokerage
• Ex-DHB CEO Pushes Court To Halt $20M Loan In Ch. 11 Plan
• Nasdaq Can't Shake Immunity Decision In Facebook IPO Suit
• Bio-Rad Will Ask 9th Circ. To Nix Whistleblower GC's Claims
• 2nd Circ. Affirms 10-Year Sentence For NY Ponzi Schemer
• Wal-Mart Slams Class Cert. Bid In Mexico Bribery Suit
• Herbalife KOs Pyramid Scheme Suit In Latest Round
• 2nd Circ. Asks Del. High Court's Opinion On $800M RMBS Suit
• The MVPs Of Securities Law
• Halliburton Can't Stay Investor Suit For 5th Circ. Appeal
• Feds Seek Leniency For SAC Insider Trading Informant
• SEC Blesses Bloomberg, Fintech Trade Matching Plans
• 8 Essential Reads For Capital Markets Lawyers
• Porn Distributor Asks Judge To Pause Suit Against Seyfarth
• OPINION: In Search Of Our Best Law Firm Selves
• The Dangerous Secrets Your Client Is Keeping From You
• Decision On Dewey Retrial Coming Soon, SEC Says
• Ex-Goldman Compliance Aide Accused Of Insider Trading
• Kraft, Mondelez Say Futures Trading Wasn't Manipulation
• SEC Won't Ban Steinberg After Insider Trading Reversal
• Barclays Settles Investor Suit Over Libor Rigging For $14M
• Convicted Ex-BNY Employee Settles SEC Insider Trading Case
• GM Workers Ask 6th Circ. To Rehear State Street ERISA Suit
• From The Book Of Jargon: Happy Meal
• Citic Overstated Equity Swaps By $166B: China Securities Reg
• Key Takeaways From The SEC's 2015 Whistleblower Report
• PE Firm Hit With SEC Penalty Over Conflicting Investments
• 3 Banks Say Lack Of Jurisdiction Frees Them From Forex Suit
• Moore Slams Lehman's Withdrawal Move In $20M Suit
• Yelp Investor Suit Tossed For Scant Evidence
• CFTC's Algorithm Inspection Plan Sparks Trade Secret Fears
• CORRECTED: SEC Fines 'Political Intelligence' Firm Over Info Handling
• Fitch Red-Flags CMBS Debt Changes In Fresh Deals
• Fed Sets Plan To Improve Big Bank Supervision
• Disbarred Vegas Lawyer Cops To $5M Investment Scam
• 'Flash Boys' Firm Says Quote Delay Makes Market Fairer
• Life Time Fitness CEO Calls $2.8B PE Buyout Suit Defective
• ITT Educational Services' $17M Investor Deal Gets Initial OK
• ATP Execs Dodge Final Part Of Shareholder Suit
• Bancorp Asks Court To Toss Investor Suit Over SEC Filings
• Lehman Says NY Court Can Hear $17M Claim Against ANZ
• Fed Wants Banks To Disclose Liquidity Profiles
• CFTC Proposes New Automated Trading Rules
• New Federal Rules Acknowledge It's Time To Drop The 'E'
• 10 Things You Should Know About Securities Crowdfunding
• Deciphering Activists' Increasingly Complicated Positions
• Dad In $723M Scheme Hasn't Shown Harm, 2nd Circ. Says
• DOJ's Newman Stance May Aid Foes In Next High Court Fight
• Facebook Allowed Early Appeal In Chancery Director Pay Row
• BNY Mellon Can't Escape Trust Mismanagement Suit
• Ex-Rabobankers Seek New Trial In Libor-Rigging Row
• JPMorgan Settles With Calif. Cities In Muni Bond MDL
• Feds Drop Appeal Of 5 Madoff Employees' Sentences
• Shareholder Sues JPMorgan In Electricity Price-Rigging Feud
• Brazil Megabanks Seek To Delay IRB-Brasil IPO
• Jeweler Faces Arrest In $12M Investor Dispute
• Ex-MedCap CEO Reaches Deal With SEC Over Ponzi Scheme
• Morgan Keegan Says Arbitration Award Fight Uses Wrong Law
• Ex-TPG Employee, Cousin Settle SEC Insider Trading Case
• Tilton's Patriarch Seeks To Push Investment Fund Into Ch. 11
• Chancery Won't OK $27.5M Deal In Kinder Morgan Payout Suit
• BNY Mellon Warns High Court Against Warping RMBS Market
• India, Bangladesh Regulators Sign Capital Markets Pact
• Corinthian Puts Up $3.5M To Exit Shareholder Suit
• FirstBank's $62M Claim Against Lehman Brothers Nixed
• Hong Kong Regulator Calls For Update To Trading Guidelines
• Class Counsel Fees Getting 'Intense Judicial Scrutiny'
• Husch Blackwell Wants State Claims Resolved In $625M Suit
• New 'Unbundling Rule' Reading May Have Little Impact
• Is The Risk Of Director Liability Really A 'Myth'?
• Mylan, Perrigo Settle Suit After $27B Hostile Takeover Row
• Judge In Massey CEO Trial Urged To ID Deliberating Jury
• New York Investment Adviser Gets 20 Years
• Texas Justices Will Hear Key Ponzi Scheme Case In January
• MetLife's SIFI Battle Being Waged In Secret, Advocate Says
• Worth Group, CFTC Settle $73M Precious Metals Fraud Suit
• Shareholder Suit Another Bitter Pill For GNC After Ore. Action
• Barclays Hit With $1M FINRA Fine Over Flawed Index Data
• Whistleblower Wants Wells Fargo RMBS Tax Fight Revived
• SEC Says At Least $10M Was Diverted From Calif. EB-5 Funds
• SEC Accuses Nursing Home Exec Of $190M Fraud
• NY Court Kicks HSBC Shareholder Suit Across The Pond
• JPMorgan, Other Banks Get Forex Class Action Kicked To NY
• Texas High Court Won't Push Forex Receiver To Arbitration
• Cancer-Drug Maker's FDA Data Incited Stock Drop, Suits Say
• Texas High Court Won't Hear $6.5B Huntsman Merger Suit
• FINRA Hits Deutsche Bank Securities Unit With $1.4M Fine
• Bharara Atty Slams 'Grandiose' Suit Over Hedge Fund Raid
• 10 Chinese Companies Put Back Into IPO Starting Gate
• Horizon Withdraws Depomed Bid After Blow In Calif. Court
• SEC Could Bring Dodd-Frank Bonus Proposal In December
• Severance Agreements — Do's And Don'ts For Employers
• Preparing For Proxy Access 2016
• 3 Ways Technology Is Changing Law Office Designs
• Del. Vice Chancellor Noble To Retire After 15-Year Tenure
• Chancery Says Ex-Universata Exec Waited Too Long To Sue
• Key Insider Trading Informant Looks To Avoid Prison Time
• Dark Pools Enter Risky Waters Under SEC Disclosure Plans
• Shareholders Say Tesla Is Misleading Court In Stock Drop Suit
• Coverage Suit Flop Not On Anderson Kill, NY Court Affirms
• 13 Key Business Objectives For Corporate Legal Departments
• SEC Fines Investment Co. $1M For Late Financial Statements
• Derek Jeter Denies Underwear Endorsement In Investor Deal
• Nike OKs $12B Share Buyback, Stock Split
• Texas AG Calls Securities Pleadings 'Bombastic,' Sarcastic
• Ark. Judge Nixes JPMorgan, Citi FX Dividend Conversion Suits
• Dialog's $4.6B Offer For Atmel Gains Shareholder Approval
• Former Sentinel CEO Gets Lifetime Trading Ban In CFTC Suit
• Del. High Court Says ADT Stock Buyback Row Rightly Nixed
• Del. Justices Back Toss Of SynQor Investor Row Under MFW
• Pacira Escapes Shareholder Suit Over Drug Marketing
• Reg A+ Needs Fundraising And Liquidity Tweaks, SEC Told
• Cantor Fitzgerald Fights For Over $7M In Foreign Tax Credits
• Diamond Investors Try To Block $1.9B Snyder's-Lance Deal
• Blankenship Jury Must Break Impasse In Conspiracy Trial
• Party City IPO Investor Sues Over Melting 'Frozen' Sales
• From The Book Of Jargon: Swapping Seconds
• Assessing A Judicial Solution To Abusive Merger Litigation
• Are Climate Change Disclosure Cases A New Trend?
• Jailed Enron CEO Barred From Top Posts As SEC Suit Wraps
• Blankenship Jury Asks Judge For Office Phone Recordings
• Del. Justices Hear First High-Court Test Of MFW Ruling
• Feds Say SEC Hacking Suit Could Cripple Criminal Case
• Ex-Morgan Stanley Broker To Pay $2M In Trading Fraud Case
• Unified SEC Proposes Dark Pool Disclosure Rules
• Nasdaq Mulls Update To Shareholder Approval Rules
• Labaton Sucharow To Co-Head Biogen Investor Suit
• ADT Investor Takes Stock Repurchase Row To Del. High Court
• Advisory Firm Must Face Excessive Fee Suit, Judge Says
• Segall Can't Involve Bankruptcy Court In Fee Fight, Rivals Say
• Dyax Investor Slams Shire's $5.9B Offer As Too Low
• Ex-Bryan Cave Atty's Maxim Deal Used Forged Docs, Jury Told
• The Do's and Don'ts Of An SEC Examination
• SEC's White Told To Reclaim Authority In DOL Fiduciary Fight
• Software Co. PGi Says Suit Over $1B Sale Isn't Up To Snuff
• 2nd Circ. Affirms Ex-Hedge Fund Manager's Fraud Conviction
• Del. Justices Told Imperva Board Had Conflicts In $60M Deal
• Moody's Says Bill Package Not A Magic Bullet For Atlantic City
• Stanford Victims Slam Greenberg, Hunton Discovery Bids
• Bernie Madoff Customers To Get $1.18B Distribution
• New M&A Voting Rules Bring Focus To Governance Changes
• Barclays Hit With Additional $150M NY Forex Fine
• Ex-Prosecutor Says Yates Memo Knocks Post-Crisis Cases
• Ex-Massey Energy CEO's Criminal Trial Goes To Jury
• Turbine Co. Concealed Business Setbacks, Investor Suit Says
• Another SEC In-House Case Blocked In Ga.'s Northern District
• Euro Pacific Fights Bid For Arbitration In $6M Contract Row
• DOJ Gears Up To Bring Foreign Bribery Fight To Individuals
• JPMorgan Investor Seeks Revival Of Suit Over $2B In Fines
• Tax Credit Substance Row Could Percolate To High Court
• SEC Says Bob Marley-Linked Coffee Co. Stirred Up $78M Fraud
• Fed Gov. Says Central Clearing May Make Bank Funding Safer
• NII Shareholders Win Cert. In Suit Over Execs' Bold Claims
• Pa. Man Gets 12 Years For Oil Investment Scam
• SEC Settles Cooper Tire Insider Trading Case
• Fed's Tarullo Warns Against Knee-Jerk Shadow Banking Regs
• Yates Sees Compliance Officers As DOJ's 'Crucial Partner'
• Metals Investors Rip Bid To Dismiss London Price-Fixing Suit
• Reg A-Plus Reflects Lawmakers' Intent, SEC Tells DC Circ.
• Alaska Joins Litigation Storm Over $34B Petrobras Fraud
• Latham Set To Defend Ukraine In Stockholm Energy Fight
• Robbins Geller Argues For Discovery In Wal-Mart FOIA Fight
• SEC Says It Proved Some Claims Against Telecom's Ex-Brass
• Pa. Justices Told Bankrupt Biz Can't Add Trustee To Suit
• SEC Denied Quick Win In Sales Data Insider Trading Suit
• Highland Urges Full 2nd Circ. To Rehear IRS Audit Case
• 500.com Denies Hiding Risk Of Suspension From IPO Investors
• Intuitive Board Fails To Dodge Claims Over Surgical System
• Top Treasury Official Says Banks Must Tailor Cyber Defenses
• DC Circ. Leaves Commercial Speech Law In A Mess
• Prosecutors Defend Securities Laws Challenged By Texas AG
• Surgical Co. Can't Nix Investor Suit Over Lens Implants
• Investor Suit Accuses Indian Film Co. Of 'Pervasive' Deception
• House Backs Limits On Fannie And Freddie CEO Pay
• The 100 Firms With The Most Securities & White Collar Partners
• BofA Aims To Nix $600M Ambac Row Over Countrywide MBS
• SEC's Aguilar To Leave Agency By Year's End
• SEC Whistleblower Tips, Bounty Claims Surge Yet Again
• Ex-Massey Energy CEO Rests Case Without Calling Witnesses
• Law360's 2015 Practice Group Partner Rankings
• House Panel Can't Nix SEC Subpoena In Insider Trading Probe
• SEC Sanctions Firm $16.5M Over False Performance Claims
• 2nd Circ. Buries Deutsche's $1.2B Quicken Loans Suit
• Shearman Aids NYSE Parent In $650M Stock Deal For Trayport
• Yates Warns Cos. Not To Use Privilege To Hide Facts
• Caris Says Chancery Wrongly Backed Workers' Stock Claims
• Securities MVP: Sullivan & Cromwell's Jeffrey Scott
• SEC Settles With Alleged PF Chang's Insider Trader
• $2B Forex Settlement Snubs ERISA Claims, Funds Say
• Spectrum License Holder Hit With Investor Suit
• Rosen Firm Takes Lead Role In Wayfair IPO Omission Suit
• NY Cybersecurity Rules Expand Banks' Compliance Woes
• Deutsche Bank, Credit Suisse Want Forex Discovery Rights
• Chinese Regulator Investigating Official Who Oversaw IPOs
• Del. Scrutiny Of M&A Settlements Leads To Varying Decisions
• Crowdfunding Opening New Doors For Emerging Companies
• Lululemon Investors Fight To Keep Alive Suit Over Trades
• IRS Owes $234M To Sovereign In Tax Row, Judge Rules
• Madoff Trustee Calls For $1.1M Judgment In Clawback Case
• NYSE Wants To Add Asterisk To Anomalous ETF Trades
• Scott & Scott Named Lead Counsel In FXCM Investor Suit
• Prosecutors Say Texas AG's Securities Charges Pass Muster
• Securities MVP: Quinn Emanuel's Philippe Selendy
• The 10 Mightiest Securities And White Collar Practices
• Dallas Jury Hits Broker For $5.45M In Investment Fraud Suit
• E&Y Liable For Investors' Madoff Losses, Jury Says
• Barclays Pays $120M To Exit Part Of Libor MDL
• Derek Jeter Sues His Luxury Underwear Co. In Chancery Court
• Convicted Trader Can't Toss 'Fearful' Judge From CFTC Suit
• Morgan Stanley Cleared Of Insider Trading In NY Trial
• GM To Shell Out $300M To End Ignition-Switch Securities Suit
• American Realty Affiliate Hit With Suit Over Faked Votes
• Libor Judge Blew It With Antitrust Dismissal, 2nd Circ. Told
• Take Your Marks: An Associate's Guide To Your 1st Big Trial
• UK Authorities Charge 10 In Euribor Rate-Rigging Scheme
• A New Exemption From SEC Registration Would Be Risky
• Does Underwater Common Stock Really Have No Value?
• Firm Wants Rothstein Fee Fight Moved To Bankruptcy Court
• Shadow Banking Industry Grows To $36 Trillion Worldwide
• EB-5 Trade Group Wins Bid To Submit Brief In $136M SEC Case
• Liberty To Reclassify Shares To Monitor Sirius, Other Assets
• Wal-Mart Urges Chancery To Toss Alleged Bribery Plot Claims
• Pep Boys Shareholders Sue To Block $835M Bridgestone Deal
• Lighting Co. Hid CEO's Improper Payments, Suit Claims
• Ex-NYPD Commish Says Companies Must Up Cyber Defenses
• Double Jeopardy Doesn't Apply In Texas AG Case, State Says
• Dodd-Frank Whistleblower Battle Won't Hit The High Court
• Goodwin Brings Back Transaction Law Whiz After Harvard Gig
• Flotek Shareholder Sues Over Fracking-Analysis App
• Latham Snags Former Credit Agricole, SEC Official
• Software Co. PGi Hit With Class Action Over $1B Siris Deal
• Barnes & Thornburg Shakes Final Claims In Malpractice Suit
• Ex-Simpson Thacher Clerk Admits To Stealing Stock Info
• NY Court Won't Revive $665M Morgan Stanley, UBS MBS Suits
• Barclays Can't Duck Energy Price-Fixing Suit, Judge Told
• Revived Genaera Shareholder Suit Gets Nixed Again
• Morgan Stanley Insider Trading Case Goes To NY Jury
• Citadel Securities Tells 7th Circ. Its Fee Suit Can Bypass SEC
• Clean Energy Firm, Execs Want Investor Suit Tossed
• Ex-BNY Manager Gets 6 Months For Insider Trading
• Pomerantz Named Lead Counsel In $121M ConforMIS IPO Suit
• Squire Patton Picks Up Litigation Pro In Dallas
• Securities MVP: Norton Rose Fulbright's Gerard G. Pecht
• 10 D&O Insurance Mistakes: A Securities Litigator's View
• Prepare Now For A New Swaps Margin Regime
• Valeant Can't Dodge Insider Trading Row Over Allergan Bid
• Akerman Launches Fraud And Recovery Practice Group
• Judge Scolds SEC For Gaffes In Penny Stock Fraud Case
• E&Y Says $112M Madoff Loss Suit Is 'Blame Game'
• Texas AG Is Trying To Change Conversation, Prosecutors Say
• State Street Beats GM Workers' ERISA Suit On Appeal
• Yelp Gives Investors' Stock-Value Suit Poor Reviews
• Exide Investors Say Class Cert. Attack Cites Flimsy Report
• SEC Blasts EB-5 Group's Brief In $136M Fraud Case
• Ex-UCB Executive Slapped With $946M Restitution
• Securities MVP: Latham & Watkins' Peter Wald
• Goldman Says It Didn't Hide Counting Flub In $4B Tibco Deal
• Dems Seek Stronger Swaps Rules After Dodd-Frank Rollback
• Chinese Investors Traded Tips On PE Deals, SEC Says
• Valeant Workers 'Pissed' About Bogus Allegations, CEO Says
• SEC Commissioner Says Bitcoin Tech Demands Closer Look
• NY Firms Agree To Settle Fee Row Over IPO Securities Suits
• SEC Says Ponzi Scheme Used Jobs Act Rules To Raise $20M
• CFTC Eyeing Cybersecurity Testing Rules For Exchanges
• 3 Charged In Securities Fraud That Stole Info Of 100M People
• BigLaw Atty Faces Sanctions For Tweets At Spoofing Trial
• CalSTRS Looks To 2nd Circ. In Bid To Join Yen Libor Suit
• Activist Fund Latest To Fight $4.6B Chipmaker Merger
• NY Outlines Coming Bank, Insurer Cybersecurity Rules
• Kutak Rock Pays $17.7M To Settle Malpractice Suit
• SEC Chair Defends Slow Progress On Fiduciary Standard
• China Freezes Shares Held By Mom Of Arrested Hedge Funder
• UBS Presses For Trial In Spat Over $100M Egyptian Bond Debt
• Activist Investing And Its Divided-Loyalty Implications
• Discerning An Enforcement Standard From Moody's HK Case
• Global Regulators Finish Bank 'Bail-In' Proposal
• Pimco Blasts Co-Founder Bill Gross' $200M Suit Over Ouster
• E&Y Should Pay $112M For Madoff Loss, Jury Told
• Herbalife Investors Say Third Time's Charm For Pyramid Suit
• 5th Circ. Agrees To Hear GDF Power-Supply Manipulation Row
• Halliburton III May Be On The Horizon After 5th Circ. Acts
• Petrobras Blasts Investors' Move To Certify Bribery Suit
• Groups Tell Justices To Send Naked Short-Selling Suit To NJ
• NJ Law OKs Intrastate Crowdfunding Campaigns Up To $1M
• Global Finance Regulators Seek Climate Change Task Force
• Money-Laundering Crackdown Hits Hard In Developing World
• Pakistan SEC Pushes Upgrades To Capital Market Rules
• Seyfarth Says Porn Distributor Can't Sue It In Florida
• Supreme Court Urged To Revive BofA Mortgage Risk Suit
• Norton Rose Fulbright Snags Ex-SEC Branch Chief
• DC Circ. Won't Hear Bid To Revive SEC Conflict Minerals Rule
• High Court Tosses MF Global Investors' Appeal In PwC Suit
• SEC Finds Outside Compliance Chiefs Asleep At The Switch
• Securities MVP: Cohen Milstein's Steven Toll
• Accelerated Share Repurchases: A Primer For Counsel
• Peabody To Disclose Climate Risks To End NY AG Probe
• 3rd Quarter Saw A Rise In FCPA Enforcement
• Law360's Super MVPs In A Class Of Their Own
• 5 Firms Lead The Pack With MVP Wins
• Law360 MVP Awards Go To Legal Aces From 86 Firms
• Trader Tells SEC To 'Make Peace' With Post-Newman Loss
• CFTC Enforcement Earns New Stripe After Besting SEC Haul
• SFX CEO's Failed Takeover Bid Was A 'Sham,' Suit Says
• CFTC Seeks $3M Penalty In Intrade Illegal Options Row
• Furmanite Hit With Investor Suit Over $335M Merger Plan
• BNY Asks High Court To Rule In Foreign Tax Credit Fight
• Exxon Probe Will Explore Gray Areas Of Climate Change
• Goldman Says Investors' Abacus Class Action Doesn't Fly
• Chancery Gives Charney More Time In Standard General Row
• Regulators Plan To Strengthen Banker Compensation Rules
• Goldman Cashes In Valeant Shares Backing CEO's $100M Debt
• Judge Rejects Recusal Over Ex-Taylor Bean Exec's Conviction
• Pa. Investment Advisers Pay $40M To Settle SEC Ponzi Suit
• 7th Circ. Won't Rehear Challenge To SEC In-House Court
• Lawyer Says Bad W.Va. Coal Co. Investment Is Not His Fault
• Will The SEC's New Crowdfunding Rules Be Worth The Wait?
• US Bank, Others Seek Approval Of $1B RMBS Citigroup Deal
• Moody's Defends Crisis-Era Ratings In Whistleblower Case
• Kinder Morgan Investors Take Merger Suit To Del. High Court
• China Reboots IPOs As Market Slowly Heals
• Prosecutors Slam Texas AG's Accusation Of Grand Jury Flaws
• SEC, Private Equity Firm Settle Improper Fees Case
• The Role Class Actions Play In Fighting Corporate Misconduct
• Trader Indicted Over False Tweets That Caused Stock Drops
• UK Panel Chides Credit Suisse, Freshfields In $3B Merger
• Dov Charney Says Attys Withdrew In Standard General Row
• All You Need To Know About The Trans-Pacific Partnership
• The Top 10 Moments Of The Rabobank Traders' Trial
• NY Appeals Court Revives MBS Suit Against Morgan Stanley
• Libor-Rigging Convictions To Stoke Prosecutors' Fire
• La. Firm Holds Rival Atty Has Conflict In Conspiracy Suit
• Ex-Goldman Sachs Staffer Pleads Guilty To Fed Data Heist
• TPP Eases Banking Reformers' Fears Of Weakened Regs
• MoFo Snags Equity Derivative, M&A Pro From Latham
• SEC Accuses Investment Fund Manager Of Swindling Amish
• Generator Co. Investors Lose Suit For Citing Dubious Report
• NY AG Opens Probe Of Exxon Climate Change Docs
• 5th Circ. 'Reluctantly' OKs Halliburton's Class Cert. Appeal
• Canadian Regulators Back Crowdfunding With Final Rule
• EMC Wants Fed. Shareholder Suits Over $67B Dell Deal Tossed
• Ex-JPMorgan Adviser Cops To $20M Client Theft
• Hertz Says Restated Financials Don't Revive Investor Suit
• Baker & McKenzie, Yahoo Still Bribing Mexican Court: Cos.
• French Regulator Looks To Fine High-Frequency Trader Virtu
• Ex-Rabobankers Found Guilty Of Rigging Libor
• Chancery Clarifies Appraisal Fundamentals
• From The Book Of Jargon: Drop Dead Date
• House OKs More Changes To $325B Highway Funding Bill
• Procera Investors Drop Suit Seeking To Block $240M Merger
• SEC Retooling Insider Trading Tactics After Newman
• SEC Official Seeks To Calm Compliance Pros' Nerves
• Ex-Fed Staffer Cops To Leaking Secrets To Goldman Sachs
• SEC Hits Fla. Developer With $8.5M EB-5 Fraud Suit
• BofA, Others Can't Shake Libor MDL Class Claims
• First Spoofing Conviction To Fuel More Prosecutions
• Hellas Noteholders OK'd For New $565M Complaint In PE Row
• Rabobank Jury Digs Into Evidence At NYC Libor-Rigging Trial
• SEC Argues Ponzi Suit Ruling Threatens Enforcement Suits
• DOJ, SEC Probing Alexion Over FCPA Compliance
• NY Atty, Brokers Arrested Over $300M Stock Scheme
• Credit Suisse, Investors To Settle Suit Over $1.6B In MBS
• SEC Whistleblower Tips Expected To Surge Higher
• Cleary Targeted By Hedge Funds In Argentina Fight
• Yellen Defends Fed's Post-Crisis Bank Supervision
• Thai Regulator Floats Streamlined Public Offering Rules
• HCA To Pay $215M To Settle Shareholder Class Action
• Wal-Mart Investor Seeks Class Cert. In Mexico Bribery Suit
• SEC Settles $4.3M Fraud Suit Against Fiber Optics Co.
• OPINION: Via Duke, Companies Are Shaping Discovery
• Hedge Fund Settles With Goldman After MBS Action Fails
• Deutsche Bank To Pay $258M In US Sanctions Settlement
• Ceresney's Cues On Future Of Market Structure Enforcement
• Citron's Left Can't Halt HK Case Over Evergrande Report
• GM Brass Didn't Breach Loyalty, Del. High Court Told
• Wilmington Investor Class Action Stayed For Criminal Probe
• Rakoff Raps Willkie Farr Atty At Rabobank Trial Closings
• Wayfair Investor Wants Suits Over IPO Omission Combined
• Ex-Goldman Coder's Fee Suit Merits Remand, Judge Says
• Rite Aid Investor Seeks To Block Walgreens' $17B Takeover
• 11th Circ. Says InnoVida Exec's Conviction Based On Evidence
• Morgan Stanley Lacked Inside Edge In 2008 Trade, Jury Told
• SEC Faces 1st Circ. Fire Over Ex-State Street Execs' Fines
• High-Speed Trader Found Guilty In Landmark Spoofing Case
• 2nd Circ. Affirms $1M Cap On Broker's Liability Coverage
• House Dems Ask SEC To Probe Exxon Climate Change Filings
• Wannabe Dark Pool Wants Too Much Power, SEC Says
• 2nd Circ. Won't Rehear Bedford's Wells Fargo Trust MBS Suit
• SEC Fines Fenway Partners $10M Over Disclosure Flaws
• DOJ Taps Ex-Standard Chartered Bribery Cop For New Role
• Reg A+ Struggles To Find Footing In Uncertain Climate
• Strategies For Law Firms Leaping Into Latin America
• Yates Memo: Increasing The Perils Of Parallel Proceedings
• Texas AG Says Grand Jury Flaws Should Quash Charges
• Venture Fund Says PwC Failed To Catch $17M Fraud
• SEC Accuses Wells Fargo Analyst Of Insider Trading
• Revolving-Door Roundup: Squire, Arnold & Porter, Dentons
• SEC Officer Lays Out Market Structure Enforcement Priorities
• High Court Passes On Fraud Appeal Despite Ex-AGs' Urging
• CVR Says Wachtell Can't Ditch Takeover Malpractice Suit
• DOJ's New Compliance Counsel To Scope Company Efforts
• Morgan Stanley Denies Insider Trading In NY Trial Opening
• Hospira Investor Seeks Stock Appraisal Of $17B Pfizer Deal
• Justices Reject MBS Transfers Suit Against BNY Mellon
• 'Naked Short' Suit Belongs In NJ State Court, High Court Told
• High Court Passes On S&P Investors' Suit Over MBS Ratings
• Proskauer, Chadbourne Slam Suit Over Stanford Scheme
• Watchdog Cites Problems With Fed Stress Test Reviews
• 1st Circ. Delays Golfer's Sentence Amid Newman Bail Bid
• The Latest On Creditor Derivative Rights
• Costs Of FERC Market Surveillance Rule Could Be Shocking
• China Arrests Fund Managers In Market Manipulation Fight
• Using Information Graphics Effectively In The Courtroom