Securities Archive » March, 2016

Securities - March, 2016

500 articles

• SunEdison Hit With DOJ Subpoena Over Failed $2.2B Merger
• SEC Chair Urges Unicorn Cos. To Boost Controls Before IPOs
• Deutsche Bank Free From $30M CDO Suit, NY Court Says
• Bankrupt RCS Seeks To Unload Majority Stake In Docupace
• Barclays Blasts Water District's Energy Price-Fixing Claims
• OCC Opens Door For Financial Innovation
• JPMorgan Fends Off Appeal In RMBS Derivative Suit
• SEC Approves ETF's Plan To Buy Up Insurer, Broker Shares
• Revolving-Door Roundup: Reed Smith, Alston, Hogan Lovells
• Navistar Ends SEC Charges Over Emissions Claims For $7.5M
• More Reed Smith Partners Jump To McGuireWoods In Pa.
• Health Care Co. Beats More Claims In Soured Merger Suit
• Baker & McKenzie, Yahoo Win $2.7B Mexico Court Bribery Suit
• Chesapeake Hit With Class Action Over $3.9B Debt Swap
• Warren Urges SEC Probe Into Comments On Fiduciary Rule
• CFTC Blasts Watchdog Report On Enforcement Collections
• Downsized GE Capital Wants 'Too Big To Fail' Tag Removed
• L-3 Execs Escape Accounting Fraud Class Action
• IRS Drops $119M Tax Bill To Carmex Fortune's Heirs
• Ex-Lehman Employees Can't Revive $200M In Stock Claims
• SEC Wins $3M Fraud Ruling Against Energy Co., CEO
• SEC Beats E-Smart Execs' 'Hyperbolic' Sanctions Bid
• Busy 1st Quarter For FCPA Enforcement
• Ex-Skadden Atty Gets Sentencing Delay In Ponzi Scheme Case
• High Court Request Bodes Well For Madden Review
• From The Book Of Jargon: WKSI
• Shifting The Law Firm Business Development Paradigm
• Deutsche Evades HSBC's $330M Mortgage-Securities Suit
• AgFeed Judge Says CEO's Pay Bid Hinges On Breach Claims
• Investors In Libor Appeal Point To Conflicting ISDAfix Case
• 7th Circ. Drills Casino Investor On $16M Centaur Clawback
• Chicago Traders Can't Duck SEC Options Scamming Charges
• SEC Can't Bar Ex-Atty From Industry, DC Circ. Hears
• MetLife Ruling Could Bring Big Changes To SIFI Process
• Facebook Settles Suit, Will Put Board Pay To Investor Vote
• Investors In Closed Andorran Bank Slam FinCEN's Methods
• Judge Kills Coty IPO 'Monday Morning Quarterbacking' Suit
• Valeant Seeks Breathing Room From Lenders
• 3 Ways GCs Can Survive Proxy Season
• Law360 Names Top Attorneys Under 40
• Toshiba Sheds Home Appliance Stake For $473M
• Deutsche Bank Unit To Pay $4M For Reporting Violations
• Real Estate Promoter Gets 19 Years For Texas Ponzi Scheme
• Canadian Pacific Asks Norfolk Investors To Back Deal Talks
• SEC Fines, Bans Biotech Venture Capitalist Over $18M Fraud
• Litigation Partner Joins Morrison Cohen From Curtis Mallet
• Brothers Hit With $2.2M Judgment Over RE Ponzi Scheme
• Ex-JPMorgan Employees Want Testimony Kept From 'Whale'
• Men's Wearhouse Hid Issues With $1.8B Merger, Suit Claims
• SEC Says More Input Needed On FINRA Pay-To-Play Proposal
• Barclays Settles MassMutual Suit Over $175M RMBS Buy
• Statoil Escapes Crude Oil Price-Fixing MDL
• Vanguard's Ex-Atty Has Whistleblower Protections, SEC Says
• Wachtell Beats CVR's Takeover Malpractice Suit
• 2nd Circ. Skeptical Of Fired BlueCrest Trader's Pay Bid
• 5th Circ. Reaffirms High PSLRA Pleading Standards
• Tyson Should Not Significantly Affect Securities Cases
• Judge Removes MetLife's SIFI Tag
• Credit Suisse Looks To Nix NY AG's $11.2B RMBS Suit
• AbbVie Escapes Shire Investors' Suit Over Failed Merger
• Feds Fight Bid To Stay Ex-CEO's Insider Trading Trial
• Shoemaker Keeping Interest On $7.5M Holdback, Suit Claims
• Cornerstone Reports Jump In Securities Class Action Deals
• Aveo Pays $4M To End SEC Claims It Misled Investors
• Blockchain Needs 'Do No Harm' Approach, CFTC Official Says
• Arrowhead Ducks Investor Suit Over Hep B Drug Trial
• Feds Still Investigating Whether Biomet Broke Rules Abroad
• Madoff Trustee, Legacy Capital Battle Over $220M Clawback
• 3M Tells 8th Circ. It's Owed Coverage For Ponzi Losses
• NJ Bank's $208M Merger Is Unfair To Shareholders, Suit Says
• Bernstein Litowitz RICO Suit Was Unethical, Expert Says
• Ex-Galleon Trader Can't Escape Conviction Despite Newman
• Ex-Fox News Contributor Settles SEC Stock Fraud Suit
• 2nd Circ. Revives Leidos Investor Suit Over Fraud Probe
• Feds Want Maximum Prison Sentence For Ex-Massey CEO
• Firms Want Resort Sale Suit In Mariana Islands Fed Court
• Pearce & Durick Strikes $5M Deal In Ponzi Investment Suit
• Disbarred Atty, Trader Cop To $3.9M Insider Scheme
• Fund Industry Blasts SEC's Proposed Derivative Caps
• 2nd Circ. Says FirstBank Can't Claim $62M Lehman Collateral
• Vanguard Natural Resources Says Merger Suit Cites Bad Math
• EU Cos. Must Step Up Accounting Controls, Watchdog Says
• SEC Chair Says Fund Directors Must Remain Vigilant
• SEC Bars Ex-Lawyer Convicted Of $12M Mafia Scheme
• Ex-Rabobank Trader Appeals Sentence To 2nd Circ.
• OCC Continues Compliance Officer Accountability Push
• Ex-Madoff Aides Accuse US Of Misconduct In 2nd Circ. Appeal
• CFPB Wants Court To Nix 'Nonsensical' Constitutional Claim
• The Art Of Normalization In Business Valuation
• High Court Rejection Won't End Debate Over SEC Admin Court
• Jiau's Bid For New Insider Trading Trial Nixed By 2nd Circ.
• Ex-K&L Gates Finance, Energy Partner Joins Steptoe In DC
• SEC Orders EB-5 Brokers To Pay $3.2M Over Unlawful Fees
• Wash. Atty To Pay SEC Fine Over Immigrant Investment Help
• Ex-Harman Tax VP Pleads Guilty To Insider Trading
• Stinson Leonard Nabs M&A Pro From Kramer Levin
• High Court Won't Hear Appeal Of SEC Market-Rigging Action
• Former CEO Says Bankrupt AgFeed Holding Back His Pay
• Banks Lose Bid To End ISDAfix Class Action
• Amaya Investors Say Inside Trading Charges Sunk Stocks
• 5th Circ. Shuts Off Texas Power Futures Manipulation Appeal
• Avon Avoids Proxy War With Activist Investor Deal
• PJT Partners Unit Exec. Charged With $95M Fraud Scheme
• Holland & Knight Says Inofin Is Liable For Its Own Losses
• High Court Won't Hear Banks' Appeal In $2B FDIC Battle
• Key Takeaways From SEC's Fund Disclosure Guidance
• Why Sanofi Is Required Reading For Securities Attorneys
• Justices Reject Challenge To SEC's In-House Court
• Mindless Lawyering: Is Doc Review 'The Practice Of Law'?
• SEC Gets Assets Frozen In Ponzi-Style Scheme
• Iranian Hacking Charges Give US Cos. Cybersecurity Edge
• Hedge Fund Manager Gets 18 Years For Fraud, Obstruction
• VC Fund's Delisting Beef Gets Booted From Canada To UK
• Feds Urge 2nd Circ. To Let Argentina Settle With Bondholders
• Haynes And Boone Defends Fee Request Knocked By SEC
• SEC Hits Florida Accounting Firm Over MusclePharm Audit
• Blurring the Line: Did an Ex-Prosecutor Get Too Close to a 'Vortex of Fraud'?
• American Capital Looks To Nix Suit Over $52M Deal
• $34M Ponzi Scheme Nets Co-Conspirator 20-Year Sentence
• Massey Ex-CEO Pleads Fifth On Finances Before Sentencing
• Vista Back In Fight Over $100M Error In $4.2B Tibco Merger
• SEC Upholds Ex-Stanford Compliance Chief's Fraud Penalties
• 8th Circ. Says Ex-Bixby Energy CEO A Schemer, Not Dreamer
• Insurer Says Plaintiff In 1 Case Must Be Defendant In Other
• SEC Sues Brothers For $2.7M Real Estate Ponzi Scheme
• CFTC Charges Va. Money Manager With $1.2M Fraud
• Fed. Circ. Affirms CBOE Patents In $525M Row Are Abstract
• Lehman Creditors Pick Up Another $1.6B Payout
• $1.3M Fake Shipping Venture Operator Cops To Conn. Scheme
• Hertz Exec. Moves To Duck Securities Fraud Suit
• RBC, Credit Suisse Insist SEIU Libor Claims Are Too Late
• Magnum Hunter, Unsecured Creditors Rip Equity Group Bid
• Murphy & McGonigle Nabs SEC Vet From Willkie Farr
• Deutsche Bank Sued By Investment Firm Over Swap Dispute
• UK Crowdfunder Hopes To Expand Access To IPO Perks
• Boeing Brass Hid Plane Costs Then Cashed In Stock, Suit Says
• Sprouts Farmers Market Hit With Shareholder Suit
• Resort Investor Says Partner's Arbitral Request Doesn't Fly
• Campbell-Ewald And 'Prepaid Offers' In Securities Suits
• Assessing Liability In The Context Of Corporate Misconduct
• SEC Secures $18M In Hacked Newswires Trading Plot Deals
• Credit Suisse To Pay $29M To End Credit Union MBS Row
• FINRA Powers Could Shrivel Under New Legal Challenge
• JPMorgan Nears New Win In Jean Mogul's $1.7M Fraud Suit
• SEC Judges Have Limited Power, Agency Tells DC Circ.
• Class Certified In $5.9M Suit Over BofA MDL Fund Theft
• 6th Circ. Says No Deadline Extension For Exec. Breach Claims
• Miami Firms Gift $1M In Hopes Of Creating Class Action Hub
• Canaccord Hit With SEC Fine Over Research Report
• Kirkland Reps Wyndham On $425M Notes Securitization
• Refiner Hits Auto Salvage Co. With Fraud Suit Over Award
• Starboard Readies First Major Proxy Fight Since Darden Win
• Hedge Funder Faces $56.8M Fraud Penalty, 5 Years In Prison
• 2nd Circ. Says Tribune Creditors Can't Touch Stock Payouts
• Class Will Be Clear In Rabobank Libor Suit, Investors Say
• 8th Circ. Revives Well Fargo Investors' ERISA Fiduciary Claim
• Goldberg Segalla Snags Arbitration Atty From Alston & Bird
• Foundry Insider Eyes High Court Appeal Post-Newman Setback
• UK Regulator Floats Passporting, Algorithmic Trading Changes
• The Future Keeps Happening To Legal Services
• Charcoal Giant's Estate Fights $35M Tax Bill Over Shelter
• Is The SEC Poised To Broaden Co-Investment Relief?
• Exxon Shareholders Must Vote On Climate Proposal, SEC Says
• IRS Drops $1.9M Tax Bill Against Vegas Co. Over Stock Deal
• Ex-Trader Litvak To Recoup $1.75M Fine After 2nd Circ. Win
• Regulators Aiming For More Uniform Bank Risk Measures
• Law360 Reveals 400 Largest US Firms
• Feds Say Iranian Hackers Targeted Banks, Stock Exchanges
• What US Investors Must Know Before Investing In Canada
• From The Book Of Jargon: Make Whole
• Barrick Investors Win Class Cert. In Mine Compliance Row
• RCS Capital Gets Del. Court OK For Ch. 11 Disclosure
• Hellas Trustee Bucks Venue Challenge In Bid For $565M Award
• Icahn Beats Suits Over Short-Term Trades In Herbalife, Others
• Morgan Lewis Sheds Over 100 Attorneys After Bingham Deal
• 5 Firms On The Rise In 2016
• The Firms That Lost The Most Ground This Year
• Greenberg Traurig On Track To Become Biggest US Firm
• TierOne CEO Gets 11 Years, $1.2M Fine For Role In Collapse
• Madoff Feeder Fund Trustee Wants PwC, Citco Claims Revived
• DOJ, Siemens Ask Judge To Shield FCPA Compliance Work
• 4th Circ. Won't Let Probed Traders Shield Atty Talks
• Amazon Reports Pay Equality After Shareholder Pressure
• HK Court Upholds Order To Block Sale Of Mining Co. Shares
• KaloBios Investors Fight Hogan Lovells' Ch. 11 Fee Request
• Highland Asks Texas Justices To Reinstate $28M RBC Verdict
• NY Broker Indicted For Role In $17M Pump-And-Dump Scheme
• Novartis Pays $25M To SEC In Chinese FCPA Case
• Demystifying The Attorney-Client Privilege
• Amaya CEO Charged Over Insider Trading Ahead Of $5B Deal
• FINRA's Enforcement Authority Challenged In Brokerage's Suit
• UK, Aussie Regulators Ink Fintech Support Pact
• EU Council Extends Commodity Dealer Capital Exemption
• Investor Group Calls For End To Dual-Class IPO Structures
• SEC Nabs Win In $22M Oil Drilling 'Partnership' Fraud Case
• Venezuelan Oilman Pleads Guilty To Bribery, Fraud
• JPMorgan To Pay CFTC $225K To Settle Reporting Allegations
• 2nd Circ. Vacates $10M Fines Levied On Amerindo Embezzlers
• Accused 'Flash Crash' Trader Loses UK Extradition Fight
• Homeowner Says BofA Illegally Collected Mortgage Payments
• Trial Pros: Farella Braun's Bill Keane
• Flying Solo: SEC's Growing Independence In FCPA Actions
• 1 Year Later: Omnicare's Effect On Opinion Liability
• Hayes Ordered To Pay Up After Libor Conviction
• McKenna Long Can't Get Akin Gump Docs In USAE Suit
• Advaxis Must Face Claims Over 'Spring-Loaded' Stock Options
• CFTC Fines Credit Suisse $665K Over Futures Debacle
• NY Appeals Court Nixes Challenge To $6.5B Archstone Sale
• Spectra Energy Hit With Chancery Suit Over $3B JV Deal
• SEC Says Barred NJ Adviser Involved In Ponzi-Like Scheme
• 8th Circ. Upholds Ex-Fund Manager's $96M Ponzi Sanction
• Deutsche Bank Dodges $50M Suit Over Crisis-Era Margin Call
• Fired Goldman Banker Avoids Prison Over Secret NY Fed Docs
• SEC Inching Forward On Fiduciary Duty Plans, White Says
• Texas Atty Must Pay $1.7M Over Fracking Securities Fraud
• Texas Regulators Fine Investment Firm Tied To Paxton $90K
• EU, South Korea To Share Central Counterparty Information
• Shkreli Judge Stays SEC Case, Offers Quick Criminal Trial
• Madoff Investors' Defense Arguments Get New Life
• Atty Wants Law Firm Kept Out Of Ex-NFLer's Fraud Suit
• Insurers Must Brace For New Corp. Governance Disclosures
• Cybersecurity Considerations For CFTC Intermediaries
• SEC Shows Stiff Hand For Cooperation Deals Gone Awry
• K&L Gates Escapes Investor Suit Over Oil Co.'s Bankruptcy
• Lehman Slams Objector's Appeal Of $1.5B JPMorgan Deal
• 7th Circ. Says Insurer Doesn't Have To Cover Law Firm Fees
• NJ Brokerage Must Face Fraud Case Seeking $1.5M Award
• Ex-Nomura Traders Say Lack Of Intent Dooms Fraud Charges
• ECB Backs EU Plan To Overhaul Prospectus Rules
• NJ Factoring Co. Charged In $1.6M Buyout Scam
• K&L Gates Nabs Ex-SEC Enforcement Senior Counsel In LA
• FERC Urges Judge To OK Barclays' $453M Manipulation Fine
• Tech Startup Jumio Hits Ch. 11 Amid Securities Probe
• Aluminum Consumers Press 2nd Circ. For Antitrust Standing
• IRS Finalizes Rules On Transfers To Foreign Corporations
• SEC Says It's Open To Proposed IEX Trading 'Speed Bumps'
• Supreme Court Won't Hear AIG Equity Unit Class Action
• Wedbush Fined By FINRA, Nasdaq For Supervisory Failures
• Valeant Replacing CEO After Stock Drops, Investigations
• Madoff Clients Say Picard Not Credible In Deposition Fight
• Fed OKs Goldman's Purchase Of GE Capital's Online Bank
• ConforMIS Moves To Toss Suit Over $140M IPO
• PetroChina Dodges Bribery Action In 2nd Circ.
• Is Student Loan Stress The New Norm For Law School?
• High Court Asks For Gov't View In Key Securitization Case
• Olympus: Another Life Sciences Company Gets Hit Hard
• Diminishing Significance Of The Revlon Doctrine
• 2nd Circ. Aluminum Case Could Help Shape Antitrust Standing
• 7 Best Practices For Managing An Associate's Personal Crisis
• SEC, Ex-Microsoft Manager Settle Insider Trading Claim
• T. Rowe Price Fights To Stay In Dell Stock Appraisal Case
• 2nd Circ. Won't Revive Lehman Employees' ERISA Suit
• Receiver In $136M EB-5 Fraud Suit Blasts Developer's 'Sniping'
• Massey Ex-CEO Withholding Key Sentencing Info, Gov't Says
• Holland & Knight Nabs 10 Deals Pros From Greenberg
• Valeant Not On Verge Of Bankruptcy, CEO Tells Staff
• Uneven Resolution Regimes Pose Risks To Global Banks
• NJ Investment Adviser Cops To $1.5M Ponzi Scheme
• Argentina, Holders Of $155M In Defaulted Bonds Reach Deal
• Evolution Of Activist Funds May Emulate PE, Experts Say
• CME's Fee Bid Called Payback For High-Frequency Trades Suit
• IBM Says Lack Of Fraud Dooms Stock-Slump Class Actions
• Offshore Brokerage Exec Gets 18 Years For Microcap Scheme
• EU Plans Response To Fears That Crisis-Era Regs Hurt Growth
• DC Circ. Sends Risk-Retention Rule Suit To District Court
• 'Wolf Pack' Hedge Fund Activists Targeted By Senate Bill
• SEC Won't Let Gardiner Koch Depose Agency Trial Atty
• Discover Execs Duck Investors' Suit Over Marketing Practices
• A Less Verbose SEC Means IPOs Are Cleared More Quickly
• Ex-Porsche Execs Escape Stock Fraud Charges In Germany
• Inside FINRA's New Guidance On Digital Investment Advice
• Future Of UK Euribor Case Against Foreign Traders Still Hazy
• How SEC Settlements Affect Auditors' Careers
• Amazon Shareholders Should Vote On Pay Equality, SEC Says
• Investors Seek To Revive RBC Suit Over Collapsed Funds
• Bondholders, NML Fight Over Argentina Injunction Appeal
• Prosecutors In Texas AG Fraud Probe Block Suit To Cap Fees
• Molycorp Creditors Press To Buy Calif. Mineral Rights
• Jury Clears 2 Zetland Fiduciary Execs Of Laundering $101M
• Garland Dissent In SEC Case Shows His Deferential Touch
• Picard Slams 'End Run' To Depose Madoff On Profits
• Activists Less Keen On Spinoffs, Evercore Founder Says
• Netflix's Profit Promise Misled Investors, 9th Circ. Told
• Swiss Release $70M To Victims Of Petrobras Bribery Scandal
• 5th Circ. Keeps Ex-Diplomat On Hook For $950K Payment
• Transocean Investor Suit Brought Too Late, 2nd Circ. Says
• Fees In $2.4B BofA Deal Wrongly Denied, 2nd Circ. Says
• ESMA Ordered To Revise Parts Of New Trading Rules
• Algorithmic Trading Rules Too Broad, Industry Groups Say
• Unemployed Ex-Brokers Fight $2.5M Fine In IBM Tip Case
• Ex-SEC Atty Asks 2nd Circ. To Nix $2M Ponzi Scheme Penalty
• How California Streamlined Costly, Time-Consuming Litigation
• Amerindo Co-Founders Decry Extra Jail Time In $20M Scheme
• FinCEN Calls Andorran Bank Investors' Challenge Moot
• Trial Pros: Goodwin Procter's Rich Strassberg
• Q&A With Covington & Burling's Marney Cheek
• UK Bond Liquidity Worries Are Overblown, Study Says
• Proposed Law Could Breathe New Life Into Section 4(a)(5)
• Thoughts On Post-Settlement Claims By Class Members
• Wealth Management For Senior Partners
• OPINION: Missed Opportunity In Supreme Court Nomination
• In His Own Words: 4 Key Garland Opinions
• Garland's High Court Nomination Battle Likely To Drag On
• SEC Settles Insider Trading Case Of Ex-Goldman Staffer
• RCS Capital Gets Approval For Key Restructuring Support Deal
• Molycorp Class Claimants Fight Ch. 11 Liability Releases
• House Urges 2nd Circ. To Toss SEC Insider Trading Subpoena
• Judge Garland Could Bring New Consensus To High Court
• AMD Investors Win Cert. In Suit Over Bungled Chip Launch
• Attorneys Weigh In On Obama's Supreme Court Pick
• Slights Easily Confirmed As Newest Del. Vice Chancellor
• Rothstein Ponzi Scheme Adviser's Sentence Lowered
• Real Estate Firms Test Waters With New Reg A+ Offerings
• Deutsche Boerse's LSE Deal Faces Tough Regulatory Road
• CFTC Orders Equinox To Pay $5.7M Over Fund Fee Language
• NYSE Takes On Regulatory Duties, Taps Ex-Weil Atty For Role
• Fifth Third Bancorp Settles Stock Class Action For $6M
• SEC Urged To Dump Penalty For Mutual Fund's Derivatives Bet
• Yellen Pushes Senate To Approve Fed Nominees
• CFTC To Finalize Automated Trading, Cyber Rules This Year
• SEC Judge Bans Tipper In Salman Insider Trading Case
• KIT Video Co. Exec Pleads Guilty To Accounting Scheme
• Hayes Testifies UBS Bonus Had Little Link To Libor Trading
• Overstock To Unveil First Blockchain-Based Stock Offering
• Shkreli Says Retrophin Must Pick Up $5M Legal Tab
• Deals Rumor Mill: Charter, Vista Equity, China Merchants
• Argentine Lawmakers Move Toward Funding $6.5B Debt Deal
• CFTC Cements Swaps Clearing Framework With EU
• Ex-Fed Staffer Dodges Jail After Leaking Docs To Goldman
• 500.com Stuck With Investor Suit Over IPO
• Chancery Sheds Light On 'Control'
• Obama Picks Garland To Fill High Court Seat
• Argentine Bondholders Tell 2nd Circ. To Keep Injunctions
• Muni Adviser Hit With SEC Fine Over Broker-Dealer Conflict
• BigLaw Atty Says SEC Has No Basis For Pay-To-Play Suit
• Proskauer, Chadbourne Can't Invoke Americold, Investors Say
• Dov Charney Accused Of Getting Secret Legal Aid In Chancery
• AT&T Hit With Shareholder Suit Over Phone Bill 'Cramming'
• Calif. Appeals Court Partially Overturns Attys' DQ
• Robbins Geller Gets $5.3M Fee Award In Libor-Rigging Suit
• Germany Says More Delays Needed For New Securities Rules
• Dodd-Frank Regs Should Spare Well-Capitalized Banks: Rep.
• Lululemon Says Del. Investor Suit Same As Tossed NY Case
• Faruqi Wants Ex-Partner's Suit Over Leucadia Fees Nixed
• Banks Paid Hayes For Libor Wizardry, Fraud Office Says
• Alere Hit With DOJ Subpoena In FCPA Investigation
• Valeant Stock Rocked Anew By Earnings, Default Warnings
• Ex-Rothstein CFO Gets 20 Mos. Knocked Off Jail Sentence
• Dems Demand SEC Nominees' Views On Spending Disclosure
• 2nd Circ. OKs 13 Years For Largest Ever Conn. Ponzi Scheme
• FINRA Presses Firms To Strictly Supervise Robo-Advisers
• Cohen & Gresser Adds Ex-Kramer Levin Litigator To NY Office
• The Netherlands Returns As A Collective Settlement Forum
• UK Prosecutors Drop Foreign Exchange Rigging Probe
• Ex-HR Consultant Avoids Prison For Inside Stock Tips
• EU Confirms CFTC Harmony In Derivatives Counterparty Regs
• Institutional Investors Hit VW With $3.6B Suit In Germany
• Some Insight Into SEC's Focus On Accounting Misconduct
• Trial Pros: Quinn Emanuel's William Price
• Lakahs Reviving Old Arguments In Evidence Row, Court Told
• Ex-Tenants Slam $38M Defamation Verdict, Seek New Trial
• DOL, SEC Weigh In On ERISA Duties In BP's 5th Circ. Appeal
• SEC Says Steven Rattner Can Be An Investment Banker Again
• Prosecutors Say Texas AG Can't Ditch Securities Charge Early
• Fannie Mae Investor Wants Records To Probe Profit Sweep
• Ex-Anglo Irish Bank Chief Faces 33 Charges After Extradition
• The 8 Firms GCs Can't Stop Talking About
• GCs Say These Firms Are Worth Paying Top Dollar For
• Microcap Co. CEO Charged For Lying About $1.9B In Contracts
• SEC Director Says Fund Risk Management Changes On Track
• Pimco Must Face Founder Gross' $200M Suit Over Ouster
• 11th Circ. Upholds Ponzi Funder's CFTC Penalty
• SEC Fines AIG Units $9.5M Over Excess Mutual Fund Fees
• Argentina Bondholders Seek To Oust Mediator
• Focus Turns To Bonuses As Hayes Battles Fraud Office Again
• GCs Name Most Elite Law Firms
• SEC Sues Calif. Real Estate Head Over 'Evolving' Scheme
• Societe Generale Gets $495M Euribor-Rigging Fine Reduced
• Split SEC OKs $258M PCAOB Budget Despite Fee Concerns
• US To Appeal $234M Santander Tax Award Win
• Thai SEC Devising Responsible Investing Rules
• Japanese Bank Can't Escape Mt. Gox Bitcoin Class Action
• CFTC Relief For Foreign CPOs Based On Incorrect Reasoning
• Magicjack Execs Lowballed Stock Value, Investor Suit Says
• Q&A With Crowell & Moring's George Ruttinger
• Former SEC Deputy Chief Counsel Heads To Reed Smith
• Chamber Readying Legal Challenge To Fiduciary Rule
• Madoff Trustee Loses Bulk Of $220M Legacy Clawback
• Life Partners Trustee Says Co. Perpetrated Historic Fraud
• SEC Bests Robbins Geller In Row Over Wal-Mart Docs
• Best Practices For VC And Other Exempt Reporting Advisers
• When Lawyers Attack: Bad Behavior On The Rise In The Legal Profession
• 3rd Circ. Tosses Case Accusing Hangley Of Repping Fake Co.
• 5th Circ. Urged To Revisit GDF Futures Manipulation Appeal
• Genworth Strikes $219M Deal To End Shareholder Suit
• Investors Ink Last Settlement In MF Global Litigation
• Morgan Stanley Must Face Russian Mogul's NY Fraud Claims
• Drug Co. May Hide Assets Instead Of Hire Attys, Investor Says
• CFTC Commish Kills Report That Sen. Warren Slammed
• L-3 Investors Maintain Co. Knew Of Accounting Fraud
• Kaye Scholer Partner Resigns In Wake Of Shkreli Indictment
• Medtronic Fights Investors' Appeal In Tainted Study Suit
• Baker Botts Spreads Fee Wealth From $775M Vivendi Deal
• ESMA Wants Input On Proposed Shadow Banking Regs
• Omnicare Says High Court Ruling Vanquishes Investor Suit
• Del. High Court Affirms Dismissal Of Imperva Derivative Suit
• Norris McLaughlin Sheds Malpractice Suit Over Investor Battle
• Hedge Funds Can't Access Shares To Satisfy $21M Award
• Scottish Re Freed From Part Of Investor's $40M Suit
• SEC Sues Investment Co. Execs Over $350M Ponzi Scheme
• FINRA Fines Raymond James Over Customer Data Violations
• Beginning Of Final Chapter In Argentine Debt Litigation
• SEC Enforcement Puts Target On Public Finance Officials
• Sides In Chancery Suit Over $13.9B Keurig Deal To Drop Case
• Feds Charge Man In $400M Avon Stock Manipulation Scheme
• UBS Says 2011 Depositions Not Off Limits In Egypt Bond Case
• Del. High Court Tosses Kinder Morgan LP Fairness Appeal
• China Integrated Energy Reaches $2.1M Deal In Investor Suit
• Trader Pleads Guilty To $30M Press Release Hacking Scheme
• Fed. Circ. Says PTAB Wrongly Axed Data Patent In IBM Case
• FirstBank Lays Claim To $62M From Lehman Deal In 2nd Circ.
• Proskauer Rose Defeats Stanford Ponzi Claims At 5th Circ.
• Sterling Chemicals Reaches $17M Class Deal To End Sale Fight
• Aon Founder Says He Was Cheated Out Of Mu Sigma Shares
• Ex-Rabobank Boss Gets 2 Years, Trader 1 Year For Libor Scheme
• Magnum Hunter, Pipeline Co. Ink Midstream Deal In Ch. 11
• CBOE Tells Fed Circ. Alice Misapplied To Trading Patents
• Potential Relief For CMBS Risk Retention
• Bharara Must Face Suit Over Level Global Hedge Fund Raid
• Ex-Rothstein CFO Deserves Less Jail Time, Prosecutors Say
• Canadian Fraudster Gets Time Served For $20M Swindle
• EU Markets Chief Says Union Plan Will Free Up Investment
• SEC Predicts Record Enforcement Levels Will Continue In 2016
• Convicted Investment Guru Tells 2nd Circ. He Meant No Harm
• Swiss Broker Wants Out Of SEC's Fraud Suit Against CEO
• Bond Funds Should Disclose Puerto Rico Investments: SEC
• Senate Panel Advances Key Anti-Terror Finance Nominee
• VimpelCom Highlights Evolving Anti-Corruption Approach
• Trial Pros: Miller & Chevalier's Barry Pollack
• Bernstein Litowitz Seeks $21M Award In GM Securities Suit
• Texas Co. Liable For $2.8M Tax Bill After Subsidiary Sale
• Morgan Keegan Looks To Upend $2.1M MBS Fraud Verdict
• Nasdaq To Pay $1.1B For ISE From Deutsche Boerse
• First Niagara, Keycorp Settle Claims Over $4B Merger In NY
• MMA Promoter Faked Health Scare To Dodge SEC Trial: Judge
• Del. High Court Skeptical Of LP Duty In Kinder Morgan Deal
• Lihua Still Faces Shareholder Claims, Has Eye On Bankruptcy
• Moody's Pays $130M To End CalPERS Crisis Losses Suit
• Tech Co., Execs Duped Investors To Make $2M, SEC Claims
• CFTC Fines Farm Co-op $1M Over Corn, Soybean Reporting
• Imperva Stockholders Appeal Suit Over $60M SkyFence Buy
• SEC Recoups More Gilead Merger Insider Trading Profits
• Madoff Trustee Accused Of Dishonesty In Discovery Spat
• Citibank Loses Bid To Block PE-Backed Paper Co.'s Debt Swap
• Insider Trader Can't Withdraw Plea Under Newman: 4th Circ.
• Wells Fargo Rep Can't Nix FINRA Sanction, 2nd Circ. Says
• UBS Wants Evidence Challenge Axed In Egypt Bond Case
• Ex-O'Melveny Securities Partner Joins Orrick In DC
• SEC Judge Denies Fee Rebate Despite Rare In-House Loss
• SEC Fines Calif. Water District For 'Enron Accounting'
• Schulte Boosts M&A, Securities Practice With New Partner
• Justices Deny Ex-Stanford Execs' Jury Instruction Review Bid
• Russian Mogul's Morgan Stanley Case Paused In 2nd Circ.
• Investor Dodges $300M Deutsche Bank Suit, For Now
• Embattled Valeant Adds 3 Independent Directors To Board
• Galleon Informant Seeks Order Voiding Insider Trading Rap
• Ex-Dewey Chair Davis Barred From Practicing Before SEC
• Preparing For SEC's Pursuit Of Compliance Officers
• Wealth Management For Mid-Level Partners
• BVI Court Allows Telecom To Sell Shares In Turkcell Row
• Massey Investors Say Bankruptcy Doesn't Stay Mine Blast Suit
• Insurer Needn't Cover Syntax Execs' $26.5M Deal, Court Says
• Health Social Network CEO Cops To Investor Fraud Scheme
• Wolf Haldenstein Malpractice Suit In Wrong Court, Panel Says
• Mark Cuban Urges Supreme Court To Review SEC Courts
• CFTC Has Chronic Economist Shortfall, Watchdog Says
• Senate Panel Sets Hearing For Obama's SEC Noms
• DOJ Promotes Foreign Corruption Unit Leader
• SEC Says Fund Manager Hid Criminal Past To Raise $5.6M
• 2nd Circ. Won't Lift Contempt Order In $40M Stock Suit
• SEC Awards $2M Bounty To 3 Whistleblowers
• Texas Lawyer Gets 17 Years For Scheme With Fugitive Client
• Fiat Says It Didn't Mislead Investors Before $1.8B Stock Dip
• Ex-JPMorgan Adviser Gets 5 Years For $20M Client Theft
• SEC Bars Ex-S&P Exec Over Study Of Distressed Loans
• China Mobile Games Dodges Investors' Bribery Allegations
• Issuers Under Spotlight In SEC Muni Initiative
• Checkpoint, CCL Face Stockholder Suit Over $443M Merger
• Exide Execs Pay $15M To Settle Investors' Enviro Suit
• Ex-UBS Trader Can't Take Libor Conviction To UK High Court
• SEC Wants $2.5M Fine After IBM Stock Tip Trial Win
• Trial Pros: Cravath's Evan Chesler
• SEC Enforcement By The Numbers
• Jeter Settles Atty Fee Fight In Chancery Underwear Row
• Omnicare Raises Bar On Exec Opinion Suits In 2nd Circ.
• 4th Circ. Says Fla. Rep. Can't Rope Cypriot Co. Into Ponzi Suit
• BelHealth Says Geritrex Hid FDA Probe Before $14M Stake Deal
• Investment Firm Urges SEC To Overturn $18M Fraud Penalty
• Obama Defends Wall Street Reform, Pushes For More Regs
• Chancery Tosses Suit Targeting $37B Williams-ETE Merger