Securities Archive » April, 2016

Securities - April, 2016

500 articles

• Influential Women In Securities Law: Sandra Goldstein
• Hughes Hubbard Fees Top $371M For Lehman Wind-Down
• Facebook's Stock Plan Consolidates Power To Founder: Suit
• OPINION: Engaging The Media May Help Your Client
• Shareholder Says Vaalco Energy Board Entrenched Itself
• Amerindo Founders Seek High Court Review Of $83M SEC Win
• Groups Slam SEC's In-House Court As Unconstitutional
• Pharma CEO Hid FDA Hold From Investors, Jury Finds
• Faruqi Takes 2nd Swing At Ex-Partner's Leucadia Fees Suit
• Lumber Liquidators To End Securities Suit Over China Imports
• Pryor Cashman Adds NY White Collar, Securities Partner
• Chinese Insider Trading Sweep Nabs Fund Manager, Broker
• The Madoff Court's Focus On Intent Of Transferees
• Robbins Geller Wins Bid To Lead GoPro Securities Suit
• Incentives For Self-Reporting Are Real, Enforcers Insist
• EU Parliament Committees Propose Edits To Prospectus Rules
• Banks Between A Rock And A Hard Place On Chat Records
• 2nd Circ. Affirms Dismissal Of Transocean Merger Suit
• Leveraging In-House Attys' Reporting Obligations
• Tilton Scraps With AXIS Over $5M To Fund Bout With SEC
• Alere Refuses Abbott Bid To Back Out Of $5.8B Merger
• JPMorgan Asks 2nd Circ. To Affirm 'London Whale' ERISA Win
• Spoofing And The Limit-Order Book
• Investors' Suit Over Williams-ETE Energy Deal Tossed
• Extensive Post-Trial Inquiry Eyed In Ex-Goldman VP Fee Bid
• Markit, ISDA Offer Concessions To Settle CDS Investigation
• K&L Gates Seeks Anti-SLAPP Fee Award From Investor Deal
• Proskauer, Ex-Atty Hit With $5B Suit Over Stanford Scheme
• Gas Co. Not Paying Enough For Drilling Rights, Suit Claims
• Pharma CEO Says He's An Honest Guy As SEC Trial Wraps
• CME Fines 3 Traders Over Gold, Gas Spoofing
• Facebook Demands Investors Reply To Inquiries In IPO Suit
• Internal Probes Need Outside Counsel, Gov't Regulators Say
• SEC Regional Enforcement Chief Heads To Brownstein Hyatt
• Ex-Ambassador Can't Slash Stanford Penalty, 5th Circ. Says
• Green Bonds Soar Despite Uncertain Legal Environment
• Investor's $38M 'Next Madoff' Defamation Award Upheld
• GAO Says SEC Still Lagging On Cybersecurity
• House Votes To Block DOL 'Fiduciary Rule'
• Economist Predicts Regulatory Headwinds Will Ease In US
• House Advances Angel Investors Bill To Boost Startups
• UK Watchdog Issues Guidance On EU Market Abuse Rules
• Jay Peak EB-5 Case Shines Light On Need For Fund Monitors
• 2nd Circ. Revives $350M Fraud Suit Over Fatal Tech Co. Buy
• EU Law To Combat Benchmark Rigging Nears Finish Line
• Using The New Federal Rules To Rein In Discovery
• FINRA Sends First Spoofing Report Cards To Brokers
• IRS Finalizes Tax Shelter Adviser Reporting Rules
• SEC Bars Ponzi Schemer For $11M Apple Day-Trading Fraud
• Brokaw Act Could Broaden Change-Of-Control Triggers
• Dentons: A New Kind Of Network?
• 22 Firms Win Top Marks From GCs On AFAs
• Yukos Investors Pooh-Pooh Dutch Toss Of $50B Award
• Chancery Suit Targets Fee-Shifting Bylaw Enacted Before Ban
• Del. High Court Prods Citi On $800M Shareholder Action
• U.S. Trustee, IRS Slam RCS Ch. 11 Releases, Clawback Terms
• SEC Eases Custody Rule Exam Requisites For Sub-Advisers
• Stanford Receiver Seeks To Deny Ex-Diplomat's Rehearing Bid
• OMB Cautions House Startup Bill May Hurt Investors
• SEC Hits Ex-PIM Inc. Owners With Penalties, Industry Bar
• Mizuho Can't Take 7th Circ. Detour In Mt. Gox Dispute
• Industry Groups Spar Over House Move To Bar Fiduciary Rule
• Ritchie Asks 2nd Circ. To Let It Replead Case Against GE Unit
• Barclays Traders' Boss Denies Libor-Rigging Knowledge
• Amarin Again Dodges Securities Suit Over Vascepa Denial
• S&P: Top UK Banks Could Pay £19.5B In Penalties By 2018
• Del. Reins In Suits Against Nonstate Cos. In About-Face
• Morgan Stanley Must Face $81M Buyback Suit, 2nd Circ. Says
• Yahoo Reaches Deal To Stave Off Starboard Proxy Fight
• SEC Votes To Finally Move Audit Trail Proposal Forward
• DBSI Trustee Says IRS Must Prove Good Faith Defense
• UK Regulator Making Debt Market More 'User-Friendly'
• Why Investors Are Suing Under Antitrust, Futures Laws
• 2 IPOs Tap Market For Combined $632M
• Cabela's Pays $1M To SEC Over Accounting Failures
• CEO's Death Shakes $2.9B C&J-Nabors Class Challenge
• SEC Approves Stock Exchange's Plan For Tick-Size Pilot
• Madoff Trustee, Minn. Investors Win Nod For $30.2M Deal
• Disbarred Atty's Wife Says SEC Trying To Cause Default
• Employees Get Class Cert. In ERISA Suit Over Stock Sale
• More Details Emerge Of Lab Practices At Theranos
• CFTC Presses Trading Firm Founder On Past 'Spoofing' Probes
• Mercury Systems Can Chase $1.8M Tax Refund, 1st Circ. Says
• SunEdison Plan Member Says Ch. 11 Can't Halt Suit
• K&L Gates Says Anti-SLAPP Win Justifies Full Fee Payback
• Feds' Liquidity Move Will Force Banks To Rethink Business
• House Backs Volcker Rule Tweak For Covered Fund Names
• Stock Transfer Agent Pleads Guilty To Wire Fraud
• CVR To Appeal To 2nd Circ. In Wachtell Malpractice Suit
• AMC Hit With Class Suit Over $1.1B Carmike Merger
• Proposed Caesars Deal Would Allow $502M Noteholder Claim
• Insurers Get Arbitration In $625M China MediaExpress Suit
• Kilpatrick Townsend Adds Ex-Mintz Levin M&A Pro
• Vivendi Investors Didn't Rely On Misstatements, Judge Says
• Virgin Islands Drops Claims Over $219M Bond Offering
• Hotel Chain Hid Slowdown Before $551M Offering, Suit Says
• Barclays Exec Admits Trader's Boss Set Flawed Libor Example
• Bankrupt Real Estate Firm's Owner Gets 2.5 Years For Fraud
• ECB Studying 'Far-Reaching' Effects Of Bitcoin Technology
• Brokerage's Challenge To FINRA Enforcement Power Axed
• FDIC, OCC, FHFA Deliver Own Banker Bonus Rules
• Husch Blackwell Faces DQ In Contract Dispute
• Del. Justices Slam 'Pearl Harbor' Tactics In Fiduciary Row
• Feds Want Banks To Up Capital Levels For Post-Crisis Funding
• Inside SEC's Proposal To Modernize Regulation S-K
• SEC Accuses Calif. Atty, Others Of 'Pump And Dump' Scheme
• Sprint Says It Didn't Push Through $3.6B Deal Illegally
• Investors Say Horsehead Execs Lied About Failing Plant
• Hope For Investors Burned By Companies That 'Go Dark'
• SEC Rips Disbarred Atty's Wife's Stance In Deposition Fight
• RBS Must Face Claim Over £55M Loan In Libor Swap Case
• UK Bankers Want Clarity In Upcoming Shadow Banking Regs
• Halliburton Fights Class Members' Price-Impact Theory
• Trader Kept 'Spoofing' Despite Warnings, CFTC Says
• SEC Hands Industry Bar To Pa. Ponzi Schemer
• Regulators Must Get Up To Speed On Financial AI
• House Pushes Back Against SEC Subpoena In 2nd Circ. Again
• IKOR Founder Seeks To Undo $5M Investment Breach Verdict
• CMBS Borrowers Waiting For Nonbank Lenders To Emerge
• FINRA Plan To Publish Expanded OTC Data Goes Live
• Rising Star: Simpson Thacher's Craig Waldman
• JPMorgan Units Pay $1M FINRA Fine Over Unsent Letters
• Valeant Taps Perrigo CEO To Right Ship
• US Sens. Continue To Push SEC For 'Maker-Taker' Fee Study
• Madden In The Supreme Court: 4 Possible Outcomes
• The D&O Policy Implications Of SEC's Theranos Probe
• EU Maps Plans For Private Pensions, Other Reforms
• Justices Reject Another Challenge To SEC In-House Court
• Rising Star: Bernstein Litowitz's Katherine Sinderson
• Influential Women In Securities Law: Linda Riefberg
• Timbervest Urges DC Circ. To Ax SEC In-House Verdict
• Kodak Inks $9.7M Deal To Exit Stock-Drop ERISA Suit
• FINRA Must Defend Its Enforcement Powers, Firm Says
• Banks Object To Trustee Query In $1.8B Millennium Lab Probe
• How To Manage The Millennial Lawyer
• Egyptian Brothers Can't Revisit Some Evidence In $100M Row
• Investors Win Cert. In Suit Over Montage Stock Offering
• Disbarred Atty's Wife Says SEC Has No Right To Depose Her
• UK Watchdog Outlines New Rules For Pension Annuity Market
• Journalists Won't Take Part In DOJ's 'Panama Papers' Probe
• Viacom Accused Of Hiding Money From Bellator Martial Arts
• Nixon Peabody Says Intel's Tapped Out In Biotech Stock Row
• 'London Whale' Can See JPMorgan Trader Depositions
• 4 Ways To Get PE Firms Ready For The SEC's Microscope
• Strasburger Adds Health Industry Pro In Texas
• SEC Extends Pilot Period For Market Volatility Plan
• Solving The Paradox Of Insider Trading Compliance
• DGCL Changes Would Mitigate Appraisal Action Risks
• Deutsche Hits Father, Son With New Forex Debt-Transfer Suit
• Mizuho Looks To Take Mt. Gox Bitcoin Fight To 7th Circ.
• House Committee OKs Resolution To Bar DOL Fiduciary Rule
• Arbitration Stays Suit In Singaporean $6M Swaps Loss Row
• FINRA Again Stalls Debt Research Rules Over Firms' Concerns
• Avoiding The Pitfalls Of Researching Attorneys In PACER
• Goldman, Vista Near Deal In Suit Over $4.2B Tibco Sale
• JPMorgan Says Silver Trading Antitrust Claims Too Vague
• Stock Tipper Can't Ax SEC Deal After Newman, 3rd Circ. Told
• Virgin America Investor Seeks To Halt $2.6B Alaska Air Deal
• Underwear Co. In $30M Row Tries To Keep Jeter In The Game
• House Panel Blasts SEC's Oversight Of Rating Agencies
• SEC Gets Injunction Against Ski Resort And CEO In EB-5 Suit
• Investor Can't Prove Market Makers' Option Plan Was Illegal
• Tougher US Plan On Banker Bonuses Still Trails Europe Regs
• Investment Exec Arrested On Commodities Fraud Charges
• Life Insurance Schemer Gets Jail Time For $6M Theft
• Seattle Skyscraper Can Be Sold, But As An EB-5 Project
• Nelson Mullins Atty Says SEC's Pay-To-Play Claims Still Fail
• SoCalGas Officers Slapped With Derivative Suit Over Gas Leak
• A Review Of Gov't Cases Against Execs In Q1
• SEC Disclosure Regs Primed For Cleanup, Not Renovation
• EU Official Urges Lighter Regulation Of Small Banks
• Sen. Warren Blasts SEC Approval Of Steve Cohen's New Firm
• IBio Settles Investor Suit Over Ebola Drug Plans For $1.87M
• Bankers Face Bonus Restrictions Under New Proposed Rule
• Chinese Juice Co. Lied About IPO, Shareholders Say
• Rising Star: Baker Botts' Jessica Pulliam
• Boeing Investor Drops Suit Over Possible SEC Probe
• What CFTC's Record-Breaking Whistleblower Bounty Tells Us
• Why Earth Day Is Everyone's Business
• SEC Committee Unveils Plan For 'Maker-Taker' Fee Study
• Barclays, Others Seek Toss Of Gold Price-Fixing MDL
• Del. High Court Mulls $50M Appeal In Bitter Fiduciary Fight
• Watchdog Says Fed Must Do More To Prevent Leaks
• Wall Street Firms Among Toughest For Female Partners
• FINRA Suspends Ex-Credit Suisse Developer For Taking Code
• Watchdog Sees Room To Improve In Broker-Dealer Audits
• White & Case Opens White Collar-Focused Boston Office
• Rising Star: Gibson Dunn's Brian Lutz
• Del. Chief Justice Asks If 'Liars' Set Up $16M Stock Fault
• Lehman Defends Claims Over Massive Swaps Transactions
• Pa. Consultant Pleads Guilty In $3.5M Foreign Bribery Plot
• Abbott CEO Silent On $5.8B Alere Deal Amid FCPA Scrutiny
• City National Found To Be Self-Dealing In DOL ERISA Suit
• Convicted Ex-Madoff Aides Lose Appeal Bid At 2nd Circ.
• Accused Futures Spoofer Says CFTC Sprung Surprise Witness
• Shareholders Sue Over Samsonite's $1.8B Deal For Tumi
• Panama Papers Spark US Criminal Tax Evasion Probe
• Tech Co.'s Ex-CFO Wants Fraud Claims Cut From SEC Row
• Resort Owner Says SEC Can Only Freeze $50M In EB-5 Suit
• Recent Developments In Dodd-Frank Reporting — Part 2
• 2nd Circ.'s Application Of Janus Is Noteworthy
• SEC's Theranos Probe Shows Unicorn Hunt Not A Myth
• SEC Assures Compliance Chiefs They're Partners In Clean
• El Paso Asks Del. High Court To Nix $142M Class Award
• 9th Circ. Drew Most Accounting-Tied Securities Suits In '15
• Investor Says Suit Over $2.6B JPMorgan Deals Is Allowed
• Congressional Republicans Unite To Block DOL Fiduciary Rule
• Argentina Makes Capital Markets Comeback With $16B Bond
• FINRA Cautions Brokers On Selling Pension Products
• UBS Team Hid Tanking FICO Scores From S&P, Judge Hears
• Investors Seek To Limit K&L Gates Anti-SLAPP Motion Fees
• NOVA Bank TARP Fraud Case Heading To Jurors
• Convicted 'Boiler Room' Schemers Must Pay £11M to Investors
• Federal Reserve Takes Aim At Shareholder Protections
• Davis Wright Nabs Ex-Reed Smith Securities Pro In SF
• Ex-NFL Player Tries To Keep Investment Fraud Suit Alive
• SEC Settles With Ex-Ener1 Execs Over Financial Missteps
• Rising Star: Shearman & Sterling's Agnes Dunogue
• Logitech Pays $7.5M To SEC Over Accounting Failures
• Immunosyn CEO Hid FDA Hold From Investors, Jury Told
• Meet The Man Changing Deal Litigation As We Know It
• Wells Fargo Slams Tribe's Bid To Remand $1.4B Trust Row
• Recent Developments In Dodd-Frank Reporting — Part 1
• Accessory Liability Still Can't Extend FCPA Jurisdiction
• Clearinghouse Sends SEC Risk Plan After Beating Challenge
• NII Inks $41.5M Deal To Exit Pension Fund Securities Row
• CytRx Using Forum Flip-Flop To Stall Del. Case, Investors Say
• HSBC, Others Say Silver Price-Fixing Allegations Are Flimsy
• Rising Star: BakerHostetler's Seanna R. Brown
• Wall Street Banks Hit With Interest Rate Swaps Antitrust Suit
• ConforMIS Investors Fight Bid To Toss Suit Over $140M IPO
• Quinn, Pearson Get $253M In $1.86B Deal Ending CDS Action
• Investor Rips Madoff Trustee's Bid For Bank Records
• SEC Slams Suit Challenging FINRA Authority
• Latham May Not Have Tax Opinion Ready For ETE Merger
• Forex Investors Pursuing Settled Claims, Banks Say
• UBS Pumped Garbage Loans Into Bundled Trusts, Judge Told
• Ex-Diplomat Asks 5th Circ. To Rehear Ponzi Scheme Case
• Theranos Under Investigation By SEC, US Attorney's Office
• Ex-Faruqi Partner Won't Back Down From Leucadia Fees Suit
• CFTC Says Past Settlements Show Trader Should Be Barred
• PJT Shareholders Sue Firm, Caspersen Over $95M Fraud
• IRS Denies Taking Investor's Fraudulent Funds In Bad Faith
• Ex-DLA Piper Attys Form Trial-Focused Boutique Firm
• Investors Say KaloBios Doesn't Need $3M DIP Loan
• Should Energy Cos. Expect More Climate Change Probes?
• Senate Banking Chief Wants Watchdog Review Of FHFA
• 2nd Circ. Says Stocks Properly Taken From Fraudster's Wife
• RW Baird To Pay $2.1M For Mutual Fund Overcharges: FINRA
• Winston & Strawn Wants $107M Malpractice Suit Nixed
• The 3 Biggest Reasons Unsolicited Takeovers Go Up In Smoke
• Another Take On Reed Smith, Pepper Hamilton Merger Talks
• China Securities Watchdog Wants More Investor Protection
• Tracking Stock Awakens
• The Best Law Firms For Female Partners
• The Glass Ceiling Report
• The Top 5 Ways BigLaw Is Failing Women
• The 100 Best Law Firms For Female Attorneys
• Influential Women In Securities Law: Julie Goldsmith Reiser
• Ex-Morgan Stanley Exec's CPA Gets 1 Day For Trading Tips
• Once A Critic, FINRA Chief Warms To Labor Fiduciary Rule
• Attys For Fitbit Investors Vie To Lead Stock-Drop Suit
• DC Circ. Reviews Toss Of Fannie, Freddie 'Profit Sweep' Suits
• Del. Citigroup Suit Expedited After NY Version Dismissed
• Honigman Adds Simpson Thacher, Kirkland, Ropes Attys
• Interest Charge Brings UBS Credit Union Settlement To $70M
• RCS Judge To Hear Ex-Brass's Legal Fee Bid At Confirmation
• Ex-NFLer Fined $200K, Barred From Exec Roles Over Fraud
• A Meaningful Halliburton II Rebuttal
• Rising Star: Quinn Emanuel's Jeremy Andersen
• Study Says High-Speed Traders Aren't Harming UK Markets
• Ex-Xamarin VP Says Microsoft Merger Killed Stock Options
• Tax Atty, Ex-Partner Hit With SEC Suit Over Litigation Fund
• Fannie, Freddie Should Have Seen Bad Loans Coming: RBS
• Occam, Wilson Sonsini Settle $200M Calix Merger Class Fight
• The Brokaw Act's Long-Term Consequences For Activists
• OPINION: Advising The GOP About Its Obligation To Advise
• 3rd Circ. Urged To Reverse Ruling In Merck Fraud Row
• Muni Fraud Arrests Kick Gov't Crackdown Into High Gear
• Chancery Expedites Williams Suit Over ETE Securities Offering
• S&P Lowers Valeant Credit Rating After Delayed SEC Filing
• Senate Committee Sends CFTC Reauthorization Bill Onward
• SunEdison Says Audit Shows No Fraud, Too Much Optimism
• SEC Accuses Ski Resort Owner, CEO Of $350M EB-5 Fraud
• SEC Seeks Feedback On Changing Corporate Disclosures
• Bats Global Markets Raises $253M In Upsized IPO
• Del. High Court Nixes Yahoo Email Release Pending Appeal
• House Votes To Require Lawmaker Oversight Of FSOC Budget
• States Push DC Circ. For More Say In Capital-Raising Rules
• Deutsche Bank Close To Deal In Gold Price-Fixing MDL
• 7 Juiciest Lines From The Barclays Libor Trial Openings
• Analyst Charged With Insider Trading In $15B Apollo Deal
• Island Resort Deal's Negotiator Must Arbitrate, Court Told
• Condo Fraudster Says Remaining Ponzi Charges Are Stale
• Jeans Mogul Says Sussman Shank Blew JPMorgan Fraud Row
• EU Parliament To Open Panama Papers Investigation
• FCA Bans Former UBS Libor Trader
• What FinCEN AML Plan Means For Crowdfunding Platforms
• IRS Settlement With Carmex Owners Is Surprising
• Feds Arrest NY Officials In 1st Muni Bond Criminal Case
• Chancery Throws Out Claims Over TripAdvisor Director Pay
• Deutsche Bank Nears Deal In Silver Price-Fixing Row
• Best Buy's Halliburton Win Seen As Hard Act To Repeat
• Libor Investors Say Order Supports Jurisdiction Over Banks
• Judge Calls $335M BofA Mortgage-Track Deal Unreadable
• Investment Adviser Gets 8 Years In Prison For $2M Fraud
• Investor Sues Third Avenue Trust Over $2.5B Fund Meltdown
• Fla. Man Arrested For $17M Pre-IPO Web Cos. Stock Scheme
• Credit Suisse To Pay $50M In Credit Union MBS Row
• Ex-Mine Co. Exec Wants To Hold Off Prison During Appeal
• MOL Global Agrees To $8.5M Settlement In IPO Suit
• Reformers Want Teeth In Feds' Living Wills Stance
• Revived Edison ERISA Claims Shot Down Again By 9th Circ.
• US Bank, Miner Want EB-5 Investors' Suit Tossed Or Moved
• Divided SEC Finalizes Conduct Rules For Swap Dealers
• SEC Seeks Ex-Broker's Full Windfall In IBM Insider Trade Row
• UK Mulling IPO Tweaks To Boost Bank Competition
• Valeant CEO Will Testify About Drug Prices Before Senate
• UK Financial Services Watchdog Chief To Depart In July
• 3 FCPA Risks For Companies Heading To Cuba
• Alibaba Slams Investors' Letter In $25B IPO Suit
• 2nd Circ. Clears Argentina To Pay $6B Bond Settlements
• A Plaintiffs Attorney View Of Tyson Foods
• ETE Unit Holders Sue For Books on $38B Williams Cos. Deal
• Global A&T Investors Ask To Revive $502M Debt Swap Suit
• SEC Says ConvergEx Manager Directed Markup Fraud Scheme
• Securities Fraud Cases Pose Strategy Dilemma For Texas AG
• Ex-RBS Libor Submitter Banned From Financial Industry
• Stonewalling Hedge Fund Founder Must Remain Locked Up
• Agency Orders Futures Trader To Pay $1.6M In Fraud Case
• Bondholders Say Lakahs Ignored Rules In Evidence Dispute
• Valeant Faces Default Amid Looming Debt
• Contract Called Key To Class Fight Over $446M Pipeline Deal
• Valeant CEO Obstructing Drug Price Probe, Lawmaker Says
• House Approves Specialized Ch. 11 Process For Big Banks
• Fed, FDIC Urged To Be More Open About Living Wills
• SEC Will Wait To Collect $1.7M For Fraud From Bankrupt Atty
• Bank Insurers Owe $50M, Rothstein Trustees Tell 11th Circ.
• SEC, CFTC Heads Say Enforcement Justifies Bigger Budgets
• IRS Floats New Rules To Clarify Deemed Stock Distributions
• ESMA Suggests EU-Wide Rules For Loan-Originating Funds
• Resort Investor Pushes To Keep Sale Suit In Marianas Court
• Best Buy Beats Class Cert. On 8th Circ.'s Halliburton Ruling
• A Short-Lived Victory For MetLife Over SIFI Designation?
• 2nd Circ. Revives Pfizer Securities Suit Over Drug Risks
• A Post-Trulia Success Story Of Disclosure-Based Settlement
• Wilson Sonsini Could Face Claims As Occam Deal Trial Opens
• Meridian To Pay $6.1M To End Madoff Feeder Fund MDL
• 9th Circ. Won't Reopen Netflix Investor Suit
• FINRA Asks Court To Quash Suit Challenging Its Authority
• SEC's Asset Management Co-Chief To Depart
• Trader Wants Past 'Spoofing' Deals Cut From CFTC Case
• Foley Hoag Nabs Capital Markets Pro From Locke Lord
• Morgan Stanley Wanted CDO To Tank, Hedge Fund Claims
• Goldman, Feds Ink $5B Settlement Over Crisis-Era RMBS Deals
• India's Securities Watchdog Looks To Boost Capital Markets
• UBS Says $500M Fraud Suit Belongs In Hong Kong
• KaloBios Vows No Predatory Drug Pricing After Bankruptcy
• JPMorgan Says Silver Traders Have No Proof Of Monopoly
• Delaware Rundown: What You Missed In Q1
• Gibson Dunn Lands Ex-FinCEN Enforcement Director
• SEC Sues Texas AG Paxton Over Tech Co. Promotions
• Fla. Tribe Presses To Keep Suit Over $1.4B Trust Alive
• SFO's Barclays Libor Case 'Contradicts Reason,' Defense Says
• What To Know While Preparing For DOL's New Fiduciary Rule
• Testing The 5th: Compelled Testimony From Foreign Gov'ts
• Watch Out: SEC Is Watching Your Dealings With Regulators
• The 25 Most Influential Women In Securities Law
• Justice Dept.'s FCPA Carrot Likely Not Enough For Most Cos.
• Virtus Look To Escape Class Action Over F-Squared Funds
• Wells Fargo Gets Judge's Nod For $1.2B FHA Fraud Deal
• Citadel Analyst Cites Suspicious Trading In 3Red Case
• SEC Winds Down Venezuela Bank Bribery Case
• Court Won't Revive U.S. Aerospace Case Against Akin Gump
• Yahoo Seeks To Quash Order For CEO Mayer's Emails
• UK Bank Watchdog Names New Chief
• Fla. Asset Firm's Hidden Loan Part Of $31M Fraud, SEC Says
• Sanctions Enforcers Licking Chops In Wake Of Panama Papers
• KaloBios Pharmaceuticals Files Renewed Ch. 11 Plan
• Deals Rumor Mill: Argentine Gov't, Castellum, BNP Paribas
• Nixon Peabody Can't Dodge Stock Fee Queries, Biotech Says
• Molycorp Starts Mine Conversion To Ch. 7 As Funds Dwindle
• Marriott, Starwood Stockholders OK $13.6B Hotel Tie-Up
• Blankenship To Appeal To 4th Circ. In Mine Blast Case
• Ex-Fox Rothschild Atty Suspended After Securities Conviction
• Legal Delivery In The 'Gig Economy'
• The Legality Of Timing Public Co. Disclosures
• DOJ's New FCPA Pilot Program Will Have Only Marginal Impact
• Brexit's Effect On Financial And Insurance Regulation
• 2nd Circ. Sides With Deloitte In $140M ChinaCast Fraud Row
• Libor Traders Deny Blame For Barclays' 'Monumental Failing'
• Fresh Market Investors Sue Over $1.36B Apollo Acquisition
• Brazilian Exchange Sheds $1B CME Stake With Merger In Wings
• Ex-Top Prosecutor Says Skills Will Boost Hogan Lovells
• SEC Eyes Tougher Stance On Silicon Valley, Pre-IPO Market
• Wilson Sonsini Settles Class Claim Over $200M Occam Sale
• PwC Cites 3rd Increase In Fed Securities Class Actions
• Seyfarth Shaw Brings Aboard LA-Based Real Estate Partner
• Wynn Resorts CEO, GC Set Toxic 'Tone At The Top,' Suit Says
• EB-5 Investor Can't Jump Line In $136M Fraud Case: Judge
• CFTC Notches Partial Victory Against Precious Metal Traders
• Barnes & Thornburg Atty Says Investors' Objections Too Late
• German Bank Seeks To Amend Morgan Stanley RMBS Suit
• MetLife Opinion Could Halt SIFI Designations
• Feds Charge Pair With $1.6M Waste Co. Microcap Meddling
• SEC Forces Whistleblower To Spend Award On Unpaid Judgment
• SEC Greenlights FINRA's Algorithmic Developer Rule
• London Exchange Joins Green Bonds Initiative
• Las Vegas Sands Pays $9M To Settle FCPA Claim
• CFTC Slams Trader's 'Frankensteinian' Arg In Spoofing Suit
• Millennium Lab Ch. 11 Trustee Seeks Probe of $1.8B Recap
• EU Lawmakers Delay Market Regulation Tweaks Until 2018
• Chamber Eyeing Challenge To DOL's Fiduciary Rule
• Landmark Dodd-Frank 'Spoofing' Conviction OK'd By Judge
• Ex-Barclays Traders Knew Libor Rig Was Dishonest, SFO Says
• Vote On SEC Nominees Delayed After Senate Dems Revolt
• Treasury To Appeal Order Lifting MetLife's SIFI Designation
• SEC Turns Its Attention To Private Companies
• 6 Takeaways From Novartis FCPA Case
• From The Book Of Jargon: Gun-Jumping
• 3 Ways For Employers To Keep Pace With DOL Fiduciary Rule
• Argentina Puts Up $250M To Settle More Bondholder Suits
• Labor Dept. Quiets Fiduciary Critics, If Only For A Day
• Why Plaintiffs Firms Will Love DOL's New Fiduciary Rules
• Class Attys Wants $31.5M For $150M 'London Whale' Deal
• Ex-Morgan Stanley VP Gets 1 Day In Prison For Sanofi Scam
• Apigee Lied To Raise $87M IPO, Suit Claims
• Greenberg Traurig Picks Up Proskauer PE Pro In DC
• Rick Perry's Lawyer Vows To Probe Why Gov. Was Indicted
• Israeli Holding Co. Pays $11.9M To Settle Investor Suit
• EU Lawmakers To Vote On Strict Benchmark Rules
• EU Still Pushing To Include Financial Rules In TTIP
• Etsy Moves To Nix IPO Securities Fraud Suit
• Philly-Based Kehoe Law Adds Securities Class Action Pro
• Williams Says ETE Chair's Offering Broke Merger Pact
• SFO Says Greed Drove Ex-Barclays Traders To Rig Libor
• A Post-Vaalco Look At State Director Removal Statutes
• Succession Planning: A Key Strategy For Law Firm Longevity
• FCA Seeks More Scrutiny Of Electronic Trading
• Blankenship Gets 1 Year In Prison Over Massey Mine Blast
• An Important Check On The Abuse Of Government Power
• Labor Dept. Eases Parts Of Final Fiduciary Rule
• Morgan Stanley Asks Appeals Court To End IKB's RMBS Suit
• KaloBios Seeks End To Investor Suit To Clear Ch. 11 Plan
• Ex-State Street Execs Indicted Over Secret Commissions
• Investors Blast Citigroup's Board For Compliance Failures
• Regulatory Actions Don't Mean Misconduct, Qualcomm Says
• CFTC Looks To Lift Certain Energy Contracts' Swaps Label
• Banks: ISDAfix Case Doesn't Support Revival Of Libor Claims
• Carrington Asks 2nd Circ. To Nix $1.9M Award To Investor
• Insurer Aims To Revive $100M CDO Suit Against JPMorgan
• Ex-CEO Wants Stay In Former Oriole's Insider Trading Suit
• Proskauer Bolsters NY Office With 2 New Partners
• Feds Hit Ex-Massey CEO's Bid To Duck Prison During Appeal
• Ex-Broker Avoids Perjury Referral Over Trading Testimony
• Panama Papers Could Force US To Close Tax Loopholes
• Justice Dept. Launches FCPA Cooperation Initiative
• Best Execution In The Municipal Market
• Texas AG Says Perry Ruling Spells End For Fraud Charges
• Energy Future Wins $4B Battle Over Oncor Shares
• Greenberg Traurig Nabs Ex-DLA Piper Partners In Dallas
• BigLaw Lobbyist Must Face Pay-To-Play Suit, SEC Says
• EU Securities Watchdog Amends Trade Repository Data Rules
• SFO Calls Libor Rig 'Stealing' As Barclays Trial Kicks Off
• Sidley, Deloitte Aided $350M Ponzi Scheme, Investors Claim
• CalPERS Changes Governance Principles: What Cos. Can Do
• JOBS Act's Lift Of Ad Ban Gains Traction With Small Cos.
• Pimco Blasts Co-Founder Gross' $200M Suit Over Ouster
• Ex-MedImmune Exec Can't End SEC's Ban After Settlement
• CFTC Whistleblower Office Comes Of Age With Record Bounty
• Dell, Others Back USPTO's AIA Claims Rules At High Court
• Texas Ponzi Ruling Likely To Limit Clawback Suits
• DBSI Trustee Fights IRS' Bid To Keep Shady Transfers
• D&O Policy Dooms Shareholder's Coverage Suit, Court Says
• Fed. Circ. Says Trading Software Doesn't Infringe Larger IP
• Alpha Can't Wring Blast Probe Cost From Ex-Massey CEO
• Kelley Drye Nabs Class Action Pro Leaving NJ AG's Office
• Chicago Trader Accused Of 'Spoofing' Says Trades Were Legit
• McGuireWoods Nabs 2 Reed Smith Financial Services Partners
• Greenspoon Marder Picks Up NY Litigation Boutique
• Law Firm Ups Ante In EB-5 Fight With $18M Libel Suit
• Ex-DOJ Securities Fraud Atty Heads To Wiley Rein
• Madoff Trustee, Minn. Investors Ink $30M Clawback Deal
• Silver Co. Says Investors' Fraud Suit Over Taxes Is A Mess
• McGinn Smith Fraudster's Wife Wants Stocks Back From SEC
• Fla. Tribe Says Suit Over $1.4B Trust Belongs In State Court
• EU Sticks With Open Access For Exchange-Traded Derivatives
• SunEdison Diverted $230M To Buoy Finances, Yieldco Says
• Bernie Madoff Will Face Deposition In Profit Row
• Credit Suisse Loan Buyback Suit Filed On Time, Judge Says
• Life Partners To Pay Over $1B To Settle Investor Suits
• 7 Lessons I Learned As A Trial Lawyer On Jury Duty
• CFTC Pays Over $10M In Record Whistleblower Award
• Mind The Non-GAAP: Adjusting Figures In Face Of Scrutiny
• A Cautionary Tale On Financial Reporting Controls
• FinCEN Wants Crowdfunding Cos. Subject To Securities Law
• Shipping Co. Foisted $50M Debt Onto Unit, Shareholders Say
• Halliburton Investors Urge 5th Circ. To Uphold Class Cert.
• Madoff Trustee Accused Of Conflict Over Pay
• Calif. AG Slaps Morgan Stanley With Mortgage Suit