Securities Archive » May, 2025

Securities - May, 2025

274 articles

• Senate Advances Stablecoin Bill After Dem Backers Return
• Vanguard $40M Deal Rejected In Investors' Tax Fight
• Diamond Dealer Sentenced In $13M Fla. Fraud Case
• Carrier's Kidde-Fenwal Ch. 11 Deal Barred By Purdue, AGs Say
• SEC's 'Shadow Trading' Win Should Be Tossed, 9th Circ. Told
• Cepton Sued In Del. Over $125M Koito Take-Private Deal
• Wells Fargo's 9th Circ. Cert. Challenge Gains SIFMA Backing
• Terror Claimants Get OK To Serve Ex-Binance CEO's Counsel
• Real Estate CEO Gets 87 Months For $63M Crowdfund Fraud
• Binance Calls FTX Ch. 11 Clawback Suit 'Legally Deficient'
• SEC's 'New Day' Could Cause Financial Crisis, Member Warns
• Insurer Drops Fight Over $9M OpenText Merger Settlement
• MicroStrategy Faces Investor Suit Over Bitcoin Strategy
• Spirits Maker Haunted By Inventory Woes, Investor Suit Says
• Binance Argues All Class Members Must Arbitrate Claims
• 9th Circ. Weighs 'WallStreetBets' Ownership In Reddit TM Suit
• Minority Investors Claim Colo. Gas Co. Forced Unfair Buyout
• 'Tornado Cash' Founder Says Feds Withheld Key Evidence
• CFTC Should Pay $3M Atty Fees After Sanctions, Firm Says
• Investment Adviser Seeks Cadwalader Notes In Fraud Case
• Judge Sets February Trial Date In Bribery Case Of Coal Exec
• What We Lost After SEC Eliminated Regional Director Role
• Krispy Kreme Overhyped McDonald's Pact, Investors Say
• FINRA Fines BTG Pactual Unit Over Lax AML Compliance
• Name Mix-Up Costs Lender Property Claim, 5th Circ. Says
• FINRA Faces Calls To Narrow Its Outside Biz Rule Revamp
• CFTC May Be Hobbled As Another Member Announces Exit
• SEC X Account Hack Conspirator Gets 14 Months
• Coinbase Users Sue Over Bribery-Linked Data Breach
• Biotech Co. Hit With Investor Suits Over Cancer Drug Launch
• 'Tuna Bond' Defendants Ordered To Pay $352M In Restitution
• SEC's Atkins Previews Possible Changes To CEO Pay Rules
• Attys With 'Borrowed' Claims Can't Skip Inquiry, Lumen Says
• Armory Sues Wayzata, Others Over 'Black Box' Funding Deals
• Food Delivery App's $80M Investor Settlement Gets Final OK
• Florida Ex-Financial Adviser Admits To $8.4M Elder Fraud
• Feds Say Con Man Galanis Can't Recoup $2M Despite Clemency
• 4th Circ. Latest To Curb Short-Seller Usage In Securities Suits
• Taxation With Representation: Blakes, Davies, Goodmans
• 1MDB Prosecutors Seek Leniency For Ex-Goldman Banker
• $38M Law Firm Settlement Highlights 'Unworthy Client' Perils
• Coinbase Confirms SEC Probe, Discloses User Data Breach
• DC Circ. Questions Exchanges' Challenge To SEC Fee Caps
• Trump Media Pushes Presidential Immunity In Del. Hearing
• Ex-CEO Cops To Conspiracy Charge In $212M Fraud Case
• Coinbase May Avoid BiT Global's $1B Antitrust Suit, For Now
• Semiconductor Co. Fights Investors' Pandemic Demand Suit
• SEC Cuts $512K Deal To End Atty's Racial Bias Suit
• Consumer Bid To Block Capital One-Discover Deal Falters
• SEC, FINRA Staff Retract 2019 Statement On Crypto Custody
• Investor Makes Deal With PE Fund In Fla. Suit Alleging Fraud
• Wells Fargo Opposes Atty Fee Bid After $22M ADA Verdict
• Troutman Adds K&L Gates CMBS Partner In NC
• SEC Focused On 'Rooting Out' AI Abuse, Agency Atty Says
• SEC Says RI Investment Firm Ran $2.5M Ponzi-Like Scheme
• Genesis Fights Jefferies Bid To Be Paid In Bitcoin Over USD
• SEC-Ripple Deal Hits Speed Bump With NY Judge
• Teaching Business Law Makes Me A Better Lawyer
• SEC's Crypto Statement Offers Clarity On Disclosures
• NJ Securities Chief Fills In For Departing Consumer Watchdog
• Nevada Resorts Want In On Kalshi Sports Betting Brawl
• 'Tornado Cash' Indictment Largely Intact After Crypto Memo
• Covington Atty To Help With Squarespace Appraisal Discovery
• 6th Circ. Won't Send Bitcoin Latinum Suit To Arbitration
• Smartmatic Says Fox News Deleted 'Incriminating' Texts
• Actinium Faces Derivative Suit Over FDA Application Claims
• Fla. Court Rules Trust Wasn't Entitled To Jury Trial Over $8.9M
• Audit Firms Agree To $46M Deal Over Alleged GPB Fraud Ties
• NFT Team Says Founder Stole Millions From Bitcoin Project
• Integra Brass Face Investor Suit Over FDA Compliance Lapses
• Sage Therapeutics Brass Sued Over Drug Candidate Claims
• 5th Circ. Declines To Rehear SEC's Kroger Proxy Decision
• Feds Say Ex-BigLaw Atty Must Start Prison In OneCoin Case
• 10th Circ. Chilly To Biotech's SEC Asset Freeze Challenge
• Abbott Signs Bill Codifying Immunity For Corporate Execs
• Shaky Docs Undermine SEC's $2M Trial Win, 11th Circ. Told
• CFTC Forex Case Dismissed Over Sanctioned Conduct
• Holding Co. Beats Suit Over 401(k) Investment Roster
• Trump's Unorthodox US Atty Picks May Face Learning Curve
• Health Co. Founder Pleads Guilty In $5M Fraud Case
• Judge Orders Boeing To Share Disclosures, Allow Depositions
• SEC To Have 'Sympathetic Ear' On Penalty Talks, Official Says
• Evolving Federal Rules Pose Further Obstacles To NY LLC Act
• Deregulation Memo Presents Risks, Opportunities For Cos.
• CFTC's Mersinger Will Depart Agency To Lead Crypto Lobby
• Law School's Missed Lessons: Mastering Discovery
• DOJ Signals Major Shift In White Collar Enforcement Priorities
• Wells Fargo Asks 9th Circ. To Undo 'Sham' Hiring Class Cert.
• Crypto Platform's Ex-Brass Plead Guilty To $150M Fraud
• FINRA Fines Goldman $1.4M Over Faulty CAT Data Reports
• Feds Say Crypto Developer's Money Transmitter Suit Isn't Ripe
• Colo. Justice Iffy On Tossing Rulings In Securities Fraud Case
• Nike Seeks Dismissal Of Investors' Sales Strategy Fraud Suit
• Health Co. Elevance Faces Suit Over Post-COVID Costs Claims
• Intel Schemed To Duck $1B In Mobileye Losses, Investors Say
• Hooters Can Tap Full $40M DIP In Chapter 11
• SEC Says Ex-Pot Co. CFO Can't Cite Atty Advice As Shield
• SEC Inks Judgment In Telecom Execs' Inflated Revenue Suit
• Cannabis Water Co. Escapes $10M Fraud Charges With DPA
• Fox Nabs Smartmatic Bribery Probe Docs In Defamation Case
• Investment Firm Drops 2 Counts From $70M Client Poach Suit
• Father-Son Duo Get Prison Terms In $100M Deli Fraud
• SEC's Uyeda Encourages Opening 401(k)s To Private Assets
• CFTC Faces Sanctions For 'Bad Faith' Actions In Forex Case
• SEC X Account Hack Conspirator Deserves 2 Years, Feds Say
• Strategies To Limit Inherent Damage Of Multidefendant Trials
• 4 Firms Build Robinhood's $178.9M Canadian Crypto Buy
• DOJ Criminal Division Head Dangles Self-Disclosure 'Carrot'
• Feds Nixing Crypto 'Property' Theft Charge Against Brothers
• Morgan Lewis Adds Ex-Dechert Registered Funds Pro In NY
• Bitcoin Miner Investor Sues Over Flawed Financial Reports
• Coinbase Inks $2.25M Deal In Dogecoin Sweepstakes Suit
• Eric Trump-Backed Crypto Miner Merges With Gryphon Digital
• Instacart Beats Investor Suit Over Pre-IPO Business
• Chancery Nixes Paramount-Skydance Books Suit Intervention
• SEC's Atkins Outlines Crypto Policy Plans At Roundtable
• Boeing Execs Say Cert. Appeal Warrants Stay Of 737 Max Suit
• Leon Black's Subpoena Suits Unsealed In Apollo Founder Row
• SIFMA Calls On SEC To Develop 'Clear' Crypto Framework
• Redfin Shareholder Sues To Block $1.75B Rocket Cos. Merger
• Hedge Fund Group Urges Delay On New AML Rules
• Caitlyn Jenner Beats Crypto Investors' Suit, For Now
• Anadarko Says Class Shouldn't Get Cert. After 5th Circ. Ruling
• Will Justices Finally Rein In Universal Injunctions?
• Parsing The SEC's New Increased Co-Investment Flexibility
• Wells Fargo Hid Account Amid Man's Homelessness, Suit Says
• Chancery Delays $30M Deal In SPAC Suit For Review Of Class
• Cos. Must Assess And Prepare For Cartel-Related FCPA Risks
• Calif. Investment Firm Executive To Admit Ponzi Scheme
• Ex-Meinl Bank CEO Extradited To US On $170M Odebrecht Rap
• LNG Exporter's Brass Face Investor Suit Over IPO Risk Claims
• Feds Rebut Disclosure Delay Claims In Crypto Mixer Case
• BDO Urges Justices To Hear 'Crucial' Auditor Fraud Case
• Treasury Pushes To Ax Shareholders' FHFA Director Suit
• Investor Claims PE Firm Filed False Financial Statements
• Vanguard Shared Customer Data With Meta, Others, Suit Says
• FINRA To Tweak Some Off-Channel Supervision Obligations
• NY Developer Denied More Time To Pay SEC $229M Settlement
• SEC's Crypto Retreat Warrants Court Scrutiny, Crenshaw Says
• Terraform Labs Backer Can't Ship Fraud Suit To Arbitration
• Wells Fargo Execs Sued In Del. Over 'Sham' Diversity Efforts
• 'Proud' Judge Says No Prison For $1.3B Tax Fraud Witnesses
• Energy Group Backs States' BlackRock Coal Investments Suit
• Coinbase Accused Of Charging Hidden Crypto Trading Fees
• Funds Fight GM Push For 2nd Look At Bid To Toss Cruise Suit
• Webull Fined $1.6M Over Lax Influencer Ad Oversight
• 9th Circ. Pins SEC Legal Expenses On Recycler, Not Insurer
• Auto Parts Mogul Challenges Order To Pay Alter Domus $127M
• NY Developer Cops To Stealing $13M From Investors
• Souter's Clerks Remember Him As Humble, Kind And Caring
• Off The Bench: Latest NIL Deal Fix, More WWE Court Troubles
• AT&T Decision May Establish Framework To Block FCC Fines
• Hiker And 'Raconteur': Atty Recalls 50-Year Bond With Souter
• Chancery Rejects Shareholder Challenge To Fidelity Spinoff
• Reassessing Corporate Separateness After Explosion Of LLCs
• A Look At David Souter's Most Significant Opinions
• McKernan Out As Trump's CFPB Pick, In For Treasury Role
• Family Denies Knowledge Of $81M Tax Avoidance Scheme
• Justice Souter Was An Unexpected Force Of Moderation
• Ex-Goldman Banker Leissner Urges Lenient 1MDB Sentence
• Playing Guitar Makes Me A Better Lawyer
• Retired Supreme Court Justice David Souter Dies At 85
• Ex-Brookfield Leader Says He Was Fired For Whistleblowing
• Celsius Founder Gets 12 Years For Massive Crypto Fraud
• OCC Axes Biden-Era Bank Merger Rule In Latest Reversal
• Del. Justices Uphold Chancery Toss Of AMC Meme Stock Suit
• CEO Stole Funds To Fuel 'Gambling Habit', Investor Says
• Ex-Binance CEO Says He's Asked Trump Admin For A Pardon
• Oppenheimer Slips Suits Over Fraudster's $110M Ponzi Scheme
• Colo. Trader Cops To $1.2M Fraud Against Pro Athletes
• 11th Circ. Revives Citigroup Cash Advance Fraud Suit Again
• Nevada Can't Escape Sports Contract Suit, Kalshi Says
• Miami Atty Joins Arbitration Place After US Expansion
• Honest Co. IPO Investors Get Initial OK For $27.5M Settlement
• Musk Objects To New Job For SEC's Former Litigation Chief
• Addressing PFAS Risks In Public Company Disclosures
• Biotech Tells Chancery Drug Co. Abused Merger Prospects
• SEC's Peirce Outlines Path To Exempt Tokenized Securities
• Crisis Management Lessons From The Parenting Playbook
• Elizabeth Holmes Loses Bid For Full 9th Circ. Rehearing
• SafeMoon Fraud Turned Me Into A 'Monster,' Key Witness Says
• Wife Of Former FTX Exec Says Charges Are Built On Deception
• Coinbase Buying Crypto Options Firm Deribit For $2.9B
• Rising Tide Of Trump Pardons Not Lifting All Boats, Attys Say
• Celebs And YouTubers Nix Most FTX Investor Claims, For Now
• UnitedHealth Hid Biz Impact Of CEO's Killing, Investor Says
• Senate Backs Bid To Scrap Biden-Era OCC Bank Merger Rule
• Investors Fight J&J, Kenvue Bid To Nix IPO Fraud Suit
• Judge Certifies Class In Wheat Futures Manipulation Case
• Chancery Arrest Order Sought In Family Holding Co. Feud
• Upstart Says SEC Has Ended Probe Into AI, Loan Disclosures
• Moelis Atty Says Chancery Ruling 'Handcuffed' Co.
• Del. Justices Deny Bid To Revive Carvana Insider Trading Suit
• Walgreens Wants 'Far-Fetched' Shareholder Suit Tossed
• NYC Developer Conned Investors Out Of $10M, Feds Say
• FSOC Rethink Of SIFI Labeling 'Is On Agenda,' Bessent Says
• McMahon's Misconduct Docs Sought In WWE Merger Suit
• Nordstrom's Investor Can't Block Vote On Go-Private Deal
• The Potential Efficiencies, Risks Of Folding PCAOB Into SEC
• Top Regional Atty At Binance Joins Steptoe White Collar Team
• Adapting To Private Practice: From NY Fed To BigLaw
• Dems Exit Hearing After Calling For Crypto Conflict Limits
• PennyMac Wins Quick 9th Circ. Appeal Of Libor-Rate Ruling
• VIX Note Investors Can't Revise Revived Suit, Judge Finds
• SDNY Taps Sullivan & Cromwell Atty To Lead Criminal Division
• Medical Device Co. SeaStar Seeks Toss Of Shareholder Suit
• Judge Scolds US Over 'Vague' Bid To Stay $380M Award Row
• NC Staffing Biz Hits Ch. 11 After Scuttled Merger And Delisting
• Golf Gear Co. Sued In Del. Over Controller Share Sales
• SEC Panel Says Easier Trading Would Rev Up 'Reg A'
• B. Riley Escapes Investor Suit Over National Holdings Buyout
• SEC Asks High Court To Skip $22.7M Disgorgement Case
• Ex-CEO Can't Shake Conviction In COVID Test Kit Fraud Case
• Morgan Stanley Says SEC Has Closed Cash Sweep Probe
• Reviewing Trump Admin's Rapid Pro-Crypto Regulatory Pivot
• Investors Sue West Pharma Over Post-COVID Stock Losses
• TV Producer Gets 18 Months For Embezzlement, Fraud
• SafeMoon CEO Tells Jury Founder To Blame For Investor Fib
• Top 3 Litigation Finance Deal-Killers, And How To Avoid Them
• Ex-Investor In Cannabis-Infused Water Wants Charges Tossed
• A 2-Step System For Choosing A Digital Asset Reporting Path
• Senate Panel Advances Bowman For Fed Supervision Chief
• Calif. Atty Gets 21 Months In Prison For $8.8M Investor Scam
• Long Island Judge Installed As Interim EDNY US Atty
• CFTC Drops DC Circ. Appeal Over Kalshi's Election Contracts
• Skadden-Led Crypto Platform EToro Eyes $480M IPO
• Crypto Exec Says Feds Failed To Disclose Key Evidence
• Pharma Co. Escapes Investor Liver Drug Trial Suit, For Now
• Celsius Exec Decries 'Venom-Laced' Gov't Sentencing Memo
• Crypto Miner Objects To Celsius Sanctions Try In Ch. 11 Case
• Colo. Pastor Claims No Ill Intent In Alleged Crypto Scheme
• 5 Firms Pilot Pershing Square's $900M Howard Hughes Deal
• Foreign Countries Have Strong Foundation To Fill FCPA Void
• How Attys Can Use A Therapy Model To Help Triggered Clients
• Umpqua Bank Class Seeks Approval Of $55M Ponzi Suit Deal
• A Tale Of Two Admins: Parsing 1st Half Of SEC's FY 2025
• How Banks Can Manage Risk As AI Adoption Expands
• Smith & Wesson Says Catholic Investors' Suit Misfires
• Head Of 'Mother Teresa' Ponzi Scheme Owes SEC $4.1M
• Dems Urge Fed To Rethink $35B Capital One-Discover Deal
• 11th Circ. Urged To Revive Fla. Suit Over Car Co. Buybacks
• Dick's Sporting Goods Execs Sued Over Post-COVID Issues
• Texas-Led AGs Defend BlackRock Coal Investments Suit
• 'Smart' Glass Maker Settles SPAC Merger Suit For $11M
• More Crypto Easing For Banks Is 'Critical,' Trade Groups Say
• Ex-SCWorx CEO Seeks Sentencing Delay Over Restitution Row
• Money Laundering, Tax Charges Nixed Vs. Crypto Operator
• Trade War Spurs Companies To Freshen Disclosure Playbooks
• Auto Services Co. Top Brass Sued Over Biz Integration Issues
• Sidley Adds 10 A&O Shearman Attys In DC, NY, Singapore
• DC Circ. Seems Unconvinced That Proxy Firms 'Solicit'
• What Bank Regulator Consolidation Would Mean For Industry
• Frank Execs Trade Blame In Dueling Bids For New Trial
• Getting Ahead Of The SEC's Continued Focus On Cyber, AI
• 3 Steps For In-House Counsel To Assess Litigation Claims
• NY Judge Says He May Nix $110M Mango Markets Fraud Verdict
• FTC, Nevada Accuse Trading Training Biz Of $1.2B Scam
• Claims Against Attys In $2.6B Casino Merger Row Get Tossed
• Death Bond Fund Manager Inflated Asset Values, Suit Says
• 2 Firms To Co-Lead Block Investor Suit Over Cash App
• SEC Drops Case Against Crypto Promoter Ian Balina
• FINRA Fines Interactive Brokers Over Complaint Reporting
• Fla. Panel Reverses Default Judgment In Prized Horses Suit
• Ex-FirstEnergy Execs Object To Possible Sanctions Order
• Chancery Finds Contract Bars Appeal In Med Co. Merger
• High Court Urged To Skip $272M Hertz 'Solvent Debtor' Appeal
• Generator Co. Wants Plug Pulled On COVID-Era Investor Suit
• PetroSaudi Insists Pause Not Warranted In $380M Award Suit
• Del. Justices OK Mid-Case Appeal In Paramount Doc Suit
• Despite SEC Climate Pause, Cos. Must Still Heed State Regs
• AT&T Win Is FDIC's Loss On In-House Cases, 5th Circ. Told
• 4th Circ. Affirms Ex-Crypto COO's Fraud Conviction
• A Primer On The Trading And Clearing Of Perpetual Contracts
• Teaching College Students Makes Me A Better Lawyer