Securities Archive » June, 2025

Securities - June, 2025

224 articles

• DOJ Won't Charge PE Firm That Acquired Sanctions Violator
• Krispy Kreme Brass Face Investor Suit Over McDonald's Deal
• Maryland, Kalshi Clash Over Sports Contract Oversight
• Consolidated SVB Class Action Survives 3 Dismissal Bids
• Fla. Investor Exploited Puerto Rico Law To Avoid $7M Tax Bill
• Catching Up With Delaware's Chancery Court
• CFTC Founding Chair Bagley Dies At 96
• Canadian Atty Must Pay SEC $323K Over Stock Promotion
• Chancery Taps Lead Counsel For Chemours Disclosures Suit
• SEC Calls For Trial In SolarWinds Data Breach Suit
• Trump Media Seeks To Launch Bitcoin And Ethereum ETF
• Fund Firm Must Face Investors' Suit Over Missing $18.5M
• Opendoor Investors Score $39M Deal In Hyped Algorithm Suit
• Energy Transfer Agrees To $15M Settlement In Pipelines Suit
• Two Bills Promise A Crypto Revamp, But Not A Done Deal Yet
• Crypto Platform Tron Eyes Public Listing Via Reverse Merger
• 2 NY Rulings May Stem Foreign Co. Derivative Suits
• Gotbit To Pay $23M For Crypto Market Scheme
• SEC Scrubs Biden-Era Agenda To Give Atkins A 'Clean Slate'
• Apple Lets Crypto Fraud Schemes Onto App Store, Suit Says
• Ex-Vinco Ventures Chair Inks SEC Deal Over Investor Fraud
• Quinn Emanuel Drops Binance Founder Amid $8M Fraud Suit
• Health Tech Co. Overstated AI Capabilities, Investor Suit Says
• PetroSaudi Unit Liquidators Seek Pause In $380M Award Suit
• Investor Seeks NY Court's Help In Sinovac Control Battle
• Investment Co.'s Ex-Officer Gets 1 Year For Role In Fraud
• SEC, Ripple Again Ask NY Judge To Approve Settlement
• Fund Manager Reindicted In $4M Insider Trading Case
• Con Man Galanis Can't Get $2M Back, Despite Trump Clemency
• Ichor, Orthofix CEOs Face Suits Over 'Short-Swing' Gains
• FCPA Enforcement Is Here To Stay, But It May Look Different
• Ore. Coinbase Case Charts New Path For State Crypto Suits
• SEC's Atkins Selects New Leaders Across Several Divisions
• Taxation With Representation: Debevoise, Latham, Paul Weiss
• Firms Get $275K Refund After $5M Overbilling Probe
• Volunteering At Schools Makes Me A Better Lawyer
• Domino's Seeks To Shake Suit Over Performance Statements
• Holmes Seeks 2 Year Cut, Commits To Criminal Justice Work
• 'My Big Coin' Operators To Pay $26M To End CFTC Claims
• Crypto Investor Says Trading Education Firm Was A Fraud
• JPMorgan Can't Exit Cash Sweep Rates Suit, Consumers Say
• Conn. Adviser Banned After $9.2M Fraud, Prison Sentence
• Inovalon Investors' Revived Chancery Suit Moves Forward
• Brokers Provide FINRA With Regulatory Wish List
• Ex-JPM Trader Warns Of 'Pressing Need' For DOJ Records
• Fed's Crypto Guidance Yank Could Drive Innovation
• GM Case Highlights New Trends In AI-Related Securities Suits
• Attacks On Judicial Independence Tend To Manifest In 3 Ways
• Redfin Investor Seeks $450K In Fees In Merger Disclosure Suit
• Chancery Tags AstraZeneca Unit For $180M 'Expectation' Loss
• Senate Dems Probe Meta, Trump Stablecoin Plans And Deals
• Link Motion Investor's Suit Should Be Trimmed, Judge Says
• Glass Lewis To GOP: No 'Ideological Agenda' In Proxy Advice
• Judge Won't Disqualify Attys In AmeriMark Control Dispute
• 9th Circ. Backs Reddit Win In WallStreetBets Creator's TM Suit
• SEC Asks To Pause CAT Suit As It Weighs Audit Trail Rework
• 11th Circ. Won't Void $2.2M Order Against Par Funding Adviser
• DOJ's Focus On Cartels Raises Compliance Risks For US Cos.
• Regulators Delay Compliance On Private Fund Disclosures
• Del. Justices Press Atty On Earnout Damage Bid Despite Miss
• CarLotz's $13M Investor Settlement Headed To Final Approval
• Senate Advances Stablecoin Bill As Dems Decry Swift Pace
• AGs Press Meta To Do More To Stop Pump-And-Dump Scams
• BofA, FDIC Seek More Time To Finalize $540M Premiums Deal
• PepGen Faces Investor Suit Over Muscular Dystrophy Drug
• A Look At Texas Corp. Law Changes Aimed At Dethroning Del.
• OCC's Digital Embrace Delivers Risk, Opportunity For Banks
• Stripe Buying Crypto Wallet Co. Privy Amid Expansion
• 1st Circ. Won't Rethink Split Ruling On Atty's Stock Scheme
• Del. Justices OK Early Review Of New Corp. Liability Shield
• Remediation Still Reigns Despite DOJ's White Collar Shake-Up
• Law School's Missed Lessons: Appreciating Civil Procedure
• House Ag Committee Advances Crypto Market Structure Bill
• Chancery Sends Protein Co. Suit Toward Trial With Caution
• Chamber Calls On Justices To Hear Auditor Fraud Case
• 9th Circ. Revives Real Estate Investor Securities Suit, Again
• Feds Reboot FCPA Agenda With Narrower Enforcement Focus
• First Republic Brass Beat Investor Suit Over Bank Failure
• Senate Dems Seek To Slow GOP Roll On CFPB Defunding Bill
• Shaq To Pay $1.8M Over FTX Investors' Promotion Claims
• Alphabet Investor Sues Company For TikTok Docs
• Trump's CFTC Pick Won't Push To Fill Leadership Vacancies
• Electric Truck Co. Lordstown Wants Investors' Suit Tossed
• Edward Jones Among 5 Firms Paying $9.3M Over Inflated Fees
• Farella Braun Wins Partial Fee Award In FDIC Dispute
• Match.com Settles Reverse Spinoff Suit For $30M In Del.
• SEC To Resume Review Of Swiss Adviser Registrations
• Wells Fargo Can't Collect On $4M Stranger-Funded Life Policy
• Calif. Bar Exam Fiasco Shows Why Attys Must Disclose AI Use
• Top CFPB Enforcer Quits Over 'Devastating' Agency Pullback
• SEC's Investment Management Chief Greiner To Leave Agency
• GrafTech Brass Face Derivative Suit Over Enviro Disclosures
• Del. Corporate Law Rework May Not Stem M&A Challenges
• Catching Up With Delaware's Chancery Court
• Battery Startup, CEO To Pay $300K Over SEC Fraud Claims
• Boeing Investors Want Class Cert. In 737 Max Fraud Suit
• Texas, BlackRock Face Judge's Questions Over Coal Suit
• Russian Crypto CEO, Charged With $530M Fraud, Can't Get Bail
• BiT Global Drops Antitrust Suit Against Coinbase
• SEC's Atkins Floats 'Innovation Exemption' For Crypto
• Del. Justices Reverse Chancery On Insider Trade Claims
• Treasury Warns Of Iranian 'Shadow Banking,' Oil Smuggling
• Vicor Short Sellers Lose Shareholder Suit Over AI Chip Deal
• Carebourn Opposes SEC's Bid To Remand 'Dealer' Case
• Mediation Fails To End 'Sham' Hiring Suit Against Wells Fargo
• Bitcoin Platform Parataxis Eyes Public Listing Via SPAC Deal
• Chancery Tosses Suit For $7.2B Squarespace Sale Docs
• Warner Bros To Split Up Streaming, Networks Businesses
• Investment Firm Lead Admits To Insider Trading Biotech Stock
• Vice Chancellor Wants Clarity On Del. Corporate Law Change
• In 2nd Place, Va. 'Rocket Docket' Remains Old Reliable
• SEC Signals Opening For Private Fund Investment Reform
• Senate Banking Bill Would Zero Out CFPB's Fed Funding
• Crypto Holding Co. Can Pursue Counterclaim Against Ex-Exec.
• Masimo Fights Ex-CEO's Bid To Ax Suit Over $450M Demand
• Judge Signs Off On SEC Dismissal Of Crypto Promoter Suit
• Fed's Bowman Calls For Oversight Built On 'Pragmatism'
• Circle's Smash IPO Could Pave Way For More Crypto Listings
• Truist's Negligence Led To Hackers Hijacking Deal, Firm Says
• Chancery Pauses Meta Privacy Suit For EU, Ireland Actions
• Fox Stockholders Press For Election Suit Docs In Chancery
• Feds Seek 15 Months For Russian Crypto Market Manipulator
• Justices Skip Investment Adviser's Appeal Of $32M SEC Win
• Execs Hid Jewelry Co. Accounting Issues, Suit Says
• Crypto Groups Want Protections For Developers In House Bill
• Argentina Tells DC Circ. $391M Award OK Must Be Nixed
• What FCA Liability Looks Like In The Cybersecurity Realm
• Buchalter Lands Duane Morris Securities Litigator In SF
• Operating Via Bank Charter Offers Perks Amid Industry Shift
• How Attorneys Can Become Change Agents For Racial Equity
• Dems Urge FHFA To Halt Trump's Fannie, Freddie Plans
• Gemini Confidentially Files For IPO Amid Crypto Listings Buzz
• Unicoin Case Reveals SEC's Evolving Enforcement Posture
• Strategy Raises Nearly $1B In Preferred Stock To Buy Bitcoin
• Ex-SDNY Prosecutor Exits Paul Weiss For Jenner & Block
• Mayer Brown Adds Partner To NY Corporate, Securities Team
• 'Sparse' OPM Record On Mass Firings Backs Win, Unions Say
• FINRA Panel Awards More Than $2M Over Mismanaged Stocks
• Calif. Adviser, CEO To Pay $21M To End SEC Theft Claims
• SEC Wants 8th Circ. To Remand 'Dealer' Suit After Dismissals
• Crypto.com Says Nevada Can't Sue Over Sports Contracts
• SEC Seeks To Cut Enforcement Staff To 2010 Levels
• Fed, OCC Face Bipartisan Call For Leverage Ratio Reform
• Crypto Co. Bitmain Seeks Court OK Of $11.3M Miner Award
• SEC Beats Challenge To Stricter Shareholder Proposal Rule
• Del. Court Scuttles Salvage Co. Investor's Doc Suit Appeal
• NJ Judge Trims Pool Equipment Maker Shareholder Suit
• SEC Panel Backs Rules Curbing Advisers' Arbitration Power
• Crypto Hedge Fund Co-Founder To Pay $944K In SEC Suit
• SPAC Inks $4.75M Deal To End Merger Misrepresentation Suit
• Public Cos. Must Heed Disclosure Risks Amid Trade Chaos
• GAO Report Reveals How Banks And Regulators Are Using AI
• How Trump's Pardons Could Sway Prosecutorial Discretion
• Ex-Wells Fargo Worker Says 'Herculean' Win Backs Fee Bid
• Running Marathons Makes Me A Better Lawyer
• Bernstein Litowitz Can Hire Ex-SEC Atty Over Musk Objection
• Hedge Fund Founder Hits Ch. 11 After $113M Judgment
• High Court Drops Class Cert. Clarification Bid
• Spain Pays $27M Renewable Energy Incentive Scheme Award
• Ex-CFTC Chair Warns Crypto Bill's Loopholes Still Too Wide
• Barclays Investors Can't Redo Unregistered Securities Suit
• Navios CEO Sued Over 'Disloyal' Share Buyback Scheme
• Judge Grills Kidde-Fenwal About Missing Info In Disclosures
• Bowman Confirmed As Trump's Top Banking Regulator At Fed
• SEC Gets $1.1M Win Against Alleged Ga. Crypto Scammer
• 3 Ways DOL Benefits Chief Nominee May Affect ERISA Cases
• Heart Device Maker iRhythm Gets Investor Claims Trimmed
• SEC Seeks Input On Tightening Perks For Foreign Issuers
• Davis Polk, Skadden Guide Circle's Upsized $1B IPO
• Last Defendant In 'Shell Factory' Scheme Gets 1½ Yrs
• SEC Says Accountant Errors Don't Doom Crowdfunding Case
• Parsing The SEC's No-Action Letter On Rule 192 Compliance
• Willkie Farr Hires Financial Services Partner In DC
• Titan Of The Plaintiffs Bar: Bernstein Litowitz's Salvatore Graziano
• Compliance Chiefs Eye New Jobs Amid Pay Growth Slowdown
• Chancery Strips Amazon, Others From $1.3B Zoox Merger Suit
• Trump's CFTC Pick Set For Senate Confirmation Hearing
• Ex-Paul Weiss Corporate Partner Joins Cooley's NY Practice
• High Court Order On Board Firings Is Cold Comfort For Fed
• Law School's Missed Lessons: Supporting A Trial Team
• 5th Circ. Weighs Constitutionality Of Banking In-House Courts
• Capital One Must Face Some Claims It Stole From Influencers
• SEC Sues New Mexico Adviser Over Improper Excessive Fees
• BlackRock, Vanguard Want Red States' Coal Suit Extinguished
• Fortrea Faces Investor Suit Over Post-Labcorp Financial Woes
• SEC Chair Says Next Steps On Crypto Regs Coming Soon
• 9th Circ. Gives Crypto Victims Chance At Greater Recovery
• Chancery Tosses 'Generic' Advance Notice Bylaw Suit
• 2 Texans, Firm Owe $5.3M In SEC House-Flipping Fraud Suit
• Wash. Judge Clears The Way For Redfin Merger Vote
• Calif. Startup's Lender Gets Prison For Investor Fraud
• InnovAge To Pay $27M To Resolve IPO Investors' Suit
• Rosen, Pomerantz To Lead Seattle Biotech Class Action
• Lovesac Settles Conn. Shareholder Suits With Corp. Reforms
• Citi's Global Sanctions Head Tapped For Treasury Role
• Coinbase Says Ore. Enforcement Action Belongs In Fed Court
• Wells Fargo Free To Grow After Fed Ends $2T Asset Cap
• NJ Fights Investment Fund's Push To DQ Connell Foley
• NJ Securities Enforcer Elevated To Interim Chief
• SEC Staff Input Eases Path For Broker-Dealer Crypto Activities
• The Law360 400: A Look At The Top 100 Firms
• Willkie Hires Asset Management Partner In DC
• Pot Co. Says Investor Threatened Suit After Share Buyout Deal
• Compliance Essentials To Mitigate AI Crime Enforcement Risk
• Adapting To Private Practice: From US Attorney To BigLaw
• 5th Circ. Will Mull In-House Banking Cases In Jarkesy's Wake
• Hatteras Hedge Fund Looks To Take Investor Suit Federal
• Ex-NFL Player Jack Brewer Traded On Insider Info, Court Says
• Rocket Cos. Board Beats Investor's $500M Insider Trading Suit
• Alphabet Pledges $500M To Boost Compliance In Investor Suit
• Milei-Promoted Crypto Token Buyers Get $57.6M Freeze
• Airbnb Nixed Conservative Shareholder Proposals, Suit Says
• Nevada Resorts Can Intervene In Kalshi Sports Betting Suit
• RBC Client Claims Billions Swept Into Low-Yield Accounts
• CFTC Announces 2nd Enforcement Head In 4 Months
• Fintech Startup Chime Eyes $800M IPO As Circle Ups Offering
• Report Finds Del. Court Jumbo Fees Rival Federal System
• How The DOJ Is Redesigning Its Approach To Digital Assets
• Titan Of The Plaintiffs Bar: Labaton Keller's Ned Weinberger
• At 'SEC Speaks,' Leaders Frame New Views
• The Ins And Outs Of Consensual Judicial References
• Defamation Litigation Roundup: Cheetos, NASCAR, OpenAI
• Supreme Court Asks US To Weigh In On Hertz's Ch. 11 Appeal
• Justices Turn Away Constitutional Challenge To FINRA Powers