Securities Archive » September, 2025

Securities - September, 2025

255 articles

• Ex-FBI Informant Gentile Owes SEC Over $15.5M, Judge Rules
• ​​​​​​​BofA Unit To Pay $5.6M To End DOJ Market Manipulation Case
• SEC Eases Path For Crypto ETPs With New Listing Rules
• SEC Drops Hunter Biden Biz Pal's Case After Trump Pardon
• Arbitration Clauses Won't Protect IPOs From Investor Suits
• Calif. Judge Pauses US Suit Over $380M PetroSaudi Award
• Cytokinetics Investor Sues Over Heart Drug Approval Claims
• Dems Demand DOJ Explain Binance Plea Deal Compliance
• Crypto Promoter Gets Prison For $14M Forcount Fraud
• SafeMoon Ch. 7 Trustee Pitches $12M Settlement
• Jury Mulls Claims Man Duped Penny Stock Traders On Twitter
• Conn. Banking Chief Orders $4.9M Restitution In School Fraud
• Firms Look To Drop Shareholder Client Sapien In Linqto Ch. 11
• Tech Funds Sue Crypto Data Co. Over 'Pay-to-Play' Deal
• Chinese Aircraft Co., Investors Ink $1.9M Deal Over 'Fake' Sales
• Trading Adviser, Convicted Owner Hit With $2.8M CFTC Fine
• Natixis Seeks Privacy Monitor For Madoff Document Handover
• Sports Group Brera Raises $300M To Launch Solana Treasury
• Nvidia Investing $5B In Intel, Launches AI Chip Alliance
• 9th Circ. Ruling Leaves SEC Gag Rule Open To Future Attacks
• Trump Asks High Court To Let Him Remove Fed's Cook
• Writing Musicals Makes Me A Better Lawyer
• Litigation Spending To Keep Growing As Biz Risks Run High
• Trump Could Swing Fed With This 1 Weird Trick: Ex-Fed Gov.
• Crypto Exec Cops To $200M Bitcoin Ponzi Scheme
• Judge Probes Alleged Rivalry In Captive Insurer's Collapse
• Credit Investment Firm Sues UBS Over Naked Juice Loan Deal
• Feds Seek Prison Time For 'Pattern' Of Insider Trading
• FINRA Fines Okla. Investment Firm For Mishandling Funds
• Chancery Mulls Limited Discovery In $8.7B Cerevel Sale Suit
• Chancery Approves $30M Match.com Spinoff Suit Settlement
• SEC Policy Shift Could Foreclose Some Investor Class Actions
• Ex-CBD Exec's Attys Awarded $1.3M In Investment Fraud Suit
• Notable Developments At The NAIC Summer Meeting
• A Reminder Of The Limits Of The SEC's Crypto Thaw
• Atty Gets $4.3M Judgment Against Crypto Investment Cos.
• Genius Act Poses Strategic Hurdles For Community Banks
• Colo. Woman Admits To $3.4M Money Laundering Scheme
• Womble Bond Hires Longtime Clifford Chance Leader In DC
• NY Regulator Pushes Blockchain Analytics For Compliance
• Adapting To Private Practice: From Va. AUSA To Mid-Law
• Feds Seek 12 Years For Frank Founder; She Wants No Prison
• Denver Pastor's $3M Crypto Scheme Was Fraud, Judge Says
• Texas AG Probes Glass Lewis, ISS On ESG Advice
• Coinbase Asks DOJ To Push For Preemption In Crypto Bills
• AT&T Wants Lead-Lined Cables Investor Suit Gone For Good
• Goldman, Morgan Stanley Beat Archegos Suit At 2nd Circ.
• Wells Fargo Brass Reach Settlement In 'Sham' Hiring Suit
• Biz Groups Ask 9th Circ. To Block Calif. Climate Rules
• Avalara Investors' Claims Pass Muster After 9th Circ. Revival
• BrainStorm Can't Shed Investors' ALS Treatment Trial Claims
• Semiconductor Co. Must Face Pandemic Demand Suit
• Influencers Walk Back Claim Of Capital One Settlement
• Casino Giant Urges Fla. Court To Toss Bahamas Fraud Suit
• BlackRock Blames Coal Production Cuts On Falling Demand
• Twitter Stock Maven Tells Jury He Was 'Addicted' To Trading
• SEC Blasts Thrivent's Attempt To 'Upend' FINRA Oversight
• Rebutting Price Impact In Securities Class Actions
• 7 Document Review Concepts New Attorneys Need To Know
• Rent The Runway Gets Investor Suit Trimmed On 2nd Look
• Ex-Voyager CEO To Pay $750K To Resolve CFTC Action
• SEC Says 'Nutrient Infused' Water Biz Was A $10.3M Fraud
• Chancery OKs Public Access To Some SpaceX Suit Docs
• Investor Says $16M Ouraring Fight Shouldn't Go To Finland
• 2nd Circ. Upholds Dismissal Of Libor Rigging Claims
• Sports Betting Co. Accuses CFTC Of Blocking Its Registration
• Senate Confirms Top Trump Economist To Federal Reserve
• Trump Once More Floats The End Of The Quarterly Report
• Shoe Brand Vans' Turnaround Turmoil Sparks Investor Suit
• DC Circ. Says Fed's Cook Can Keep Job For Now
• SEC, Gemini Strike Deal Over Unregistered Crypto Trading
• RTX Beats Investor Suit Over Engine 'Microcrack' Claims
• Compass Diversified Faces Shareholder Suit Over $265M Deal
• Bank CEO's Wife Says She Never Joined $7M Fraud
• Energy Trader Tries To Sink CFTC Spoofing Case
• Sears Investors Ink $9M Deal In Fiduciary Breach Case
• Robinhood Seeks Legal Shield After Mass. AG Sues KalshiEX
• Senate Bill Could Overhaul Digital Asset Market Structure
• Med Transport Co. Founder Sues In Del. Over Share Cash-Out
• Catching Up With Delaware's Chancery Court
• ING Atty To Lead Cahill Gordon's New Derivatives Practice
• S. Korea Ditches Plan To Widen Gains Tax On Stock Transfers
• Congress Must Resolve PSLRA Issue For Section 11 Litigants
• Stablecoin Committee Promotes Uniformity But May Fall Short
• Penny Stock Twitter Promos Not 'Scalping,' Trader Tells Jury
• Ex-NFL Player Nabs Default Against Firms Tied To Adviser
• Cooley Welcomes New York SEC Enforcement Leader Home
• Ga. Businessman Guilty In Fla. FCPA Bribery Trial
• Fed's Cook Defends Reinstatement As Trump Pushes For Stay
• 8th Circ. Pauses Challenges To Abandoned Climate Regs
• Ex-Investor Relations Exec Gets 15 Months For Inside Trades
• Albertsons Loses Bid For Docs On Kroger CEO's Exit
• UBS Can't Slip Blockchain Company's Spoofing Claims
• SEC Seeks $160K From Ex-NFL Player For Insider Trading
• Bitcoin Miner Hut 8 Beats Some Merger Disclosure Suit Claims
• Trader Sentenced For $1M Fraud Targeting Pro Athletes
• Coinbase Suggests SEC Sanctions Over Lost Gensler Texts
• Mass. AG Says KalshiEX Running Betting Platform In Disguise
• SEC Employee Traded Prohibited Crypto Stock, IG Says
• McGinn Smith Cos. To Pay $44M To End Obama-Era SEC Suit
• Family Of Businessman Must Face $80M Tax Scheme Claims
• Broker Wants DC Circ. View Of FINRA Constitutionality Claim
• Chinese Co. CEO, Adviser Charged In $100M Pump-And-Dump
• Robotics Co. Defends Accounting Errors As 'Growing Pains'
• Boehringer Misused Forfeited Retirement Funds, Suit Says
• Agentic AI Puts A New Twist On Attorney Ethics Obligations
• Resilience Planning Is New Key To Corporate Sustainability
• Quinn Emanuel's $30M Fee Bid Flouts Ch. 11, Co. Says
• Title Group Says FinCEN Erred In Rule On All-Cash Resi Deals
• Calif. Court Refuses To Block Climate Reporting Rules, Again
• Parsing Trump Admin's First 6 Months Of SEC Enforcement
• Ex-Two Sigma Quant Rigged Models For $23M Profit, Feds Say
• Trump's CFTC Nominee Publicly Feuds With Winklevoss Twins
• Trump Wants Fed Gov. Cook Out Before Next Rate Meeting
• Capital One Sues FDIC Over $149M SVB Bailout Charge
• Ex-Nikola CEO Seeks To Undo Investor Class In Fraud Case
• SEC Sues Podcast Host, Others Over $82M In Securities Sales
• SEC Fights Musk's Bid To Send Twitter Case To Texas
• SEC Drops Suit Against Nikola Founder After Trump's Pardon
• CFTC Withdraws Biden-Era Voluntary Carbon Credit Guidance
• Weedmaps Shouldn't Get To Exit Fraud Suit, Investor Says
• Moelis Says Pact Spurring Del. Corp. Law Rework Is Lawful
• Dental Supply Co.'s $84M Price-Fixing Deal Gets Final OK
• NY Judge Lets Baosheng IPO Suit Proceed But Drops Auditors
• FDA Transparency Plans Raise Investor Disclosure Red Flags
• Capital One Unit Can't Nix OT Misclassification Case
• Luminar Must Face Investor Suit Over Image Rip-Off Claims
• Sudanese 'Can't Prove' BNP Bankrolled Dictator, Jury Told
• Being A Professional Wrestler Makes Me A Better Lawyer
• Chinese Real Estate Co. Inks $5M Deal To End Investor Suit
• ADM Blasts Investors' 'Fishing Expedition' In Nutrition Biz Suit
• Medical Pot Manager Appeals $2M Judgment In Fraud Case
• SEC Says Adviser Startup Broke Investor Data Privacy Rule
• Coupang Escapes Securities Suit Over IPO Disclosures
• Ex-NYPD Officer Gets 3 Years For Forex Fraud Scheme
• Del. Justices Urged To Revive $10.5B Zendesk Deal Challenge
• DexCom Beats Most Of Investors' Diabetes Device Sales Suit
• Airbnb Presses Bid To Toss Conservative Shareholders' Suit
• 3rd Circ. Questions NJ's Bid To Block Kalshi's Sports Bets
• FINRA Fines Jefferies $1M Over Inaccurate Reserve Math
• Meet The Attys Now Fighting Judge Newman's Suspension
• Trump To Take Fed Gov. Cook's Removal Case To DC Circ.
• Trump's Pick For Fed Board Seat Moves Ahead To Full Senate
• DOJ Must Hand Over Documents To Ex-JPMorgan Trader
• SEC Rulemaking Radar: The Debut Of Atkins' 'New Day'
• Del. Justices Urged To Reverse Ad Co. Note Conversion Nix
• SEC Taps Gibson Atty To Head Corporation Finance Division
• Law School's Missed Lessons: Adapting To The Age Of AI
• Molson Coors Kept Subpar Fund In $2B 401(k) Plan, Suit Says
• Ch. 11 Ruling Voiding $2M Litigation Funding Sends A Warning
• Kirkland Adds Fintech Regulatory Partner From McDermott
• Fed Reserve Gov. Cook Wins Removal Reprieve For Now
• Block Beats Investor Action Over 2021 Customer Data Breach
• Investor Tells Texas Justices UDF Claims Aren't Derivative
• Ex-SEC Trading And Markets Special Counsel Joins Skadden
• 5th Circ. Says Jarkesy Doesn't Doom OCC Enforcement Action
• Ariz. Developer, Son Get Prison For $280M Sports Park Fraud
• Private Fund Adviser To Pay $9.7M To End SEC Suit
• DC Says Crypto ATM Operator Profits Off Senior Scams
• SEC Sued To Lift Private Market Investment Cap
• CFTC Fines Colo. Trader Over Futures Market Spoofing Claim
• Coinbase Vendor Called 'Major' Cog In 'Insider Bribery' MDL
• Fund Managers, Firms Owe SEC $27.6M After Jury Trial Loss
• Azure Power Investors Get Final OK Of $23M Settlement
• A Changing Playbook For Fighting Records Requests In Del.
• Why SEC, CFTC Crypto Rules 'Sprint' Could Be A Marathon
• Execs Hit With 'Drastic' Sanctions In RE Platform Dispute
• 1st Circ. Urged To Nix $42M Disgorgement In Stock Scheme
• Ex-CFTC Atty Presses Religious Bias Claim At 2nd Circ.
• What To Expect As Trump's 401(k) Order Materializes
• Career SEC Attorney Joins Latham's DC Finance Practice
• Demystifying The Civil Procedure Rules Amendment Process
• DC Circ. Mulls Whether To Leave Whistleblower Rewardless
• Lolli & Pops Sued For Docs Over Alleged Structure Changes
• Nasdaq Seeks SEC Nod To Trade Tokenized Securities
• Super Micro Hit With Stockholder Derivative Suit In Del.
• Securities Class Actions Had A Late Summer Appellate Bloom
• Swedish Video Game Co. Beats Suit Over Compliance Issues
• Ex-Trader Barred By SEC In Insider Trading Plea Deal
• Bank Group Urges Supervision Reform Amid Regulatory Shift
• Del. Gov. Defends Corp. Law Overhaul In Pending Appeal
• FibroGen To Pay SEC $1.25M Over Drug Mistatements
• New $25M Vanguard Investor Tax Case Deal Gets Initial OK
• E-Bike Co. Hid Battery Issues, Investor Says In Stock Suit
• Penny Stock Trader Denies SEC Claims At Trial Despite Plea
• Catching Up With Delaware's Chancery Court
• Court Says Claim For Coverage Declaration Is Untimely
• 'Solicit' Ruling Offers Proxy Advisers Compliance Relief
• Orrick To Open In Charlotte As Cadwalader Partners Join Firm
• SEC Lost Year's Worth Of Gary Gensler Texts, Watchdog Says
• Near Ch. 11 Litigation Trustee Sues MobileFuse In Del.
• SEC, CFTC Set Sights On Crypto In Regulatory Collab
• 2nd Circ. Backs Ex-Pfizer Worker's Insider Trading Conviction
• Quantum Corp. Faces Investor Suit Over $4M Revenue Error
• Fla. Judge Trims Trump Media SPAC Exec Hacking Suit
• Calif. Tribes Seek Ban On Kalshi's Alleged Sports Gambling
• Vein Tech Maker Wants Suit Over DOJ Kickback Probe Tossed
• Nikola Ch. 11 Plan OK'd Despite Founder's Pardon Objection
• SEC Launches Task Force To Fight Cross-Border Fraud
• Evaluating The SEC's Rising Whistleblower Denial Rate
• State Crypto Regs Diverge As Federal Framework Dawns
• Tesla Proposes Making Musk The Trillion-Dollar Man
• Connecticut Court Orders New Trial In $10.4M Fraud Case
• GigaCloud Investors Seek Final OK For $2.75M Deal In AI Suit
• CEO's Alleged Threat After Records Demand Prompts Del. Suit
• Parenting Skills That Can Help Lawyers Thrive Professionally
• Hedge Fund Shareholders Push To Dismiss $300M Asset Suit
• Trump Says 'Century-Old' Precedent Backs Fed Gov.'s Firing
• Trader With Middle Name 'Danger' Owes $3.8M In SEC Claims
• SEC, CFPB Rulemaking Agendas Show Deregulatory Push
• Goldman Investors Clinch Class Cert. In 1MDB Bribery Suit
• AARP Attys Back Suit Challenging TIAA's 401(k) Management
• 7th Circ. Doubts Investor's Priority To $2.5M In Fraud Funds
• Albertsons Says Kroger CEO Docs Fair Game In Del. Suit
• 3rd Circ. Preview: Sept. Features Biosimilars, Gambling Cases
• Which GCs Sold Stock In August? Carlyle Group And More
• Teaching Trial Advocacy Makes Us Better Lawyers
• The Crucial Question Left Unanswered In EpicentRx Decision
• MIT Bros.' Crypto Charges Provide Fraud Test Case For Gov't
• Gov't Backs Funds Against Activist Investor Before High Court
• Cathay Bank Denies Knowledge Of $20M NFT Scam Suit
• Democrats Press Trump's Fed Pick On His Independence
• Feds, SEC Say ATM Investment Network Was $770M Ponzi
• FINRA Targets Ex-Synapse Officers Over Supervisory Failures
• 9th Circ. Won't Revive Genentech Ex-Worker's 401(k) Suit
• Derivative Claim Miss Dooms Chancery Squeeze-Out Suit
• C3.ai Execs Accused Of Hiding CEO's Health Impact On Co.
• CFTC Member Expresses 'Discontent' As She Exits Agency
• Ex-OCC Acting Chief Counsel Joins Perkins Coie In DC
• Conn. Fund Manager Sentenced For $3.4M Fraud Scheme
• Silvergate's $37.5M Investor Settlement Gets Final OK
• 7th Circ. Judge Probes FDIC's In-House Enforcement Powers
• NC Panel Revives Biotech Co.'s Legal Malpractice Case
• Del. Justices Mull Sports Media Co. Investors' Doc Appeal
• Nationwide Unit Needn't Cover Restaurateur In Fraud Disputes
• Musk Atty Spiro's Latest Gig: Cleaning Fluid Co.'s Crypto Pivot
• Archegos Witness Avoids Prison After 'Extensive' Cooperation
• Rural Broadband Association GC Joins Womble Bond In DC
• Why EpicentRx Ruling Is A Major Win For Business Certainty
• Fed Gov. Cook Doubles Down On Removal TRO Bid
• Wheeling & Appealing: The Latest Must-Know Appellate Action
• Crypto Cos. Figure, Gemini Eye Over $800M Total IPO Hauls
• SEC, CFTC Say Firms Can List Certain Spot Crypto Products
• Ex-Crypto Platform Cred Execs Sentenced For $150M Scheme
• Del. Court Tosses Trump Media Suit, Avoids Immunity Fight
• Bernstein Litowitz To Lead Hasbro Investors' Post-COVID Suit
• Freddie Mac Beats Investor Suit Over Subprime Exposure
• Dow Faces Investor Suit Over Tariff-Related Disclosures
• Digimarc Hit With Second Investor Suit Over Lost Contract
• How Sustainability Reporting Changed In The 1st Half Of 2025
• 9th Circ. Finding That NFTs Are Goods Will Change TM Law
• Adapting To Private Practice: From Texas AUSA To BigLaw
• Lessons From Liberty Mutual FCPA Declination
• NJ Judge Tosses REIT Shareholders' Liquidation Suit
• Colgate-Palmolive To Shell Out $332M In Pension Payout Fight