Securities Archive » October, 2025

Securities - October, 2025

207 articles

• Smartmatic Faces FCPA Indictment In Philippine Bribery Case
• Semler Investor Sues For Details Of Strive Bitcoin Merger
• Kalshi Tells 4th Circ. Md. Is Stepping On CFTC Oversight
• Justices Told Presidential Firing Limits Rely On 'Soured' Logic
• 'Good Riddance': Feds Ax Big-Bank Climate Risk Guidance
• Peloton Moves To Toss Investors' Revived COVID-19 Suit
• Wall Street Giants Sued Over Alleged Stock Manipulation
• Fla. Pension Fund Sues To Block Exxon Retail Voting Program
• Musk, Twitter Investors Denied Early Wins In Fraud Suit
• Wells Fargo To Settle Investors' 'Sham' Hiring Case For $85M
• Gabelli, Entwistle Make Lone Paramount Suit Pitch In Del.
• Fla. Judge Says Soccer CEO's Fraud Suit Belongs In UK
• What Cross-Border Task Force Says About SEC's Priorities
• Traveling Solo Makes Me A Better Lawyer
• Jack Smith And Other Ex-DOJ Staffers Slam Trump Purge
• MIT Grads Tell Jury $25M Crypto Score Was No Heist
• $60M Deal Gets Final OK Over Adviser's Role In Ponzi Scheme
• OCC Conditionally OKs Palmer Luckey's Thiel-Backed Bank
• 3rd Circ. Clears Cannabis REIT In Investor Fraud Suit
• SEC Says Couple's $26.5M Ponzi Scheme Targeted Minorities
• Chancery 'Rewrote' $3.4B Merger Deal, J&J Tells Del. Justices
• Crypto.com Can't Block Nev. Action Over Event Contracts
• Hertz Must Face Investors' Claims Over EV Statements
• Mineral Co. Investors Seek Final OK Of $4.9M Deal
• Pa. Man Pleads To Misleading Investors In $33M Crypto Scam
• 6th Circ. FirstEnergy Ruling Protects Key Legal Privileges
• Del. Justices Ask How Court Can Uphold Musk Pay Unwinding
• Del. Ruling Reaffirms High Bar To Plead Minority Control
• Some Federal Workers Win Quick Block On Shutdown Layoffs
• Law School's Missed Lessons: Client Service
• GOP Bill Would Codify Trump Private Equity 401(k) Order
• $300M Asset Suit Tossed In NC Over Demand Futility Failure
• Sony Is Among Latest To Apply For OCC Crypto Bank License
• Banks Ignored NFT Scam That 'Screamed Fraud,' Court Told
• Oregon Says Judge Was Right To Remand Coinbase Suit
• DC Circ. Upholds SEC's Cap On Exchange Fees
• Ex-Clear Street Employees Sue Over Retaliation, Defamation
• How Occasional Activists Have Reshaped Proxy Fights
• NYC Mayor Creates Crypto Office Ahead Of Departure
• DOJ Seizes $15B In Bitcoin Linked To Pig Butchering Scams
• LG Subsidiary Sued In Del. Over Share Pledge Blocks
• Prime Core's Trust Seeks $93.6M Clawback After Bankruptcy
• Institutional Support For Proxy Proposals Down, Report Finds
• 'Bitcoin Jesus' Paid $50M In Tax Deal, US Says
• Tether Accused Of Wrongly Freezing $45M In Cryptocurrency
• Musk Blasts Investors' Late Bid To DQ Spiro In Twitter Case
• US-German M&A Hits Its Stride Despite Economic Headwinds
• Catching Up With Delaware's Chancery Court
• Chancery Pushes Forward SaaS Co. Share Buyback Suit
• FINRA Fines Fla. Broker $650K For AML Compliance Issues
• Enter The Wu-Tang Ruling That May Change Trade Secret Law
• Block Founders Face Investor Suit Over Cash App Fraud
• Marex's Inflated Revenues Hurt Short Sellers, Suit Says
• 5th Circ.'s FDIC Ruling 'Cries Out' For Review, Ex-CEO Says
• SEC's Atkins Commits To Expanding Use Of Wells Process
• Cummins To Settle Investor Suit Over Emissions Scandal
• CFTC Crypto Task Force Head Returns To Akin
• Wyden Urges Justices To Revive UBS Retaliation Case Again
• ATyr Pharma Faces Investor Suit Over Failed Drug Trial
• Justices Told SEC 'Dead Wrong' On Activist Investor Suits
• 'LinkedIn For Doctors' Accused In Chancery Of Inflating Data
• SEC's Atkins Criticizes Del. As 'Uninterested' In IPO Reform
• Pharma Co. Escapes Suit Over Ex-CEO's Alleged Misconduct
• Mass. AG Says Robinhood Suit Can't Halt Enforcement Action
• SEC Guidance Aims To Ease IPO Process During Shutdown
• How Financial Cos. Can Prep As NYDFS Cyber Changes Loom
• Edward Jones Fined $100K For 'Unreasonable' Commissions
• Therapist Backs Out Of Plea In Patient Fund Fraud Case
• Ending Quarterly Reporting Would Erode Investor Protection
• Adapting To Private Practice: 3 Tips On Finding The Right Job
• Bessent Touts Trump's 'Community Bank Comeback' Agenda
• Senate Crypto Bill Weakens State Fraud Protection, Experts Say
• Judge Scuttles CFTC Settlements In $21M Crypto Scam Case
• NJ Justices Probe Insurer's Role In $12M Settlement Fight
• Voyager Judge Won't Dismiss Contract Claims In Binance Suit
• WPP Faces Investor Suit Over AI-Focused Strategy
• Ally Securities Arm To Pay FINRA $850K Over Records Lapses
• Vestis Shareholder Alleges Deception Before Aramark Spinoff
• Treasury Looks To Cut Suspicious Activity Reporting 'Noise'
• Tivity Health Investors Seek Final OK Of $17M Settlement
• Mobile Game Co. To Pay $25M To End Chancery Investor Suit
• A Look At Project Crypto's Plans For Digital Asset Regulation
• Colgate-Palmolive's $332M Pension Settlement Gets Initial OK
• Painting Makes Me A Better Lawyer
• FCC Tells Justices 5th Circ. Used Jarkesy To Gut Enforcement
• Semtech Gets Suit Over Revised Sales Projections Trimmed
• Big Banks' Gain Could Be Small Banks' Pain, Fed's Barr Says
• Cepton Accused By Investor Of Hiding Better Takeover Bid
• Fortinet Brass Misled Investors With Rosy Outlook, Suit Says
• Del. Jurist Says Blue Bell's Late Stand Defies Common Sense
• Kalshi Accused Of Violating SC, Federal Gambling Laws
• Kalshi Fights Ohio Ban As Pa. Flags Sports Betting Loophole
• North Dakota To Issue Stablecoin Through State-Owned Bank
• Exxon Retail Voting Program Green Light Inspires Other Cos.
• FirstEnergy Investors Seek Clarity On 6th Circ. Privilege Order
• Gov't Shutdown Essentially 'Freezes' IPO Market, Attys Say
• Crypto Co. Sues Mercury Funds Over $270M Token Dispute
• Battery Maker Enovix Gets Investor Suit Trimmed Again
• AFL-CIO Opposes Draft Senate Crypto Bill
• Musk Ordered To Explain Attys' Role In Twitter Dispute
• 3 Trends From AI-Related Securities Class Action Dismissals
• Ex-CFTC Chief Trial Atty Joins Husch Blackwell In Kansas City
• Alto Neuroscience Execs Sued Over Rosy Drug Claims
• Wine Co. Exec Cops To Wire Fraud Conspiracy In $99M Scam
• Emisphere Shareholder Wants Out Of $32M Class Settlement
• Biogen Says Investors Can't Expand Alzheimer's Drug Suit
• Musk Atty Alex Spiro Faces DQ Bid Ahead Of Twitter Deal Trial
• DC Circ. Denies Biotech Co.'s Nasdaq Delisting Appeal
• 3rd Circ. Won't Rehear J&J Investor Cert. Appeal
• Feds Seek 6 Years For Ex-Frank Exec's 'Brazen' $175M Con
• CFTC, SEC Joint Statement Highlights New Unity On Crypto
• NYSE Parent Invests $2B In Polymarket Amid Market Scrutiny
• Arnold & Porter Finance Leader Joins Seyfarth With 2 Peers
• Regulatory Uncertainties Loom As Fed Ends Crypto Oversight
• SEC's Atkins Wants To 'Future-Proof' Deregulatory Agenda
• NASCAR Wins Fight With LGBCoin Over Racing Deal Approval
• OCC To Ease Exams, Simplify Licensing For Smaller Banks
• FINRA Fines Ga. Broker-Dealer After Reps Forged Signatures
• 2nd Circ. Revives Investors' Green Infrastructure Co. Suit
• Judge Voids $150M Worth Of Notes In Auto Mogul's Dispute
• Scooters Aren't Securities, Court Told In Bid To Toss SEC Suit
• Ex-UBS Reps Can't Solicit Bank Clients Amid Arbitration
• Clark Hill Expands Transactions Practice In Denver
• Morgan Stanley Race Bias Suit In NY Closed After Settlement
• SEC Arbitration Shift Is At Odds With Fraud Deterrence
• Jurisdiction Miss Sinks Novel Crypto Suit Claim In Chancery
• SentinelOne Beats Investors' Revenue Revision Claims
• Suit Aims To 'Claw Back' Kalshi's Ga. Predictions Proceeds
• Coinbase Seeks OCC Charter To Expand Custody Business
• 2 Firms To Lead Humana Investor Suit Over Post-COVID Costs
• Better Crypto Insurance Is Attainable Amid Regulatory Shifts
• Bernstein, Robbins Geller Vie For Top Co-Counsel In Deal Row
• Catching Up With Delaware's Chancery Court
• Grassley Probes Judges' Possible AI Use In Faulty Rulings
• Protecting Sensitive Court Filings After Recent Cyber Breach
• Health Data Co. Accused Of Post-Deal Doc Deletions
• Orrick Adds 37-Lawyer CLO Team From Cadwalader
• Justices Deny SEC Whistleblower Award Calculation Appeal
• Justices Won't Review Ex-BigLaw Atty's OneCoin Conviction
• Justices Turn Away BDO's Auditor Fraud Case
• Slack Investor Won't Get 2nd Shot Before High Court
• Up First At High Court: Election Laws & Conversion Therapy
• 6th Circ. Says FirstEnergy's Bribery Probe Docs Are Privileged
• SEC Lands $4M Judgment In Advisory Firm Fraud Case
• UiPath Beats Investor Suit Over Robot Competition Claims
• 4 Top Supreme Court Cases To Watch This Term
• Press Freedom Org. Backs Overturn Of SEC 'Gag Rule'
• Huntington's $1.9B Veritex Deal Gets Final Fed Approval
• Investor Claim Cannabis Co. Seller Hid $16M In Unpaid Taxes
• Zynex Investors Seek To Merge, Stay Insider Trading Suits
• Crypto Investment Co. Accused Of Funding Fraudsters
• Linqto's Private Stock Deal Clears Bankruptcy Court Hurdle
• Del. Justices Uphold Toss Of Ad Co. Note Conversion Claim
• NC Banking Brief: All The Notable Legal Updates In Q3
• Weapons Check Co. Insiders Sued In Del. After System Failure
• Despite Fraud Focus, SEC Still Targeting Technical Violations
• The Roberts Court At 20: How The Chief Is Reshaping America
• Ga. Insurer Can't Skirt Suit Over NC Captive Insurer's Collapse
• $1T Tesla Pay Proposal Sets Ambitious Goals For Musk
• NCUA, US Bank Settle Crisis-Era RMBS Trustee Lawsuit
• Veteran Services Co. Must Face Chancery Self-Dealing Claims
• Del. Chancellor Advances Pruned $75B Activision Merger Suit
• Bain Inside Trade Claims Advance In Del. Cerevel Sale Suit
• FINRA Fines CashApp Unit $375K Over Data Protection Lapse
• Investors Claim $1.7M Stolen In Colorado Pot Co. Fraud
• Bored Ape NFTs Aren't Securities, Judge Holds
• Aramark, Vestis Can't Nix Investor Suit Over Spinoff's Woes
• FINRA Fines Broker-Dealer $1M On Lax-Surveillance Claims
• 7th Circ. Bucks SEC Request To Pause Cboe Case
• Switzerland Dodges $372M Credit Suisse Collapse Suit
• Ex-Silvergate CFO Must Face SEC Fraud Claims, Judge Rules
• 2nd Circ. Says Co. Can't Stop NY Property Sale In SEC Suit
• Merrill Lynch Raid Suit Paused For FINRA Arbitration
• NC Insurance Agent Ordered To Pay $1.7M In SEC Fraud Suit
• Florida Man Gets 19 Years For Running $36M Ponzi Scheme
• Ex-NFL Player Claims Signature Forged In Arbitration Clause
• Many Cos. Not Ready For National Security Risks, Report Says
• NY Banking Brief: All The Notable Legal Updates In Q3
• Gauging SEC Short-Sale Rules' Future After 5th Circ. Remand
• Judge Nixes Pegasystems Shareholder Suits Over $2B Verdict
• Musk Loses Bid To Ship SEC's Twitter Suit To Texas
• Judging Figure Skating Makes Me A Better Lawyer
• Tornado Cash Boss Seeks Acquittal After Partial Mistrial
• SEC Gives Crypto Custody Nod To State Trust Companies
• Insurance Row Can't Halt Deal With 'Joker' Producer's Broker
• Investor Suit Over Deadly Turkey Landslide Dismissed
• SEC Wins Case Over Alpine's 'Worthless' Penny-Stock Sales
• Ex-CFTC Enforcement Head, DOJ Veteran Joins Jones Day
• Coinbase Gets Securities Suit Over Biz Risks Trimmed
• Here's How The SEC Survived 2 Prior Shutdowns
• Trump Withdraws Nomination Of Quintenz For CFTC Chair
• PG&E Brass, Underwriters Get Investors' Wildfire Suit Tossed
• Trump Moves To Elevate FDIC's Hill To Permanent Chair
• Fashion E-Commerce Co. Beats Securities Suit
• Russian Gets Docs Order Stay In Florida Trump Media Suit
• Medtronic Knocks Out Investor Suit Over Insulin Pump Issues
• NASCAR Exec Says Team Was Warned About LGB Sponsors
• Charter Sued In Chancery For Docs On Liberty Deal
• Maryland Judge Lets SEC Crypto-Fraud Case Proceed
• UBS Says Ex-Advisers Poached $1.4B In Clients For New Firm
• Calif. Banking Brief: All The Notable Legal Updates In Q3
• Chancery Rules Beachbody Shareholder Suit Time-Barred
• 9th Circ. Ruling May Help Pharma Cos. Avert Investor Claims
• What Ethics Rules Say On Atty Discipline For Online Speech
• Simpson Thacher Taps Barclays Atty For Shareholder Group
• Balancing The Risks And Rewards Of Private Equity In 401(k)s
• High Court Lets Fed's Cook Keep Job For Now