Securities Archive » November, 2025

Securities - November, 2025

330 articles

• Orrick Hires 4 Corporate Lawyers From Norton Rose In Munich
• Spain Seeks Pause On €77M Blasket Award Enforcement
• Robinhood, Susquehanna Eye Prediction Market Expansion
• Oil Trader Says No Jail Needed After Co.'s $191M Bribery Fine
• Paratek Beats Suit Alleging $462M Sale Built On D&O Interests
• Investor Suit Over Failed TD Bank-First Horizon Deal Tossed
• Justices Delay Copyright Chief Case Until FTC Firing Decision
• 2nd Circ. Decision Offers Securities Fraud Pleading Insights
• Kalshi Challenges Nev. Order Nixing Sports Contract Shield
• Avantor Sued Over Supply Chain Issues After $6.4B Deal
• Investor Says Pot Co.'s Old Defenses Can't Stop Fraud Suit
• Coinbase Insiders Sued In Del. For Billions After Hack Losses
• Investors Say Synopsys Hid Risks Before $35B Deal
• MoonPay Secures NY Trust Charter For Crypto Custody
• Bitcoin Depot Unit Hit With $18.5M Arbitration Award
• Nev. Judge Denies Robinhood's Bid To Shield Event Contracts
• Texas Court OKs $46M Deal In GPB Capital Fraud Case
• ISS Updates Policy For Climate Change, Diversity Proxy Bids
• Feds Advance Plans To Dial Back Leverage Capital Rules
• Investors Say Alexandria Overhyped Leasing, NYC Project
• Healthcare Software Founders Sue In Del. For Sale Details
• Binance Faces New Terror Funding Suit From Oct. 7 Victims
• Considerations When Invoking The Common-Interest Privilege
• Ex-Nikola CEO Milton Can't Decertify Investor Suit
• How 2nd Circ. Decision Extends CFTC's Extraterritorial Reach
• AG Watch: Ohio's Prediction Market Preemption Battle
• How Banks Can Pilot Token Services As Fed Mulls Reforms
• Acadia Healthcare Investors Seek First OK For $179M Deal
• Bridgepoint Buys Majority Stake In Crypto Audit Firm
• Judge Hands SEC Win In Pharma Co.'s CBD Investor Fraud Case
• StubHub Hit With Investor Suit Over Pre-IPO Disclosures
• Ex-SEC Small Business Capital Leader Joins Michael Best
• Cannabis Co. Says $1.5M Default In Contract Dispute Is Void
• DOL Seeks To End 5th Circ. Fiduciary Rule Battle
• Del. Supreme Court Backs FloSports In Records Fight
• Pa. Panel Upholds Trustee's Conviction Over Drained Account
• Investor Alleges Real Estate Fund Fraud In Del. Suit
• Crypto Cos. Seek OK Of $2.5M Iceland Mining Facility Award
• Credit Suisse Denies Role In Tech Exec's Alleged Stock Theft
• The Law Firm Merger Diaries: Making The Case To Combine
• Schwab's Antitrust Deal Gets Final OK Over Objections
• 5 Bonus Plan Compliance Issues In Financial Services
• What To Watch As NY LLC Transparency Act Is Stuck In Limbo
• Fintech CEO Sues To Block SEC Case Filed Amid Shutdown
• CFTC Says 'Young Pros' Investment Firm Bilked $1M
• Catching Up With Delaware's Chancery Court
• 1st Trial After FCPA Pause Offers Clues On DOJ Priorities
• High Court Won't Revive UBS Retaliation Case Again
• FINRA Fines Nomura $625K Over Short Selling Rule Breaches
• IP Notebook: Kahwa Mix-Up, WallStreetBets, Hotel California
• Florida Sues ISS, Glass Lewis Over ESG Advice
• Kalshi-Type Cos. Flout Laws, Calif. Tribe Org. Tells CFTC Nom
• Nextdoor Beats Investor Suit Over Post-SPAC Woes For Good
• Chancery Tosses Suit, $32.7M Bitcoin Co. Insurance Claim
• Escrow Agent Accused Of $4.6M 'Insider Payoff' In NC Sale
• Applied Therapeutics Investors Get 1st OK For $15M Deal
• Chancery Keeps Fraud Suit Over Southern Trust Sale Alive
• Despite Deputy AG Remarks, DOJ Can't Sideline DC Bar
• Fenwick & West Must Face New Claims In FTX Crypto MDL
• DLA Piper Adds Fenwick Emerging Growth, VC Expert In LA
• Conn. Banking Chief Says Private School Fraud Topped $5.1M
• Bausch Health Financial Stability Suit Permanently Dismissed
• Full 6th Circ. Won't Rehear FirstEnergy Investors' Appeal
• Tech Co. Seller Says Buyer Sabotaged Deal Costing It $250M
• SEC, Virtu To Settle Customer Data Suit For $2.5M
• Wells Process Reforms Serve SEC Chair's Transparency Goals
• Fugees' Pras Gets 14 Years For Illegal Political Donation
• Meta Will Pay $190M, Change Policies To End $8B Privacy Suit
• Starbucks Can't Dump Investors' 'Triple Shot' Strategy Suit
• Fed's Cook Says AI Could Either Steady Wall Street Or Rig It
• Target Investors' Pride Month Merch Suit Shipped To Minn.
• UiPath Execs Want Derivative Suit Axed Over Board Demand
• X Corp. Ends $90M Fee Suit Against Wachtell
• SEC's Uyeda Says ERISA Needs Litigation Reform To Curb Suits
• Journalist Jailed For Contempt, Fined For Stealing Court Mug
• Crypto Orgs. Call On White House To Spur Agency Guidance
• DocGo Investors Get First OK For $12.5M Settlement
• Trump's CFTC Pick Selig Advances To Senate Floor
• Libra Buyers Push For Asset Freeze Over Alleged Fund Moves
• Musk Lied About Tesla To Fund Twitter Buy, 9th Circ. Told
• Chinese Logistics Co. Investors Sue Over 95% Stock Crash
• Chancery Says $33M Nikola Deal 'More Than Fair'
• Investment Adviser Admits 2-Year Client Swindling Scheme
• The Ins And Outs Of Decentralized Digital Asset Exchanges
• Contradictory Rulings Show Complexity Of Swaps Regulation
• SEC Walks Away From SolarWinds Data Breach Case
• Rule Amendments Pave Path For A Privilege Claim 'Offensive'
• Ex-SDNY Chief Rejects Claim Of Broken FTX Plea Promise
• My Miniature Livestock Farm Makes Me A Better Lawyer
• FDIC Can't Have Advisory Jury In $1.9B Fight With SVB Trust
• Charlie Javice's Redo Bid Says Clerks Had Davis Polk Conflict
• Cato Urges High Court To Review SEC Disgorgement Powers
• YouTube's 'Nelk Boys' Can't Nix Crypto Fraud Claims
• SCANA Investors Get 1st OK For $34M Deal With Deloitte
• FDIC's Hill Advances In Senate Amid Dem Stonewalling Claims
• Justices Told Presidential Firing Limits Is An 'Originalist' Idea
• Med Co. Sellers Urge Del. Justices To Revive Suit
• Trump's CFTC Nom Grilled On Possible Crypto Leadership
• Lawmakers Urge High Court To Curb SEC's Receivership Powers
• Deutsche Bank To Pay FINRA $2.5M Over Research Reports
• SEC Enforcement Actions Plunged After Gensler, Report Says
• Pool Co. Directors Hit With Derivative Suit In Del.
• Cannabis REIT Innovative Industrial Hit With New Investor Suit
• 6th Circ. Won't Explain Docs Ruling To FirstEnergy Investors
• Samourai Wallet Tech Gets 4 Years In Crypto Laundering Case
• Pirate-Ship Venture Ruling Tested At Del. Supreme Court
• Crypto Exchange Kraken Files Confidential IPO Plans
• Evaluating Nasdaq Tokenization Rule's Potential Impact
• Pillsbury Asks 2nd Circ. To Guard $4M Client Fee From SEC
• Sick With Cancer, Jack Abramoff Avoids Jail In Crypto Fraud
• Buyers Ask To Add 'Hawk Tuah' Influencer To Token Suit
• Fed Pushes To Shift Oversight Focus In Examiner Guidance
• Citadel Securities, Virtu Face Claims Of 'Massive' Spoofing
• Ex-PetIQ Exec Cops To Insider Trading Ahead Of Acquisition
• JPMorgan Seeks Fast-Track End To Javice's Fee Advancement
• Delaware Chancery Atty Fee Awards Under Fire In New Report
• 9th Circ. Halts 1 Of 2 Calif. Corporate Climate Disclosure Laws
• FDIC Says Capital One Is 'Turning Back Time' With Fee Fight
• Colo. Justices Unsure On Limits For Borrowing Claims Rule
• Groups Seek More Time To Comment On SEC's RMBS Plan
• Crypto Co. Founder Charged In $10M Laundering Scheme
• Kraken Valued At $20B In Latest Funding Round
• Perrigo Sued Over Misstatements On Infant Formula Business
• IBM, Qualcomm Lead Public Cos. In Patented Inventions
• Feds Charge 6 More In Global Insider Trading Ring
• 4th Circ. Restores Trade Secrets Suit Against Insurance Execs
• Car Services Co.'s $851M Write-Down Sparks Del. Suit
• Litigation Funding Could Create Ethics Issues For Attorneys
• SEC's Dual Share Class Approval Signals New Era For ETFs
• MVP: Sullivan & Cromwell's Jeffrey Scott
• Redfin Investor Denied Atty Fees For Rocket Cos. Merger Suit
• Russia-Tied Payments Co. Escapes Investor Suit For Good
• Fed's Cook Slams 'Pretextual' Mortgage Fraud Accusations
• BNP Asks Judge To Overturn $21M Sudan Refugee Verdict
• Citi Investors Can't Have New Shot At Suit Over $400M Fine
• Fintech Ryvyl Gets First OK For Derivative Suit Deal
• TerraForm Stockholders Settle Suit Over Brookfield Merger
• SEC To Review Compliance With New Data Breach Rule
• Ill. OKs Next Step For LevelField's Crypto-Focused Bank Bid
• American Airlines Beats Investor Suit Over Sales Strategy
• Origin Materials Investors Seek First OK For $9M Deal
• Disney Brass Fumbled Streaming Strategy, Investor Suit Says
• Class Actions At The Circuit Courts: November Lessons
• E-Discovery Quarterly: Recent Rulings On Dynamic Databases
• Assessing The SEC's Changing Approach To NFT Regulation
• Where Crypto Mixing Enforcement Is Headed From Here
• WilmerHale Taps SEC's Former Investment Management Exec
• MVP: Paul Weiss' Audra Soloway
• Mobix Sues SPAC Backers Over Alleged $30M Funding Failure
• Catching Up With Delaware's Chancery Court
• SEC Gives Cos. Freer Rein To Block Shareholder Proposals
• Freeport-McMoRan Hid Mine Safety Risks, Investors Suit Says
• Investment Adviser Twins Convicted Of $10M Client Fraud
• Credit Suisse Bondholder Class Certified In Suit Over Collapse
• Bogus Advisers Served 'Ramp-And-Dump' Ploy, Feds Say
• Stanford Credit Union Says Pig Butchering Scam Suit Misfires
• SEC Off-Channel Sweep Led To Recordkeeping Compliance
• Texas Judge Rejects Bid To Block Kenvue's $398M Dividend
• Manufacturer Wins Bid To Confirm $11M Award Against Allianz
• FirstEnergy Investors Ask Again For 6th Circ. Clarification
• Texas Justices Wall Off Shareholder Claims Against 3rd Party
• Crypto Firm Founder Gets 5 Years For $9.4M Fraud Scheme
• Mawson Says Ex-CEO Misled Board To Land $2.6M Bonus
• Bank Receiver's $28M Fraud Claims Survive Dismissal Bid
• Why Foreign Cos. Should Prep For Increased SEC Oversight
• 'Predator' Gets 37 Years For Post-Commutation Ponzi Scheme
• MVP: Latham's Jeff Hammel
• 6 Firms Guide Warburg Pincus-Led $1.4B ECN Capital Buyout
• Richards Layton Seeks $36M In Home-Health Poaching Case
• SEC's Atkins Turns A Critical Lens On BlackRock, Vanguard
• As Backlogged SEC Reopens, Attys Jostle To 'Get In Line'
• Trump To Pardon UK Billionaire Lewis For Insider Trading
• Coinbase Counsel's DExit Letter Triggers Class Atty Pushback
• 2nd Circ. Revives Bright Health Investors' Pandemic Suit
• OCC Must Deny Sony Bank's Crypto Charter Bid, Critics Say
• 9th Circ. Grills Casino, Insurer Over COVID-19 Coverage Row
• SEC's Northeast Deputy Enforcement Head To Depart Agency
• Water Co. Investor Says Merger Erased $2B In Value
• Davis Polk, Skadden Guide Grayscale IPO Filing
• EngageSmart Deal 'Screams' Disclosure Failures, Atty Says
• Fed Frees SocGen, ICBC From 2018 Enforcement Orders
• Chancery Presses Fox, Investors To End Discovery Fight
• Deutsche Bank Denies Forum Shopping In Norway Vik Suit
• What Narrower FinCEN Reporting Spells For Industry
• Revisiting Jury Trial Right May Upend State Regulatory Power
• How Nasdaq, SEC Proposals May Transform Listing Standards
• Silvergate Bank Parent Gets OK For Ch. 11 Plan
• MVP: Labaton Keller's Alfred L. Fatale III
• DocGo Investors Seek OK Of $12.5M Deal Over Ex-CEO Claims
• Building With Lego Makes Me A Better Lawyer
• Feds Launch Crypto Scam Strike Force With New Sanctions
• Investor Accuses Cable Provider Of Unfair Buyout Proposal
• Fraudster Who Touted Bogus Space Travel Co. Gets 4 Years
• Coinbase To Move To Texas, Citing 'Litigious' Delaware
• Stride Faces Investor Suit Over 'Ghost Students' Claims
• Biotech Co., Founders Can't Duck $14.3M SEC Payment
• Aerospace Co. Faces Investor Suit Over Rocket Failures
• Feds Eye New Trial For MIT Brothers' $25M Crypto Theft Case
• Fintech StoneCo Investors Get First OK For $27M Settlement
• SEC Atty Broke Shutdown Protocol With Subpoena, Suit Says
• SEC's Atkins Previews Crypto 'Taxonomy' Plans, Exemptions
• 4th Circ. Sides With Father-Son Duo In Equity Fight
• BNP Trial Judge Rejects 'Frivolous' Witness-Coaching Claim
• How Banks Can Safely Handle Payments For Gambling Biz
• Nasdaq Could Open Texas' 2nd Stock Exchange Next Year
• SEC Focused On Fraud As Actions Markedly Declined In 2025
• Law School's Missed Lessons: Networking 101
• Insurer Tells Justices AMC's Share Battle Yielded No Liability
• Conn. Judge Won't Stop Deutsche Bank's Vik Suit In Norway
• MVP: Bernstein Litowitz's Salvatore J. Graziano
• Defeating Estoppel-Based Claims In Legal Malpractice Actions
• Broker Cops To Trading On Stolen Morgan Stanley Merger Info
• Law360 MVP Awards Go To Top Attorneys From 76 Firms
• SEC Accuses Ex-Fintech CEO Of $60M Fraud In SPAC Merger
• Sen. Ag Committee Gives CFTC Crypto Oversight In Draft Bill
• PwC Not Liable For Bloom Energy Statements, 9th Circ. Rules
• Blockchain Co. Brings Defamation Suit Against Short Seller
• Accolade Wants 'Slip Of The Tongue' Investor Fraud Suit Axed
• Kalshi, Robinhood Beat Tribes' Bid To Block Events Contracts
• IRS Sets Safe Harbor For Trusts Staking Digital Assets
• IRhythm Denied Early Win On Investor Scienter & Loss Claims
• FTC Dem Tells Justices Case Law Supports Her Reinstatement
• Acadia Healthcare Inks Investor Settlement Days Before Trial
• Medtech Co-Founder Tells Chancery Father-Son Cut Him Out
• How Cos. Can Prep For Tightened Calif. Data Breach Notices
• Digital Asset Treasury Trend Signals Wider Crypto Embrace
• The Biz Court Digest: How It Works In Massachusetts
• ProphetX Seeks CFTC Approval For Sports Event Contracts
• Adobe Investors Can't Revive Suit Over $20B Figma Buy
• Former Iconix CEO Sues Company, Ex-Protegé For $45M
• Chancery Drops Claims In Murder-Linked Bio Co. Merger Fight
• Catching Up With Delaware's Chancery Court
• Justices Won't Hear Serta Simmons Ch. 11 Plan Challenge
• Justices Won't Hear Ex-Energy Exec's Insider Trading Appeal
• Delaware Fee Inflation Worries Overblown, Study Says
• Fed's Miran Says Stablecoins Spur Demand For Treasurys
• Athena Bitcoin Hit With Class Action Over Consumer Fees
• States Say Macquarie Not Applicable To NH High Court Case
• TaskUs $17.5M Investor Deal Should Get Final OK, Judge Says
• Sleep Apnea Device Co. Investor Says Rollout Was Botched
• AI Startup CEO Gets 1-Year Sentence For $40M Fraud
• Unicoin Raised $100M Off 'Worthless' Investments, Suit Says
• Mistrial Declared For MIT Bros In $25M Crypto Heist Case
• Fed Faces Dem Grilling Over 30% Supervision Staff Cut Plan
• 9th Circ. Pushed To Revive Suit Over $3.8B Failed Tech Merger
• Block Says Cash App Probe, Bigger SF Tax Bill Could Cost It
• Javice Tells Chancery JPMorgan Is Stalling Appeal Fees
• BNP Wants Plaintiffs Attys At Sudan Suit Misconduct Hearing
• How The SEC May Overhaul Its Order Protection Rule
• Why Appellees Should Write Their Answering Brief First
• Trump Media Q3 Loss Widens On Rising Legal Costs
• ERISA Recap: 6 Things Attys May Have Missed In Oct.
• Treasury Hears Banks, Crypto Orgs Spar Over Stablecoin Yield
• Amid Investor Cheers, Musk Gets His $1 Trillion Pay Package
• Del. Justices Uphold Toss Of Trade Desk CEO's $5.2B Pay Suit
• Core Scientific Reaches $14.75M Deal With SPAC Investors
• Texas AG Wants To Halt Kenvue $400M Shareholder Pay
• Six Flags Faces Investor Suit Over Troubled Turnaround Bid
• 6th Circ. Won't Rethink FirstEnergy Bribe Probe Docs Ruling
• 3rd Circ. Won't Revive Investors' Suit Over Viatris Sale
• Questions To Ask Your Client When Fraud Taints Financing
• $10M Fee Likely For Ross Aronstam In Wireless Co. Case
• Atty Exits Bankruptcy Case Amid Judge Romance Fallout
• AI Developer Made $100M By Dumping Tokens, Suit Says
• SD Judge DQs Counsel, Denies Early Win In $1M Fraud Suit
• Ex-Goodwin Financial Services Leader Jumps To Covington
• 2nd Circ. Peloton Ruling Emphasizes Disclosure Context
• Akerman Adds Alternative Investments Pro From Crowell
• Samourai Wallet Exec Gets 5 Years In Crypto Laundering Case
• Mindfulness Meditation Makes Me A Better Lawyer
• Fed Signs Off On Revamp To Ease Big-Bank Ratings
• Helium Financial Says Fired Employees Nabbed Trade Secrets
• Hedge Fund Fired Whistleblower Compliance Chief, Suit Says
• Institutional Investors Rip SEC's 'Radical' Forced Arb. Policy
• Ex-SEC Attys Urge Full 9th Circ. Review of Zillow Decision
• Virgin Galactic Investors Push For Approval Of $8.5M Deal
• Energy Co. Execs Lied About Biz, Mont. Project, NJ AG Says
• Kalshi, Robinhood Say Tribes' Gaming Law Case Lacks Merit
• Smart Lock Co. Investors Seek Final OK Of $2M Settlement
• Aerospace Co. Urges Justices To Hear 'Toxic Lender' Case
• Celgene Inks $239M Investor Deal Over Drug Pipeline Claims
• Quantum Again Faces Investor Suit Over Reporting Errors
• Jones Day Hires Ex-Coinbase Associate GC In San Diego
• American Airlines Workers' Attys Seek $8M In ESG Battle
• EQT Gets Final OK For $168M Merger Benefits Settlement
• Del. Justices Hear Early Challenge To Corp. Law Amendments
• Ex-Startup Exec Who Helped Defraud JPMorgan Gets 68 Mos.
• How Calif. High Court Is Rethinking Forum Selection Clauses
• AI Litigation Tools Can Enhance Case Assessment, Strategy
• JPMorgan Latest Big Bank To Disclose 'Fair Banking' Scrutiny
• Post-Genius Landscape Reveals Technical Stablecoin Hurdles
• Robbins Geller's 'Eye-Watering' $28M Fee Bid Cut To $10.4M
• Jury Told $25M Crypto Win Was Fraud, MIT Bros Call It Legit
• Banking Groups Push Back On Coinbase's Trust Charter Bid
• J&J, Kenvue Must Still Face IPO Fraud Claims, Judge Rules
• Ex-Beneficient CEO Stole $150M From GWG, Feds Say
• IRhythm Investors Seek Class Cert. In Heart Device Suit
• Judge DQs Levi & Korsinsky Over 'False Press Releases'
• Clippers Owner, BakerHostetler Named In Fintech Fraud Suit
• Fiserv Faces Investor Suit Over 2025 Strategy Revisions
• NJ Slams Investment Fund's Appeal For Emails In Bias Suit
• Ex-View CFO Must Face SEC Suit Over Negligence Claim
• Attys Beware: Generative AI Can Also Hallucinate Metadata
• How 9th Circ. Ruling Deepens SEC Disgorgement Circuit Split
• Prudential Financial Will Pay $4.75M To End Data Breach Case
• Glancy Prongay To Lead SelectQuote Investors' Fed Probe Suit
• Baker Donelson Tries Again To Escape Miss. Timber Ponzi Suit
• What May Be Ahead In Debanking Enforcement
• StraightPath Founders Convicted Of Massive Stock-Sale Fraud
• 2nd Circ. Hints Bankman-Fried's $11B Forfeiture Is Overkill
• MIT Bros Rest, Expert Says $25M Crypto Score Was Aboveboard
• CarMax's Hype Over Sales Ignored Tariff Fears, Investors Say
• Biotech Co. Agrees To Reforms After Co-Founder's Conviction
• BofA Says It's Fielding 'Fair Access' Regulatory Inquiries
• Oncology Co. Board Hit With Suit Over Product Growth Claims
• FTX Trust Fights To Claw Back $650K Charity Donation
• 2nd Circ. Urged To Revive Norfolk Southern Fraud Suit
• IEX Blasts Citadel Securities' 'Campaign' To Block Exchange
• FINRA Fines Firm $10M Over Excessive Client Gifts
• Investors Seek Class Cert. In Antitrust Suit Over Securities IDs
• Fla. Cannabis Banking Biz Broke Law, Investor Suit Says
• Chancery Considers Reviewing Icahn's Illumina Settlement
• SEC Crypto Custody Relief Offers Clarity For Funds
• Dorsey & Whitney Opens In Chicago, Joining Other Firms
• StraightPath Stock Clients Got Paid, Not Duped, NY Jury Told
• Bernstein Litowitz, Robbins Geller To Lead $8.9B Class Action
• Catching Up With Delaware's Chancery Court
• When Atty Ethics Violations Give Rise To Causes Of Action
• A Shift To Semiannual Reporting May Reshape Litigation Risk
• Amazon, OpenAI Ink $38B Compute Infrastructure Deal