Securities Archive » January, 2026

Securities - January, 2026

240 articles

• Law360 Names Practice Groups Of The Year
• Up Next At High Court: Fed Firing & Gun 'Vampire Rules'
• SEC Fines Adviser Over Black Rifle Coffee SPAC Deal Conflict
• OCC's Gould Takes Aim At Resolution Planning 'Industry'
• Stock Buyback Ban Could Shrink Defense Industrial Base
• SEC Secures $39M Orders Wrapping Fla. Investor Fraud Suit
• SEC Fines Biopharma Co. Execs Over Hidden FDA Findings
• SEC Fines 'Cash Flow King' Podcaster $3M For Ponzi Scheme
• Lifecore Investors Ink $3.8M Deal In Accounting Controls Suit
• 6th Circ. Revives Biomed Co. Investor's Suit Over Stock Sale
• $29M Deal In Boeing Supplier Fraud Suit Gets Final OK
• SIFMA Presses SEC To Reverse Nasdaq Fee Hike
• Acadia Investors Get Initial OK For $179M Settlement
• Decoding The SEC's Plans To Revitalize The US IPO Market
• Pomerantz To Lead Biohaven Investors' FDA Approval Suit
• Judge Yanks $41M Atty Fee Award In SPAC Merger Suit
• Banking Regulation Themes To Anticipate In 2026
• 7th Circ. Won't Revive Investment Cos.' VIX-Fix Claims
• High Court Takes Up Intel Workers' Bid To Revive 401(k) Suit
• Insurer Says Other Carrier Owes $23M For Old Policy Claims
• NCAA Urges Feds, States To Rein In College Sports Wagers
• SEC Says Healthcare Exec Misspent $10.6M In Investor Funds
• Getty Loses 2nd Circ. Bid Over $88M Stock Sale Breach Order
• Musk Slams SEC's 'Premature' Bid For Twitter Buy-Up Win
• Dechert Adds Ex-NYC Deputy Mayor To Co-Lead Trial Practice
• Ex-CEO Of COVID Vax Maker Accused Of Insider Trading
• Dems Push SEC To Pursue Crypto Case Against Justin Sun
• Chancery Tosses Vividion IP Suit Over $2B Bayer Deal
• Nvidia Sued In Del. For US 'Tax' On Chip Deal With China
• Crypto Lender Nexo Fined $500K For Unlicensed Loans
• Trucking Brokers Ordered To Pay $1.5M Over Ponzi Scheme
• DOL's Benefits Arm Describes New Enforcement Focus
• Easing Equity Research Firewall Shows SEC Open To Updates
• Calif. Banking Brief: All The Notable Legal Updates In Q4
• SEC Taps Ex-BlackRock, GSA Atty To Be General Counsel
• 7th Circ. Backs $22M Restitution For Convicted Fraudster
• Fly-Fishing Makes Me A Better Lawyer
• 4 Ways GCs Can Manage Growing Service Of Process Volume
• NY Bill Criminalizes Unlicensed Cryptocurrency Businesses
• House OKs Restricting ESG Investment In 401(k) Plans
• Chancery Won't Fast-Track Paramount's Bid For WB Info
• Monolithic Fights Investor Claims Over Nvidia Issues
• SEC Gets Mixed Marks On Handling Shareholder Proposals
• Wells Fargo Brass Gets 1st OK For 'Fake' Diversity Suit Deal
• Swedbank Says DOJ Has Closed AML Probe Without Action
• SEC To Lean On Congress As Defense In High Court Case
• Senate Banking Committee Postpones Crypto Bill Markup
• Oracle Sued By Pension Plan Over AI-Linked Debt Disclosures
• NY Banking Brief: All The Notable Legal Updates In Q4
• Calif. Car Cos. Hit With $200M Chancery Fraud Suit
• SDNY Atty Signals Return To Private Fund Valuation Scrutiny
• IP Appellate Decisions Show 4 Shifts In 2025
• The Law Firm Merger Diaries: Forming Measurable Ties
• Biotech Co. CytoDyn In Talks To End Investor Class Action
• 'The Work Has Changed': How White-Collar Attys Are Coping
• 2nd Circ. Suspects Forum Shopping In Credit Suisse Suit
• MoFo Taps Ex-FTX GC, Associate Counsel As Fintech Partners
• Pharma Co. Consultant Charged With Insider Trading
• Alternative Asset 401(k) Investing Rule Sent To OMB
• Crypto Network Cofounder Sued In Del. Over Looting Claims
• Sen. Crypto Bill Tees Up DeFi, Stablecoin Yield For Key Hearing
• CrowdStrike Beats Investor Fraud Suit Over 2024 Outage
• Old Glory Bank Plans Nasdaq Debut With SPAC Deal
• KuCoin, Chainalysis Beat RICO Suit Over Hack Proceeds
• SEC's Atkins Launches Review Of Corporate Disclosures Reg
• CoreWeave Hid Data Center Delays, Investors Say
• DiDi, Investors Can Notify Class Of Proposed $740M Deal
• Oak Street Exec's Ex-Partner Must Forfeit $617K In Assets
• Spencer Fane Atty's Advice Challenged In $5M Poaching Suit
• Medical Device Co. Faces New Derivative Suit In Delaware
• Del. Dispatch: What Tesla Decision Means For Exec Comp
• State Street Owes NC Investor $650K In Crypto Refund Suit
• Chancery OKs $4.85M Deal To End Ed-Tech Acquisition Suit
• Tenn. Gaming Regulator's Kalshi Action Blocked For Now
• Wis. Sanctions Order May Shake Up Securities Class Actions
• Bath & Body Works Investor Sues Over Co.'s Growth Claims
• NC Judge Leery Of Early Exit Bid In Produce Co. ESOP Suit
• 5 E-Discovery Predictions For 2026 And Beyond
• REITs Say $787M Merger's Proxy Info Not Misleading
• Moore & Van Allen Gets Fla. Malpractice Suit Moved To NC
• Where States Jumped In When SEC Stepped Back In 2025
• Dechert Adds Former SEC Counsel In DC
• J&J Wins Partial Reversal Of $1B Merger Milestone Loss
• Gibson Dunn Hires Thrive Capital's Top Lawyer As DC Partner
• Sen. Warren Questions SEC On Crypto In 401(k) Plans
• Eventbrite Stockholders Sue To Block $500M Take-Private Deal
• Wilson Sonsini Guides Polygon Labs On $250M Crypto Deals
• 4 Ways DOJ Probe Into Powell Could Be Risky For Trump
• 8th Circ. Lifts Injunction On Advisory Firm's Rival, Ex-Staff
• FirstEnergy Investors Again Push For Class Cert. In Bribe Suit
• CFTC Chair Taps Kalshi, Polymarket CEOs To Advisory Panel
• SunPower Execs Ink $11M Investor Deal Amid Bankruptcy
• Del. Jurist Cites 'Troubling' Questions In Cashout Suit
• Prime Capital Says Ex-Adviser Bungled His Exit In Poach Suit
• Senate Ag Panel Punts Crypto Markup As Banking Pushes On
• REITs Say Shareholders' Retooled Liquidation Suit Still Fails
• What's On Deck In Tribal Nations' Prediction Markets Litigation
• Adviser Claims REIT Stiffed It Over $2.1B Take-Private Deal
• Reviewing Historical And Recent NYDFS Blockchain Guidance
• SEC Virtu Deal Previews Risks Of Nonpublic Info In AI Models
• Ex-Goldman Exec Faces July FCPA Trial Over Ghana Deal
• SEC Draws From BigLaw To Appoint Enforcement Deputies
• Judges On AI: How Courts Can Boost Access To Justice
• Fenwick Adds Former SEC Corporate Finance Division Atty
• Catching Up With Delaware's Chancery Court
• High Court Won't Hear Citigroup Appeal Of Fraud Suit
• Justices Won't Hear Hertz's $272M 'Solvent Debtor' Appeal
• Bernstein Litowitz Asks To Exit $13B Endeavor Stock Suit
• SEC Drops Action Against Ex-Rio Tinto CFO After 8 Years
• Calif. Climate Laws Violate Free Speech Rights, 9th Circ. Told
• Pegasystems Opt-Out Investors Get Green Light For IP Claims
• AI Can Help Advisers With Proxy Voting, SEC Official Says
• Conn. Deems Coinbase, Kalshi Contracts 'Pure' Gambling
• NYSE Affiliates Back Calls To Block New Options Exchange
• Ready Capital, Broadmark Want Securities Suit Moved To NY
• OCC Floats Rule To Clarify Trust Companies' Broader Scope
• Ex-Doximity Exec Cops To $2.5M Insider Trading Scheme
• SEC's 'Hack-To-Trade' Suit Was Unfairly Served, UK Man Says
• 30 Dems Back Bill Limiting Officials' Prediction Market Trades
• Pa. Justices Urged To Apply Jarkesy To State Proceedings
• FINRA Fines Wells Fargo Unit $1.25M For Close-Out Failures
• Water Co. Investor Pulls Merger Suit Alleging $2B Loss
• Fintech Co. Ends Botched-Valuation Suit Against Ga. Firm
• Nano Nuclear Beats Investor Suit Over Biz Prospect Claims
• Examining Privilege In Dual-Purpose Workplace Investigations
• Vanguard Investors Win Final OK For $25M Tax Suit Deal
• Hot Topics For Family Offices In 2026
• Justices To Resolve Split On SEC Disgorgement Powers
• Gaming Co., Founders Spar Over Survival Game Earnout
• Sanchez Energy Lenders Float Deal To End Ch. 11 Lien Fight
• Steve Aoki, DraftKings Founder Accused Of NFT Fraud In Fla.
• The Case For Emulating, Not Dividing, The Ninth Circuit
• Bradley Arant Grows In Atlanta With United Homes Group GC
• Skechers, Tech Co. Investors Sue For Stock Appraisals In Del.
• Couple Fights To Send Annuity Fraud Case To State Court
• Husch Blackwell Adds Eversheds Securities Enforcement Atty
• Banking M&A Outlook Reflects Favorable Regulatory Climate
• NC Biz Court Bulletin: Trade Secrets Row, A Patient Data Deal
• Texas Law Firm Sues Former Clients Over $11M Unpaid Fees
• 5th Circ. Wary Of Giving Investors Another Go At Lumen Suit
• 11th Circ. Asked To Undo 'Deeply Flawed' Securities Ruling
• Ardent Health Investors Sue Over Revenue Accounting Issues
• Cannabis-Linked Co. CEO To Pay SEC Fine Over Fraud Claims
• SEC Floats Plan To Set Small Fund Definition At $10B
• Holding Co. Sued In Del. For 'Oppressive' Acts, Duty Breaches
• Wolfspeed Securities Class Action Sent To NC Federal Court
• ERISA Litigation Trends To Watch With 2025 In The Rearview
• SEC Defeats Post-Jarkesy Challenge To Industry Bans
• 2025's Defining AI Securities Litigation
• Odebrecht To Pay Investors $17.3M To End Bribe-Scheme Suit
• Chancery Lifts Stay In Ukraine's PrivatBank Bogus Loan Suit
• Fed Eyeing Carveouts For Confidentiality Label, Bowman Says
• Trader Gets Win On Subpoena Ahead Of Quant Secrets Trial
• 4 Executive Pay Trends Attorneys Will Be Watching In 2026
• 9th Circ. Revives Investor Suit Over Webinar Co.'s IPO
• Mass. Banking Brief: All The Notable Legal Updates In Q4
• Opendoor Investors Get Final OK For $39M Deal, Atty Fees
• Sen. Ag Committee To Hold Crypto Markup Next Week
• Fla. Man Avoids Jail For Insider Trades On ADT-Google Deal
• Greenberg Traurig Adds Ex-Prosecutor In Long Island
• Delaware Judge Sends Employee Stock Dispute To Trial
• Paul Hastings Hires Shenkman Capital CLO As NY Partner
• Muay Thai Makes Me A Better Lawyer
• Trump Bars 'Underperforming' Defense Contractors' Buybacks
• Prime Capital CEO 'Baffled' His Co. Was Sued For $5M
• JPMorgan Unit To Use AI Tool Over Proxy Advisory Firms
• Trump Family-Tied Stablecoin Co. Seeks Bank Charter
• BlackSky Satellite SPAC Suit Settles In Del. For $7.5M
• Tribal Gaming Orgs. Back Bid To Block Kalshi Contracts
• ISS Asks Judge Not To Stall Ruling On Texas ESG Law
• Ex-TD Bank Employee Cops To Aiding Money Laundering
• NC Judge Warns Of 'Pandora's Box' In Shareholder Row
• Block Inc., Dorsey Must Face Suits Over Compliance Claims
• Law School's Missed Lessons: Intentional Career-Building
• Jones Day Adds Ex-SEC Deputy Enforcement Director In Ga.
• Trump Says He Wants To Ban Wall Street From Buying Houses
• Binance Taps Ex-SEC, Coinbase Atty To Head Global Litigation
• Real Estate Trust Sues In Del. To Contest LP Sale Demands
• Kaplan Fox Remains Lead In Securities Suit After Ex-Client DQ
• BNP Can't Undo $21M Verdict In Sudan Refugee Case
• Convicted Oil Trader Agrees To $1.7M Forfeiture For Bribes
• Detroit Pension Fund Wins 'Close' Call To Lead Investor Suit
• Ex-Robbins Geller Attys' New Firm To Lead Securities Suit
• 6 Key Rulings From Outgoing Del. Justice Karen L. Valihura
• Fed Circ. Skeptical Of Ex-Wells Fargo Rep's Whistleblower Suit
• Law Clerk Conflict Talk Can't Get Javice Retrial, Feds Say
• NC Man Gets 6 Years, Must Pay $6M For Investment Fraud
• Ex-CFTC Chair, Robinhood's Top Atty Join FINRA Board
• Crypto Exec Says SEC Can't Silence Jurisdictional Defense
• Coupang Brass Face Suit Over Alleged Cybersecurity Failures
• SEC Lands $2.6M Default Win In Biofuel Investor Fraud Case
• Financial Firm Seeks $5M From Rival That Lured Adviser
• 5th Circ. Mulls If ERISA Claims Are Subject To Arbitration Clause
• Drugmakers Fight Multifront Legal Battles Over GLP-1s
• Rick Perry's AI Energy Co. Hit With Post-IPO Lawsuit
• Coal Exec Ordered To Disclose Evidence For Bribery Trial
• How Shareholder Activism Fared In 2025
• Ill. Judge Trims Most Of Walgreens Shareholder Suit
• Bankers Urge Senate To Ban Stablecoin Yield Payments
• Meta Downplayed $10B Ad Changes 'Tsunami,' 9th Circ. Told
• Fox Rothschild Adds Ex-Steptoe Atty To Head Fintech Practice
• Kalshi Seeks To Keep Status Quo Amid Sports Contract Fight
• Ameritas Says Prior Deal Ends Couple's Annuity Fraud Suit
• Justices' Separation-Of-Powers Revamp May Hit States Next
• DOJ Fraud Section Leader Returns To Cahill Gordon In DC
• German Waived Challenge To $4.6M SEC Tab, 1st Circ. Hints
• Hawaiian Electric Reaches $47.8M Investor Deal Over Wildfires
• Owlet Investors Seek Final OK For $3.5M Deal, Atty Fees
• Fed. Circ. Examines Timing Of $452M Trade Secrets Suit
• PG&E Inks $100M Deal To Settle Investors' Wildfire Suit
• Trade Group Pushes For SEC's Off-Channel Comms Data
• SEC Won't Review FINRA Delay On Carbon Offset Co. Petition
• NY Dem Looks To Curb Officials' Prediction Market Trading
• Deutsche Bank Pauses Norway Suit After Conn. Judge's Order
• Chancery Orders $25K Daily Sanction In Trump Media Dispute
• Preparing For Congressional Investigations In A Midterm Year
• Aviation Co. Wants Rosen To Pay For 'Abusive' Legal Tactics
• Key Trends Shaping ESG And Sustainability Law In 2026
• More Discovery Needed In Bitcoin Miner Spat, Energy Biz Says
• How Bank M&A Prospects Brightened In 2025
• MoFo US Offices Lead 2026 Partner Promotions
• Delaware Justice Karen L. Valihura To Retire In July
• Starbucks Beats Investors' Labor Relations Suit On Appeal
• Catching Up With Delaware's Chancery Court
• Banking Regulation To Watch In 2026
• Banking Litigation To Watch In 2026
• CoinFund Co-Founder Alleges Secret Plot To Strip 25% Stake
• Bankruptcy And Restructuring Trends To Watch In 2026
• Shareholder Litigation To Watch In 2026
• SEC Expected To Tackle Exec Comp, Private Investing In 2026
• California Cases To Watch In 2026
• California Legislation And Regulations To Watch In 2026
• Crypto To Take On Rulemaking Push, And Pushback, In 2026
• Mangione, Trump, Sports Scandals Among NY Cases To Watch
• 3 Securities Litigation Trends To Watch In 2026
• 4 Developments That Defined The 2025 Ethics Landscape
• Benefits Attys Lock In On High Court As 2026 Gets Underway
• 4 High Court Cases To Watch This Spring
• Blue Slip Fight Looms Over Trump's 2026 Judicial Outlook
• BigLaw Leaders Tackle Growth, AI, Remote Work In New Year