Securities Archive » June, 2026

Securities - June, 2026

253 articles

• Kentucky AG Says Kalshi And Polymarket Offerings Are Illegal
• FTX Exec's Wife Must Face Campaign Finance Charges
• OCC Warns Charter Hopefuls Against Incomplete Applications
• CME's Trial Win Sticks In Members' $2B Trading Rights Case
• FINRA Expels NY Firm, Bars Founders Over Churning Scheme
• Embecta Investor Suit Says Pen Needle Weakness Was Hidden
• Crypto Mining Firm Gets $11M Award Confirmed
• Bipartisan Sens. Condemn Bankman-Fried's Pardon Bid
• Adobe Faces Derivative Claims For AI Copyright Infringement
• DiDi Investors Get Final OK For $740M Deal, Atty Fees
• Citigroup Says Foreign Bondholders Can't Bring RICO Suit
• Nasdaq Private Market Says Rival Poached Staff And Secrets
• SEC Faces Call To Write Rules For Crypto Wallet Apps
• Novig Gets CFTC Designation As Sports Prediction Market
• Capital Firm Boss Says Conn. Court Must Nix $10.4M Remedy
• Agentic AI And Securities Law: The Vanishing Defendant
• Mich. Judge Opens Door For Prediction Market Enforcement
• Apple Device Software Co. Investor Sues Over Sale Records
• Trade Desk, Investor Spar Over Emails In Nevada Move Appeal
• A New Wave Of Prediction Market Risk Is About To Break
• Pursuit Of $16B Argentina Award Stayed Amid US Appeal
• Trump Halts Clayton Director Hearing Over Blue-Slip Dispute
• Rule Of Law Requires Gov't Engagement With Bar, Not Retreat
• Mark Cuban Urges 6th Circ. To Rehear Case Against FINRA
• Citi Illegally Fired Risk Exec For Raising Issues, Suit Says
• CFTC Advances Prediction Market Data Reporting Plan
• 6th Circ. Says CFTC Can't Argue In Kalshi, Ohio Betting Fight
• Dems Press Treasury, DOJ On Binance Sanctions Compliance
• Trade Desk Brass Face Derivative Suit Over New Ad Platform
• SEC Settles Insider Trading Suit Against Biotech Investor
• Highpower Investor Seeks Receiver For Dissolved Battery Co.
• NextEra Investors Ink 'Record-Breaking' $150M Settlement
• NY Judge 'Doubtful' Of Oil Co.'s Suit Against Ex-Florida Rep.
• How Nasdaq's 23/5 Rule Will Alter Public Offering Strategies
• How Boards Can Shrink The AI Governance Gap
• Mich. Trader Admits $2.7M Commodities Investor Fraud Scam
• 2 Firms To Lead Target Investor Suit Over Pride Month Merch
• Skadden Adds Investment Management Trio In DC, Abu Dhabi
• NC Man Must Pay $36K To End SEC's Suit Over 'Free-Riding'
• GameStop Investor Fights $35B CEO Pay Vote In Chancery
• Florida Judge Blocks Lutnick Deposition In Trump Media Suit
• The Paradoxical Duty To Adopt AI When You Can't Bill For It
• 6th Circ. Says Auto Mogul Must 'Pay Up' In Lengthy Loan Spat
• Funds Say TD Bank Must Fight Merger Suit In NJ State Court
• 7th Circ. Tosses ComEd CEO, Lobbyist's 'Flawed' Convictions
• Microsoft Overhyped AI Tool Copilot, Investor Says
• Funds' High Court Win Could Curb Investor Activism
• Feds End Appeal Of No-Prison Decisions In $577M Crypto Case
• Chancery Cuts Claim Over FNF Chair's $50M Equity Award
• Glass Lewis Says Ky. Proxy Law Violates 1st Amendment
• Mich. Panel Upholds Stock Redemption Order
• GAO Urges FDIC To Rotate Examiners, Coordinate On Crypto
• PE Giants Face Dem Scrutiny Over Data Center Investments
• FinCEN Says Banks May Exchange Fraud Alerts In 'Real Time'
• Nano-X Investors Sue Over Korea Plant Restructuring Hit
• Mylan Investor Claims Atty Fees Too Much For 'Lost' Case
• Sripetch May Prove To Be An Empty Victory For The SEC
• Wells Fargo, Ocwen Lose 2nd Circ. Rehearing In ERISA Suit
• Catching Up With Delaware's Chancery Court
• Mapping 5 Fronts Of The Prediction Markets Regulatory Battle
• Judge Gives First OK To $69M ChemoCentryx Deal
• Ex-SEC Atty Reprimanded Over Misstatements In Crypto Case
• UCC Digital Asset Update Is Altering Lender, Obligor Diligence
• 7 Key Questions About SEC's Faster Tender Offer Path
• Gensler Tells 6th Circ. 'Sports Bets Aren't Swaps'
• Robinhood Wins Final Approval Of $2M Order-Flow Deal
• 2nd Circ. Backs Bankman-Fried's 25-Year Fraud Conviction
• AmTrust, Investors Ink $19M Deal In Restatements Suit
• Jane Street Used Tips To Dodge Losses, Terraform Says
• CFTC Secures Trading Ban Against Celsius' Mashinsky
• DC Judge Refuses To Wipe DOJ's Powell Subpoena Loss
• Zoetis Brass Face Derivative Suit Over Pet Meds Statements
• CFTC Sues New Mexico Over Prediction Market Enforcement
• Insider Trading Defense May Draw On 'Varsity Blues' Playbook
• Former Pot Co. Execs And Wrigley Heir Settle Stock Fraud Suit
• How A Founder's AI Pitch Deck Can Become A Crime Scene
• SEC Disgorged Fund Distribution Is Next Query After Sripetch
• Taxation With Representation: Gibson Dunn, Davis Polk, S&C
• Direct Fed Payment Access Finally In Sight For Fintechs
• Trader Admits Fib To SEC, Avoids $600M Fraud Trial
• Meta Beats Investors' Suit Over AI-Powered Facebook Scams
• Ex-CEO Seeks To Again Depose Lutnick In Trump Media Suit
• Gibson Dunn, Davis Polk Launch SpaceX's Record $75B IPO
• Guess Investors Claim Take-Private Deal Skirts Reforms
• SEC Says PE Fund Hiding Info In Sealed Monitor Reports
• Sports Prediction Co. Wins CFTC OK To Launch Event Market
• Ex-Bank Chief Admits Role In Odebrecht Tax Evasion Plot
• Another GOP Nominee For SEC Could Violate Law, Dems Say
• Ex-Pharma Exec Fights SEC 'Shadow Trading' Win At 9th Circ.
• CFTC Eyes Faster 30% Whistleblower Awards In Small Cases
• SEC Proposes Rescinding Trade-Through Rule
• Cloudflare Founders Are Sued Over Voting Control Plan
• 239M Napster Shares Stolen By NC Man And Atty, SEC Says
• Pasco Bank Ex-CEO Alleges He Was Fired For Going To OCC
• How FCA, FCPA Risks Are Shifting As Feds Pull Back
• Investment Adviser Gets 4 Years For Fake Shares Sales
• SDNY US Atty Jay Clayton Picked For DNI After Pulte Pushback
• Via Transportation Hit With Investor Suit Over $493M IPO
• New State AI Laws Create Dual Misrepresentation Risk
• Ex-Moelis Banker Avoids Prison After US Trip To Admit Guilt
• B. Riley Buyout Suit Nears $4.35M Settlement
• Cow Horse Makes Me A Better Lawyer
• Justices Curb Private Lawsuits Against Investment Funds
• DexCom Says Diabetes Tech Issue Isn't Investor Fraud
• Catalyst Investor Sues Over Proposed $4.1B Angelini Buyout
• Gemini Wants In On CFTC's Prediction Market Battle With NY
• Rakoff Frees Big Banks From Investors' Tricolor Fraud Suit
• Ex-TD Bank Teller Gets 2 Years For Laundering Drug Cash
• Elliott, Stronghold Clash Over Oil And Gas Asset Wind-Down
• Molina Says Its Warnings Doom Suit Over Guidance Cuts
• O Brother, Where Art DAO? Jurisdiction Issues Abound
• CFTC Plans To OK Sports Betting On Prediction Markets
• NY's UCC Updates Spell Change In Digital Asset Lending
• Warren Asks SEC To Delay SpaceX IPO Over 'Troubling' Risks
• Acadia Pharma Must Face Investors' Drug Approval Claims
• Agentic AI And Securities Law: Steps Congress Should Take
• Zillow-Redfin Noncompete Deal Sank Stock, Investor Claims
• Weighing Trade-Offs Of SEC's Semiannual Reporting Proposal
• Kalshi To Start Requiring Employer Info For Certain Markets
• NY Floats Rule To Align Its Stablecoin Regs With Genius Act
• FDIC's Hill Eyes Resolution Planning, Assessment Changes
• DC Circ. Says PCAOB Challenger Must Reveal His Name
• OCC Says Fidelity's Crypto Bank Doesn't Need State Licenses
• SEC Flags Improper Investment Adviser Conflict Disclosures
• Investor Says Vikasa Still Owes $1.15M For Settlement
• Columbia Bank Must Face Suit Over $230M Ponzi Scheme
• PCAOB Eyes Rollbacks Of Biden-Era Quality Control Rules
• BioTech Co. Hit Investor Suit Over Cancer Test Trial Miss
• SPAR Board Hit With $22M Insider Control Suit In Chancery
• Cere Founder Says Sale Pact Bars $13M Crypto Fraud Suit
• Cognizant Settles Suit Over 401(k) Investment Management
• Operational AI Washing: The Next Frontier Of Fiduciary Risk
• Apollo SLC Opposes Bid To Oust Judge In $570M Payout Suit
• Blue Owl Tech Credit Adviser Hit With Excessive Fee Lawsuit
• The Law360 400: A Look At The Top 100 Firms
• 3 Disgorgement Questions Linger After Justices' SEC Ruling
• QXO Stockholder Sues Over TopBuild Deal Disclosures
• How Crypto Firms Can Prep As Clarity Act Inches Toward Law
• Checking For AI Errors Is Now A Two-Way Street
• OpenAI Joins Anthropic In Confidentially Filing IPO Plans
• Feds Abandon $300M Fraud Case Against Prophecy CEO
• PNC Beats Suit Over Bank Customer's Investor Fraud
• StubHub Wants IPO Disclosures Suit Tossed
• Denver Developer Accused Of Lies To Dodge Loan Repayment
• Catching Up With Delaware's Chancery Court
• Clearing House To Pay $40.7M Over 'Slush Fund' Claims
• Investors Say Roblox Misled With 'Bullish' Age-Check Claims
• Cineverse Investor Sues In Del. Over Post-Split Stock Grants
• Over 200 Crypto Orgs Urge Senate To Act On Clarity Bill
• Biogen To End Investors' Alzheimer's Drug Case For $18.9M
• Adviser AI Use Under Scrutiny In NJ Securities Review
• 1st Circ. Partially Revives IRobot, Amazon Merger Suit
• SEC Enforcement Reforms Must Address Post-Wells Limbo
• Ad Watchdog Refers Kalshi For Refusing Influencer Ad Inquiry
• Baker Donelson Owes $2.8M After Ponzi Trial, Court Told
• CEO Was 'Central' To Sham Revenue Scheme, SEC Says
• King & Spalding May Be Sanctioned In $300M Fraud Lawsuit
• Foot Locker Fine Illustrates SEC's Whistleblower Priorities
• Bankman-Fried Seeks Trump Pardon On FTX Fraud Conviction
• WWE Merger Case In Chancery Settles On The Eve Of Trial
• More Skechers Investors Sue Over $9.4B Take-Private Deal
• Ex-Trader Accused Of Profiting From Cousin's Insider Info
• Investment Adviser Took Millions From Clients, SEC Says
• DC Circ. Backs CFTC Denial Of $147M Whistleblower Award
• Fla. Judge Tosses Nearly All Counts In PE Fund Dispute
• DLA Piper Urges 2nd Circ. To End 'Vexatious' Malpractice Suit
• Hotel Investment Firm Settles SEC Claims Of $86M Fraud
• WWE Merger Trial To Test McMahon's Grip On Sale Process
• Paramount Told To Produce Skydance Deal Board Materials
• Wamco Inks $100M SEC Deal Over 'Cherry-Picking' Scheme
• IRhythm Inks $45M Deal With Investors In Heart Device Suit
• Justices Signal Openness To Future SEC Disgorgement Cases
• Healthcare Analyst Charged In 'Wall-Crossing' Insider Case
• FINRA's 'Absolute Immunity' Claim Fails, Broker-Dealers Say
• Activist Warns SpaceX Investors Over Valuation, Governance
• In Industry First, Cannabis Co. Trulieve Will List On NYSE
• The Biz Court Digest: Shoring Up Corporate Law In Maryland
• SoCal Securities Partner Joins Jones Day From Orrick
• How End Of SEC 'Gag Rule' Affects Free Speech Certiorari Bid
• Banks Should Reassess Warehouse Lines Amid Credit Stress
• OCC's Gould Defends Trump EO On Immigrant Bank Scrutiny
• DOJ Says Meta And Others Froze $3.8M Tied To Crypto Fraud
• 2nd Circ. Rejects Bid To Rehear $16B YPF Argentina Ruling
• CFTC Follows SEC In Rescinding No-Denial Settlement Policy
• Judge Questions Fees In Abbott Investors' $40M Formula Deal
• Catalent Investors Say No Objections To $78M Deal, Fee Bid
• Baker Donelson Seeks 'No Recovery' Ruling In Ponzi Fallout
• Citron Founder Verdict Tests Reach Of 'Half-Truth' Fraud
• PayPal Brass Sued Over Branded Checkout Disclosures
• Titan Of The Plaintiffs Bar: Robbins Geller's David Knotts
• Conn. Looks To Wipe Out CFTC's Contract Crackdown Suit
• Data Center Power Co. Innio Prices Upsized $2.4B IPO
• Competing At Poker Makes Me A Better Lawyer
• 'Parallel' DOJ, SEC Investigations Not So Parallel Anymore
• SEC Disgorgement Powers Stay Intact After High Court Fight
• Vista Equity Hit With Stockholder Suit Over $1.7B IAS Sale
• Brooklyn Party Boss Says Client Impersonated Him In Filings
• Balwani Takes Theranos Conviction Challenge To Justices
• Squires Institutes 3 Patent Reviews, Denies 3 Others
• SDNY's Clayton Warns Of Foreign Social Media Sway
• Trump-Backed Firm Says Exec Can't Sue For Crypto Freeze
• KeyBank, Investment Advisers Settle Suit Alleging Client Theft
• Texas Regulators Allege Crypto Multilevel Marketing Scam
• SpaceX Launches Plans For Massive $75B IPO
• Private Lender Verification Lessons From Recent Fraud Cases
• Pillsbury Hit With Suit Over Alleged $145M Loan Fraud
• Texas Capital Bank Hit With Suit After Data Breach
• SEC Climate Rule Reversal May Spark Fresh Lawsuit
• 5 Things Associates Must Ask About Their Firm's Merger Plan
• BigLaw Insider Trading Defendants Have Big-Name Legal Help
• Seagate Inks $175M Deal With Investors Over Illegal Sales
• CFTC Trading Rule Can't Police Prediction Markets Yet
• WWE Post-Merger Evidence In Play For Chancery Trial
• Helen Of Troy Oversold Restructuring Benefits, Investors Say
• Paul Weiss Hires Deals Pro From Dechert In NY
• Reddit's Reply To Bylaw Protest Likely AI-Made, Investor Says
• Virtu Insider Buyback Suit Survives Dismissal Bid
• Aspiration Co-Founder Gets 14 Yrs In $248M Fraud Scheme
• R1 Deal Defendants Urge Chancery To Toss Investor Suit
• Brooklyn Party Boss Seddio Faces Sanctions In $2M 'Theft'
• Iran's Biggest Crypto Exchange Hit With US Sanctions
• Raymond James, Ex-VP Wrap Up Sex Bias Case
• EV Co. Hit With Investor Suit Over Sales And Deliveries
• 2 'Rocket Dockets' And The Rules That Propel Them
• Pharma Co. Inks $7M Deal To End Investor's Cancer Study Suit
• Investors Say Anadarko Ex-Banker's Opinions Are Unreliable
• SEC Floats Strategic Plan For Next Four Years
• NY, EU Banking Agencies To Share Stablecoin Oversight Info
• Trump Taps Housing Finance Head For Intelligence Role
• CFTC Awards More Than $8M To 5 Whistleblowers
• Kalshi Looks To Halt Minnesota Sports Prediction Market Ban
• Texas Crypto Group Ordered To Halt Unregistered Token Sales
• 11th Circ. May Lower Bar For Getting ERISA Claims To Court
• Feds Scrub 'Reputation Risk' From Raft Of Banking Guidance
• Operational AI Washing: Dismantling Claims Before Discovery
• SEC Must Clarify Crypto Guidance For Investment Advisers
• Attys Should Aid Clients' AI Use While Safeguarding Privilege
• SEC Defends Deal Over Musk's Late Twitter Buy-Up Disclosure
• Citron Founder Convicted Of Manipulating Stock Prices
• Investors Say Overnight Crypto Founder 'Diverted' $12.5M
• Valeant Investors Should Get Cert. In PwC Fight, Report Says
• Feds Must Share Info On Source Code They Say Was Stolen
• Anthropic Confidentially Files IPO Plans
• Data Protection Co. Hit With Stockholder Suit In NJ
• What End Of SEC Settlement Gag Rule Means For Defendants
• KnowBe4 Escapes Suit Over $4.6B Take-Private Deal
• Cold Storage Co. Says Investors Can't Claim Misleading IPO
• Justices Seek Feds' Input On Robinhood Investor Suit
• GM Investors Seek Cert. In Cruise AV Securities Fraud Suit
• Titan Of The Plaintiffs Bar: Labaton Keller's Michael Canty
• Regulators Should Use Existing Tools To Jump-Start Crypto
• M&A Atty, Others Deny Roles In BigLaw Insider Trading Ring
• Catching Up With Delaware's Chancery Court