Securities Archive » September, 2026

Securities - September, 2026

289 articles

• Kalshi Sports Contracts Aren't Financial Swaps, 6th Circ. Says
• F9 Sues Bed Bath & Beyond's Owner Over Canceled Deal
• SEC Says Mich. Atty Tipped Family About Pharma Co. Merger
• CFTC Says Firm Ran $950M Global Forex Ponzi Scheme
• Texas Judge Says Perot's VC Firm Can't Be Held To Handshake
• Ind. Panel Rejects NCAA Call To Ban Pregame Player Bets
• SEC Says Md. Woman Illegally Traded On FDA Approval Info
• Feds' Stablecoin Review Committee Rules On The Horizon
• FDIC Orders 'Pro-America' Online Bank To Shore Up Finances
• Southwest Investors Ask 5th Circ. To Revive 'Meltdown' Suit
• Tariffs, Not Fraud, Hurt Apparel Co.'s Finances, Court Told
• CFTC, Ex-HSBC Exec Set For Trial In Swap Manipulation Suit
• Negotiating The Scope Of The Stablecoin Customer ID Rule
• Brightline Florida To Continue Operating While In Ch. 11
• Hugging Face Attack Is A Warning To The Securities Markets
• Ex-Tricolor CEO Says Feds Botched Warrants In Fraud Case
• Fed Pitches Stablecoin Issuer Rules In Latest Genius Act Push
• Hain Investors Seek Final OK For $35M 'Channel-Stuffing' Deal
• SEC Says Truck Leasing Co. Owner Ran $127M Ponzi Scheme
• CFTC Allows Tokenized Investments, Blockchain Records
• SEC May Preview Accredited Investor Changes Next Week
• FINRA Fines Vanguard $950K For Account Reporting Issues
• Maryland Judge Sends CarMax Investor's Tariff Suit to Virginia
• Match Group Hit With Del. Suit Over Dating App Safety
• Lugano Diamonds Gets Official OK For Ch. 11 Liquidation Plan
• $16M Coinbase Crypto Thief 'Lolimfeelingevil' Gets 12 Yrs.
• Texas Utility Commission Looks To Quash Coal Subpoena
• Mining Co. Investor Says Sprott Got Control Without Premium
• SPAC Settlements Drove Down Chancery Deal Values In 2025
• Tracking Texas: When A Promissory Note Is Not A Security
• Playing Bid Whist Makes Me A Better Lawyer
• NY Accuses Polymarket Of Illegal Gambling Operation
• AML Takes Center Stage In Financial Crime Enforcement
• Litigation Spending To Keep Climbing While Biz Risks Mount
• NY Times Board Failed To Probe Anti-Israel Bias, Fla. Says
• SEC Issues Wave Of Industry Bars Over Past Violations
• WH Aide Says CFTC Needs Congress For Full Crypto Powers
• JPMorgan Can't Scrap $4.25M Award Over Super Bowl Food
• Banking Dems Protest GOP-Only Prediction Market Talks
• Microsoft Heads Face Derivative Action Over Inflection AI Deal
• Pension Worker's Scheme Targeted Law Enforcers, SEC Says
• Honeywell Aerospace Hit With Suit Over $2M DOJ Settlement
• Exelon Investors' $40M Deal In Bribery Case Wins Final OK
• Crypto Co. Wins Bid To Send $100M RICO Suit To Arbitration
• Vein Tech Maker Escapes Suit Over DOJ Kickback Probe
• Vividion Investor Wants IP Suit Over $2B Bayer Deal Revived
• Kalshi, NM Tribes Face Off Over Sports Bets On Tribal Land
• Legal Groups Back Firm In NC High Court Malpractice Appeal
• NY Judge Dismisses States' DOGE Treasury Data Access Suit
• The Time Is Right To Simplify Overlapping Broker-Dealer Regs
• And Now A Word From The Panel: Accessing Key MDL Data
• Calif. Bill Goes Too Far In Trying To Regulate Attorney AI Use
• State Pols Urge Justices To Rein In Kalshi's Sports Offerings
• 4 Flashpoints In FDIC's Bid To Revamp Bank Merger Reviews
• Microsoft Investor Seeks Records Around AI, Copilot Claims
• Kalshi Seeks CFTC OK For Event Contract Margin Trading
• SEC Fines Broker-Dealer Over System Security Failures
• OppFi SPAC Investors Get OK For $13M Post-IPO Flop Deal
• Estee Lauder Hit With Derivative Suit Over Gray Market Sales
• CFTC Warns Prediction Platforms Of 'Mention Market' Risks
• SEC E-Delivery Plan Draws Access Concerns, Enviro Praise
• SEC Says Mobile Home Investment Scheme Was $10M Fraud
• NY Brokerage Must Pay $1.6M In FINRA Supervision Action
• SF Sues To Block Early Access To Trump's Truth Social Posts
• Alphabet's Bid To Pare Ad Tech Suit Stalls Over Discovery
• UiPath Execs, Investor Clash Over Bid To Ax Derivative Suit
• The Preemption Gap In Prediction Market High Court Petitions
• Coinbase Halts Mich. Sports Offerings Amid Litigation
• Fintech Regulator Outlook: 5 Lessons From Minnesota
• Crypto Co. Investor's 'Puzzle Pleading' Dooms Revenue Suit
• Starbucks Investors Allege $227.5M In Buyback Losses
• TelexFree Investors' 2nd Bid For Cert. Called Futile
• Meta Trims But Can't End Cybersecurity Pro's Retaliation Suit
• Ex-PetIQ CEO's Brother Admits To Illicit Trades Over Deal Info
• Endeavor, Silver Lake Sue To Block Appraisal Claims
• Ex-Bank CEO Gets 9 Years For Fraud, Sanctions Evasion
• FTX Trust Says SkyBridge Can't Collect $53M In Ch. 11 Claims
• Catching Up With Delaware's Chancery Court
• Ready Capital Beats Investor Suit Over Real Estate Loan Woes
• Regeneron Investors Can't Use FCA Action To Support Suit
• SEC Prepares To Relax Fund Cross-Trading Limits
• V&E Adds Finance Duo In NY From Latham
• A Look At Litigation Risks From Financing The AI Buildout
• Crypto Firm, Ga. Investor Reach Deal To End Fraud Suit
• Ex-Vitol Oil Trader Gets 4 Years For Bribe Schemes
• Fed 'Risk Aversion' Contributed To SVB's Failure, Report Says
• SEC Alleges Ex-VC Assistant Took $1.3M From Funds
• Hertz Brass Hit With Derivative Suit Over Liquidity Woes
• Latham, Skadden Guide Orion180 Insurance's $240M IPO
• Kalshi Loses Bid To Lift Wash. Event Contracts Ban
• Oppenheimer Customers Win Final Approval For $70M Deal
• CFTC Sends Crypto Rules To White House After Bill Stalls
• JPMorgan Likely Can't Void Arbitration Loss Over Food Platter
• Investors Wary Of State Shareholder Proposal Retrenchment
• Epstein Survivors Seek Class Cert. In FirstBank Suit
• Attys 'Itching' To Join Congressional Probes Of Trump Admin
• Cooley-Led Electra Therapeutics Prices Upsized $350M IPO
• Claims In Tech Exec's Stock Theft Suit Sent To Arbitration
• How Prediction Markets Could Be Used In Securities Litigation
• Ex-YPF Investors Take Argentina To ICSID Over 2012 Seizure
• Immigration Attorney Wants SEC Sanctioned In EB-5 Case
• Doximity Hit With Investor's Suit Over Ad Strategy Claims
• Texas Judge Won't Block Voting Rule For Rick Perry's AI Co.
• FDIC Pitches Plan For Faster Bank Merger Reviews
• Sue To Stop AI Armageddon? Not So Fast, Attys Say
• Appeals Court Skeptical Biz Court Is Wrong Place For Perot Suit
• Dickinson Wright Denied Fees For SEC Trade Suspension Win
• Watchdogs Sue Trump Over Early Truth Social Post Access
• Broker TradeZero Fined Over Data Breach Tied To Chatbot
• Inovalon Investors Reach $44M Deal Over $7.3B Take-Private
• AppLovin Hit With Investor Suit Over AI Growth Claims
• Holtec Nuclear Delays $750M IPO Citing Market Conditions
• Alteryx Stockholders' 'Cleansing' Vote Dooms $4.4B Sale Suit
• StraightPath-Linked Stockbroker Gets 4.5 Years For Fraud
• How AI Fraud Alerts May Raise Banks' Elder Exploitation Risk
• 9th Circ. Ruling Marks New Chapter In Risk Factor Tug-Of-War
• For Single-Party FTC, Easier Suits May Come With A Cost
• SEC Issues Innovation Exemption For Tokenized Stock Trading
• Fecal Testing Startup Founders Reach $250K Deal With SEC
• Grocery Outlet Escapes Investor Suit Over IT Update Risks
• CFTC Probing Carbon Credit Markets, Enforcement Chief Says
• FTX Exec's Wife Headed For Spring Campaign Finance Trial
• State Bank Supervisor Group Issues AI Exam Framework
• Fla. Panel Revives Suit Claiming Soccer Club Investment Lies
• Muscular Dystrophy Drug Co. Beats Investor Suit Over Risks
• SEC Floats Eliminating Shareholder Proposal Rule
• SEC Fines Ex-Okta Employees In Insider Trading Case
• Vanguard Trims But Can't Shake Users' Data Tracking Suit
• Michael Best Combines With NY-Based Kane Kessler
• Xonar Wins Del. Chancery Fight Over Ex-Director's Ouster
• Law School's Missed Lessons: Cultivating Good Judgment
• DOJ Letter Rescission Portends Proxy Firm Antitrust Risk
• Ashurst Perkins Aided $230M ICap Ponzi Scheme, Suit Claims
• Ex-Fintech CEO Must Face Investors' Market Manipulation Suit
• Chinese Search Engine Co. Overstated AI Value, Investor Says
• Susquehanna Denied Injunction In $155M Insider Trading Suit
• Dems Block Crypto Bill Over Ethics Concerns
• Burger King Owner Inks $18M Deal In Suit Over $1B Buyout
• New Del. Corp. Law's Technical Tweaks Bring Broad Changes
• Molina Escapes Investor Action Over Guidance Cuts, For Now
• A Lender's Guide To Fraud: Safeguarding Collateral
• Nixon Peabody Hires Ex-SEC Commissioner Stein In DC
• Michael Best Beats DQ Bid In Agtech Biz Receivership Row
• Empery Digital Loses Bid To Appeal Proxy Fight Ruling In Del.
• Robinhood Engineers Hit With Crypto-Futures Insider Charges
• Crypto Bill Faces Wide Criticism Ahead Of Initial Vote
• NY AG, CFTC Tussle Over Prediction Markets, Gambling Laws
• NY Flags AI Models As Cyber Risk Review Factor For Banks
• Chinese Co. To Pay SEC $500K Over Sham Transactions Claim
• Ex-Funko Exec To Pay SEC $1M In Insider Trading Case
• CFTC Touts 'Record' Year With $150M To Whistleblowers
• FINRA Pressed To Tighten 'Finfluencer,' AI Communications
• Quinn Emanuel Ends Ex-Binance CEO Suit Over $1.5M Bill
• Hyliion Investors End Suit Over Data Center Deal
• National Instruments Reaches $28M Deal Over Hidden Bids
• Money Transmission Issue Looms For Prediction Markets
• UBS Can't Nix Trust's Fee Claim Over Alleged Concealment
• Desktop Metal Noteholders Hit Nano With $115M Fraud Suit
• AI And AML: Governance Plays Critical Role In Innovation
• Catching Up With Delaware's Chancery Court
• 'FBoy Island' Star-Turned-Va. Candidate Sues Over Kalshi Fine
• Accounting Firm Says Malpractice Suit Must Be Arbitrated
• Atlas Energy Inks $17M Deal To End Investor Suit Over Reorg
• Tesla Investors Press Del. High Court To Keep Cases In State
• Bongino Disavows Inside Knowledge On Parler Ouster
• SEC Says Tax Co. Owners Ran $64M Ponzi Scheme
• Prediction Markets Ask Justices To Settle Sports Wager Split
• Ex-Edward Jones Adviser Gets 7 Years In Embezzlement Case
• Kalshi Can Appeal Tribe's Sports Betting Claims, Judge Says
• CVS Renews Bid To Escape Investors' AI Use Suit
• SEC Fines Canadian Firm $750K Over AML Reporting Failures
• Prediction Markets' High Court Clash Looks More Imminent
• REIT Defeats Class Claims Over $2.2B Property Impairments
• Ex-CEO Of AI Recruitment Co. Cops To $27M Investor Fraud
• SEC Says $16M Ponzi Scheme Targeted Ghanaian Community
• Cooley, Investor Settle NJ Malpractice Suit Over Startup Deal
• Del. Ruling Emphasizes High Bar To Pleading A Control Group
• Ill. Judge Makes Adviser's $3.2M Loan Fraud Judgment Official
• Taxation With Representation: Paul Weiss, Troutman, Wachtell
• Attorneys Using AI May Have Ethical Duty To Redact Docs
• Social Media-Focused Fund Founder Bilked Clients, Feds Say
• Compliance Lessons From Agriculture Co. Mexican Bribe DPA
• Orthopedics Co. Investor Says Docs Hid 'Boys Club' Culture
• Bankman-Fried Asks Justices To Review His Fraud Conviction
• Treasury Clearinghouse's Stress Fund Delayed By SEC Review
• Boutique Bellementis Brings On Ex-FINRA Enforcer
• DC Circ. Upholds SEC Denial Of Whistleblower Award
• BitConnect Promoter To Pay $1.9M In SEC Settlement
• Latest Crypto Bill Draft Updates DeFi Rules But Not Ethics
• Fed Colluded With Wall Street On New Capital Rules, Suit Says
• Drone Co., Ex-VP Reach Deal Resolving Pay, Sabotage Claims
• SEC Must Police Some Event Contracts: Citadel Securities
• Ill. Bond Trader Gets 16 Years For $30M Firm-Tanking Fraud
• Deutsche Bank Says Viks Seek To Delay Norway Case Fight
• PwC Will Pay $96M To Settle Valeant Investor Class Claims
• Assessing The Early Days Of Woodcock's SEC Tenure
• Roblox Brass Seek Exit From Insider Trading, Child Safety Suit
• Voyager Ruling Maps Out Ch. 11 Exculpation Lessons
• Juggling And Unicycling Make Me A Better Lawyer
• Defunct Tax Startup CEO Charged In $13.3M Investor Fraud
• Kalshi Seeks Rehearing After 9th Circ. Loss
• Crypto Org. Taps Prelogar To Back CFTC's Side In Perps Fight
• Court Lets Stand Exxon Win In Decade-Old Securities Case
• AI Travel Firm Brass Accused Of Misleading Investors
• Klarna Wants Out Of Investor Action Over Loan Risks
• Ex-Nikola CEO's Pardon Doesn't Let Him Beat Investor Suit
• Dentsply Investor Suit Over Pandemic Woes Lined Up For Trial
• Biz Group Says Centene 401(k) Suit Threatens Investor Choice
• Unions, Feds Reach Deal In Gov't Shutdown Layoffs Suit
• Labaton Reboots Whistleblower Practice With Ex-SEC Chair
• 2nd Circ. Ruling Lays Out Administrative Right-Of-Access Blueprint
• Kalshi Can't Keep Iowa Gaming Regulators At Bay
• How 'Swap' Fight Underpins Prediction Market Enforcement
• Va. Judge Tosses Bulk Of EB-5 Investors' Fraud Suit
• Parler Legal Dustup Revealed Rifts, Jury Hears From Ex-CEO
• Underdog Sues 5 States To Shield Sports Wagers
• Freddie Mac Asks 6th Circ. To Rehear Financial Crisis Case
• Gaming Group Says CFTC Can't Override NY's Gambling Laws
• 10th Circ. Won't Block Utah Enforcement Amid Kalshi Appeal
• Binance Seeks Dismissal Of Terrorist Attack Victims' Suit
• SEC Sues Proxy Adviser Firm ISS For Client Voting Records
• DC Circ. Seems To Back SEC FOIA Withholding In Data Breach
• Catching Up With Delaware's Chancery Court
• Quantitative Trader's Trade Secret Trial Pushed To November
• Ex-Mass. Town Official To Plead Guilty To Pot Investor Fraud
• Venable Adds Ex-SEC Commissioner Crenshaw To DC Office
• Wachtell, Simpson Thacher Guide $3.9B EverBank, WaFd Deal
• SEC's Adit Case Maps 5 Fault Lines In Pre-IPO Funds
• Judge Won't Drop Charges Against Adani's Co-Defendants Yet
• SEC Says Adviser Used Investor Funds For Gambling, Trips
• SEC Fines Ex-Bancorp CFO Over Improper Annual Report
• Fla. Judge Finds Atty, CEO Hindered Forex Ponzi Receiver
• Robinhood To Halt Sports Trades In Mich. Amid Appeals
• Rent The Runway Inks $9M Deal To End Investor IPO Suit
• Quinn Emanuel DQ'd In Defamation Case Over Stock Reports
• The State Of Prediction Market Litigation After 9th Circ. Ruling
• Jump Trading Must Face Terraform Stablecoin Fraud Claims
• Fox's Supposed $500M Offer For Parler Was Fake, Jury Told
• GAO Flags Bank Disclosure Review Gaps After 2023 Failures
• SEC Moves To Scrap 'Pay-To-Play' Political Donation Rule
• Papa John's Hit With Investor Suit Over Slow Transformation
• Pool Co. Investor Says Brass Hid $150M Inventory Glut
• Ex-EdgarAgents Worker To Pay $1.86M In Insider Trading Case
• Invesco Funds Settle In Serta Uptier Ch. 11 Appeal
• Boeing Investors Say 4th Circ. Ruling Imperils Class Actions
• Paramount-Warner Bros. Investor Loses Bid To Expedite Suit
• CFTC Says CME Perps Fight Is 'Much Ado About Nothing'
• DC Circ. Won't Reconsider Argentina's $391M Arbitral Fight
• Curaleaf, Aurora Clash Over Merits Of $272M Hostile Bid
• Ex-IRL App CEO Says Prosecutors Ignored Ethics Breaches
• Ballet Makes Me A Better Lawyer
• Walmart Says IP Suit Docs Can't Be Used In Malpractice Case
• Trading Firm To Seek Justices' Input On Arbitration Questions
• Avaya Execs Beat Investor Suit Over Failed Tech Transition
• B. Riley Investors, Alleging Fraud, Seek Class Certification
• Hims & Hers Investor Sues Over FTC Privacy, Billing Claims
• Cruise Says GM Investors Can't Pursue Robotaxi Fraud Suit
• Luna Investor Seeks Merger Records Over White Hat Ties
• 9th Circ. Denies Funko's Bid To Revisit Investor Dispute
• STMicro Investors Seek Cert. In Suit Over COVID Market Drop
• NJ Urges Justices To Resolve Kalshi Sports Betting Split
• Mich. Judge Cites Risk To Public In Ban On Kalshi Sports Bets
• Del. Dispatch: More Earnout Guidance From Chancery
• Firms Vie For Lead Counsel Role In Vestis Derivative Suit
• 3 Lessons From Crypto For Attys Entering The AI Space
• JPMorgan Seeks Stay Of $20M Javice, Amar Fee Order
• Mass. Sheriff Acquitted Of Extorting Cannabis Co.
• Texas Atty Charged With Ponzi Scheme, SEC Obstruction
• Linqto Founder Engineered $450M 'Pre-IPO' Fraud, Feds Say
• Calif. Private Fund Execs Charged In $80M Ponzi-Like Scheme
• Parler Ouster Talk Was 'Reaction' To Bad CEO, Jury Told
• ETF Issuers Urge SEC To Focus On Risk Over Novelty
• Rutgers Prof Accused Of Crypto 'Pump And Dump' Scheme
• CFTC Drops Swaps Manipulation Claim In Deal With Ex-Trader
• SEC Sends White House Plan For Retail Private Market Access
• Meme Coin Platform Pump.fun Must Face Users' RICO Claims
• Ex-CEO Of Bankrupt Diamond Co. Hit With SEC Allegations
• Meta Says Section 230 Frees It From Doctor's Scam Suit
• Crypto Investment Firm Accused Of Fraud Must Face Ga. Suit
• OpenAI's Rogue Agents A 'Warning Shot' For Cos. Everywhere
• Wahlberg-Backed Gym Gets Final OK Of $10.5M Investor Deal
• SEC Plans To Bless Transfer Agents' Blockchain Use
• Investment Co. Disputes IRS' $166M Add-On To Capital Gains
• Justices Asked To Again Tackle SEC Disgorgement
• Sheriff's Extortion Trial Nears End As Acquittal Motion Fails
• SEC's Long-Awaited Crypto Rule Is 1st Piece Of Larger Puzzle
• SB Energy Launches Plans For Anticipated $5B IPO
• Ireland Proposes Retail Investment Accounts With Flat Tax
• Fox Investor Sues Over Morgan Stanley Role In $22B Deal