White Collar Archive » July, 2014

White Collar - July, 2014

381 articles

• Steel Contractor For WTC Project Charged With Wire Fraud
• OPINION: Lawyers Should Think In Terms Of Big Data
• CFTC Seeks $139M Penalty In RBC Wash Trading Case
• Law360's SEC Survival Guide: The Wells Notice And Beyond
• Revolving-Door Roundup: Sidley, Bingham, Greenberg
• Ponzi Schemer Rothstein's Ex-Law Partners Disbarred
• 2 Contractors Accused Of Swindling $3.6M From Pa. Agency
• Calif. Senator Pleads Not Guilty To Racketeering Charges
• Guggenheim Faker Can't Toss $1.7M Award Through Ch. 7
• SEC Rewards Tipster With Whistleblower Award
• Feds Say They Didn't Suppress Evidence In Blackwater Case
• Ex-Bell Mayor Sentenced To 1 Year In Jail For Corruption
• 11th Circ. Upholds Investment Co. Ponzi Schemers' Sentences
• UK Fraud Office To Pay Added $2.5M To Settle Botched Sting
• Frost Brown Todd Adds Dickinson Wright Licensing, Film Pro
• Ex-Auto Parts Exec Cops To Price-Fixing, Gets 13 Months
• Microsoft Must Cough Up Data Stored Overseas, Judge Rules
• Dreier Judge Turns Down Bid For Jailed Founder's Testimony
• Ex-Army Contractor Cops To Afghan Kickback Scheme
• US Atty Issues Fresh Warning On Moreland Probe, Report Says
• The Caremark Standard At Issue In Wal-Mart Bribery Case
• Criminal Referral Of Alleged 'Unlobbyist' Is A Wake-Up Call
• SEC Says Computer Reseller Execs Lied About Inventory
• How They Won It: Labaton Scores $265M Massey Settlement
• Law360's SEC Survival Guide: The Subpoena
• Treasury Floats Beefed-Up Bank Transparency Rules
• Extended Medicare Bans Hint At Entrenched Fraud
• FTC Says Credit Card Middlemen Enabled $26M IWorks Fraud
• Analyst Who Passed SAC Inside Tips Seeks India Visit
• UK Tribunal Upholds Judgment Against Ex-Hedge Fund CEO
• Ex-Jenkens & Gilchrist Atty Gets 6 Months In $7B Tax Fraud
• Ex-Peanut Corp. Exec Can't Escape Salmonella Charges
• Members Of Philly Ironworkers' Union Hit With More Charges
• Rakoff Orders BofA To Pay $1.3B In Mortgage Fraud Case
• Ex-News Of The World Editors Charged In Phone Hack Sting
• UK Regulators Wary Of Paying Whistleblowers For Tips
• Key Testimony Back In Play In Blackwater Shooting Case
• Death Rattle For Unfinished Business Claims?
• China Food Co.'s Ex-Chairman Targeted In Bribery Probe
• NJ High Court Cases Could Limit Whistleblower Protection
• PG&E Faces $1B Indictment In Pipeline Blast Case
• Retail Groups Back Tokenization To Protect Payment Cards
• Proskauer Rose Dodges Stanford Receiver's Malpractice Suit
• Dewey Brass Can Ask 8th Circ. To Toss $35M Note Fraud Suit
• FINRA Levels Churning Charges Against Brokerage, Reps
• Law360's SEC Survival Guide: The Initial Inquiry
• SEC's FCPA Crackdown Looms Over Small-Cap Cos.
• Judge Says SEC Can't Seek All Profits In Wyly Fraud Case
• $150B Forfeiture Claims May Delay Madoff Aides' Sentencing
• Ohio Woman Admits Impersonating Atty To Frame Labor Union
• FedEx Denies It Illegally Distributed Generic Valium, Xanax
• CFTC To Hammer Out Deal With RBC Over Wash Trading
• Sentence Cut For Rothstein Cohort Who Aided Investigators
• Convicted CFO Agrees To Pay $1.7M Back To Bankrupt Co.
• Deutsche Bank, Barclays Face Monitors In NY Forex Probe
• Ex-NY Councilman Found Guilty In Election Bribery Sting
• 11th Circ. OKs $67M TD Bank Verdict Over Rothstein Fraud
• 8th Circ. Urged To Clarify Dodd-Frank Whistleblower Shield
• 2 KPMG Units Dodge Madoff Investor Suits
• Iraq Extradites Ex-Gov't Contractor Accused Of Bribery To US
• Law360's SEC Survival Guide: Approaching The Agency
• Flow Traders Software Theft Case Headed For Trial
• Vascular Solutions Settles Ex-Sales Rep's FCA Suit
• Seller Of Bomber Plans To China Can't Shed 32-Year Sentence
• Ex-Credit Suisse Trader Seeks Leniency For Mortgage Fraud
• Camelot Boss Can't Ax DA's $9M Investor Theft Action
• Police Seize $140M In Nomura Assets Over Derivatives Deals
• Harbinger COO Admits Wrongdoing In SEC Settlement
• Blackwater Guards Claim Government Suppressed Evidence
• Smith & Wesson To Pay $2M To Settle FCPA Charges
• US Seeks 5 Years For Ex-Evercore Banker's Insider Trades
• Lloyds To Pay $370M In US, UK Libor-Rigging Deal
• UK Bribery Act Turns 3 — Not A Time For Complacency
• House Panel Won't Budge In Face Of SEC Subpoena
• Ex-Ford Engineer Investigated For Recording Devices At HQ
• Feds Level RICO Charges Against Calif. Sen. Yee
• Ex-NJ Water Official Cops To Hiding Contamination
• Spanier Can't Sue Pa. AG, Says Federal Judge
• Law360's Guide To Surviving An SEC Investigation
• Stock Trader Gets 1.5 Years For Microsoft Inside Trades
• Tips For Recovery Under Mandatory Victims Restitution Act
• GSK Investigating Alleged Misconduct By Former Syria Ops
• UK Man Again Charged With Hacking US Government
• Dallas Leader Pleads Not Guilty To Bribery, Fraud Charges
• SEC Settles Suit Over $3.3M Stock Counterfeiting Scheme
• Ex-BSGR Agent Gets 2 Years For Obstructing FCPA Probe
• Facebook Says SEC Won't Bring Enforcement Action Over IPO
• UK Fraud Office To Pay RE Mogul $5M Over Iceland Bank Sting
• Issa Demands Citi, JPMorgan Settlement Files From DOJ
• Latvian Virus Programmer Can Be Extradited to US, Court Says
• NY AG Says Posh Manhattan Club Fleeced Timeshare Buyers
• Ex-BofA Employee Spared Prison In Bid-Rigging Scheme
• Citi's LavaFlow Pays $5M To Settle SEC Data Leak Charges
• Wis. High Court Sides With Police In Cellphone Tracking Suits
• Andrews Kurth Atty Who Repped Allen Stanford To Leave Firm
• Ex-BizJet CEO Pleads Guilty In Latin America Bribe Scheme
• Clearing Firm Looks To Pare Dodd-Frank Whistleblower Case
• Ex-Sentinel CEO Denied Acquittal, New Trial Request
• CFPB's Mortgage Data Reboot Poses Risks For Lenders
• Miami Home Care Co. Owner Cops To $74M Medicare Fraud
• SEC Expands Crackdown On $2.4M Football-Laser Scheme
• Former BES Chief Arrested As 3rd Espirito Co. Hits Bankruptcy
• Judge Upholds Madoff Aides' Convictions But Slams Feds
• Grand Jury Charges TelexFree Heads With Pyramid Scheme
• Alstom's UK Division Hit With Corruption Charges
• Ex-Merrill Chair Ducks Madoff Victims' $5M Investment Suit
• NY Prosecutor's Charter Jet Ride Broke Rules, Watchdog Says
• Former Deputy Gets 1 Year For Aiding Rothstein's Scheme
• Ex-Jenkens & Gilchrist Atty Seeks Probation For $7B Tax Fraud
• 3 Takeaways From BofA's $16.5M Settlement With OFAC
• Ex-SEC Litigator Healy Leaves Reed Smith For Locke Lord
• 6 Years In, Why Haven't FRE 502(d) Orders Caught On?
• Barclays Fires Back At NY AG's Dark Pool Claims
• Morgan Stanley Pays SEC $275M To Settle RMBS Claims
• BofA To Pay $16.5M To Settle Alleged Sanctions Violations
• SEC Denies Whistleblower Award In $18M Harbinger Case
• Rakoff's Foreign Fund Clawback Ruling Has Limitations
• JPMorgan Ducks Suit Claiming Leaders Knew Of Madoff Fraud
• UBS Asked To Put Up €1.1B Bail In Money Laundering Probe
• Madoff Judge Denies Fake Motion To Disqualify US Atty
• Jones Day Snatches Up Akin Gump Litigation Partner
• SEC Says Stanford's Criminal Conduct Charges 'Slanderous'
• 2 KFI Trade-Theft Accomplices Sentenced To Probation
• Perkins Coie Lures Ex-SEC Atty From Morrison & Foerster
• FHA Official Charged With Stealing DOT Grant Money
• Ex-Husband Of 'Sopranos' Star Denies $300M Stock Fraud
• Bingham McCutchen Adds Ex-SDNY Atty to White-Collar Group
• Suspected Cybercrime Ring Indicted Over StubHub Hack
• Fake Fried Frank Atty's Hubby Can't Retract Guilty Plea
• Philly Union Leader Can't Kick Racketeering Charges
• Ex-Jefferies Trader Gets 2 Years For RMBS Fraud
• Former CEO Of Noted Charity Jailed For Huge Looting Scheme
• Sahara Can Sell $1.7B Hotel Stakes For Exec's Bail Fund
• Philly Traffic Court Judges Dodge Fraud, Conspiracy Charges
• Government Seeks To Outsource Criminal Enforcement
• Trial-Ready In 180 Days: Prepare For SDNY's Rocket Docket
• Defense Contractor Fights For Testimony Of US Prosecutor
• Newark Police To Make Reforms After DOJ Finds Racial Bias
• Hedge Fund Facing IRS Probe Says It Acted Legally
• Insider Trading Claims Settled Against Investor Relations Exec
• Recorded Marital Communication Isn't Evidence: NJ High Court
• Paving Co. Exec Cops To Role In $88M Contract Scheme
• Rakoff Wisecracks Again Over SEC's 'No Admit' Policy
• News Corp. Settles 3 Phone-Hacking Suits By Actor, Others
• Zuckerberg To Testify Against Alleged Facebook Scammer
• 2 Get Year In Prison For Trying To Bribe Texas Federal Judge
• When You Are Responsible For Your Book Of Business
• Ex-Dewey Brass Settle Trustee's Clawback Suit
• Former JPMorgan Exec Settles UK Insider Dealing Case
• Ex-Qualcomm Exec Pleads Guilty To Insider Trading
• Feds Seek 41-Month Sentence For Boeing Subcontractor
• LA Sues Hospital For Spinal Implant Overbilling Scheme
• NJ Judges Admonished For Dining With Convicted Ex-Official
• Ex-Taylor Bean Chair's 30-Year Fraud Sentence Upheld
• Ex-Evercore Banker Seeks Leniency For Insider Trades
• Picard Can't Appeal 'Good Faith' Madoff Clawback Ruling
• Deutsche, Barclays Helped Funds Dodge Taxes, Panel Says
• Norton Rose Fulbright Nabs 3 Ex-Cadwalader Regulatory Pros
• Ex-Boeing Officer Pleads Guilty In Defense Kickback Scheme
• Fla. Cop Gets 5 Years For Aiding Ponzi Schemer Rothstein
• Australian Regulator Says RBS Manipulated Swap Rate
• Family Defense Contractor Pleads Guilty To $10M DOD Fraud
• 'Kids For Cash' Atty Duped Biz Partner, Suit Says
• Toshiba Wants $1.1B In Trade Secrets Suit, SK Hynix Says
• UK Watchdog Launches Criminal Forex-Rigging Probe
• An Inventive Way To Remove Pure State Court Claims
• Beyond Citigroup: A Look At Corporate Settlements
• Fried Frank Impersonator's Hubby Wants To Ax His Guilty Plea
• Google Must Give Feds Gmail Account Contents, Judge Says
• Whitman Capital Chief Seeks High Court Review Of Conviction
• Philly Judges' Alleged Ticket-Fixing Not A Crime, Attys Say
• SEC Won't Allow Ex-Dell CFO To Return To Accounting
• MBC Founder's Partner Gets Supervised Release For Fraud
• SEC Narrows FCPA Case Against Former Magyar Execs
• Ex-Santander Exec To Pay $1.9M To Settle Insider Charges
• Ex-Satyam Execs Hit With $500M Penalty For Accounting Fraud
• 11th Circ. Refuses Lancer Group Swindler's Bid For New Trial
• 5 Insights From Pfizer Chief Litigation Counsel Michael Parini
• Powerful Tools For Discovery And Litigation Strategy
• SEC Loses Bid To Make SIPC Repay Stanford Victims
• Madoff Foreign Entanglement Ruling Unsurprising
• FedEx Indicted On Charges Of Aiding Illegal Online Pharmacies
• Pa. Contractor Charged With $1M Fraud On US Army
• SEC Blasts 'Big Short' Money Manager's 'Grab Bag' Defense
• NJ Bridgegate Panel Presses Christie Aide On Study Claims
• Madoff Trustee Spars With ERISA Investors Over Claims
• SEC, Rengan Rajaratnam Seek Detente After Acquittal
• Ex-KFI Worker Should Get No More Than Probation, Attys Say
• Former Alstom Exec Cops To Indonesian Bribery Scheme
• Ex-Philly Traffic Judges' Ticket Handling Was Fraud, Feds Say
• SEC Says Humana Trading Probe Involves 44 Funds, Entities
• PRISM Scatters Attorney-Client Privilege
• Ambiguities Remain Despite 9th Circ. AU Optronics Ruling
• Texas Judge Rebuffs Warrantless Bid For Cell Location Data
• SEC Suspends Ex-Refco CFO Over $2.4B Fraud Conviction
• 'Sopranos' Star's Ex-Hubby, Others Charged In Microcap Fraud
• Court To Mull If CDC Official Can Testify At Salmonella Trial
• Adviser Used Client Funds For Personal Loans, SEC Says
• Richards Kibbe Atty Returns To Team Bharara As Chief
• Ex-Im Fraudster Can't Appeal 10-Year Sentence: 5th Circ.
• Dignity Health Settles Drug Mishandling Claims For $1.55M
• NY Regulator Proposes 1st-Ever Bitcoin License
• 2nd Circ.'s Not-So-Subtle Wink To District Court Judge
• First MCDC Settlement Leaves Much To Be Desired
• OPINION: Let's Financially Reward Law Firm Diversity
• For BigLaw, Insider Trading Probes Hit Close To Home
• Feds Want Class Cert. Revisited In 'Mammoth' Race Bias Row
• DOJ, FBI Probe IRS' Missing Tea Party Emails
• Picard Pushes To Appeal Order Threatening Clawbacks
• 3rd Circ. Alters When Procedural Objections Can Be Made
• Ex-Allscripts Audit Chief Can't Duck Inside-Trading Charges
• Nixon Peabody Lands DarrowEverett White Collar Partner
• Former NM Governor Settles SEC Microcap Fraud Claims
• 2nd Circ. Kills Pemex's $160M Bribery Suit Against Siemens
• Updated E-Rate Program Requires Anti-Fraud Vigilance
• BofA Puts Up $13B To Settle DOJ Mortgage Probe
• Senators Seek To Jail Execs Who Cover Up Defects
• Crucial Predictive Coding Case Law: Progressive V. Delaney
• Madoff Sons Erased Emails, Obstructed Audit: Amended Suit
• Irell & Manella Beats DQ Bid In Calif. Insurance Fraud Row
• Calif. Bank Settles Lawmakers' Suit Over Ex-Aide's Theft
• SEC Enforcement Passes Midterms, But Big Tests Lie Ahead
• Ex-Utah AGs Arrested For Bribery Scandal
• Fla. AG, FTC Sue Over Alleged Business Directory Scams
• Jenner & Block Partner To Monitor $7B Citi Settlement
• OPINION: Advance Conflict Waivers Send Wrong Message
• Ex-UBS Exec Seeks Court Help To Procure Trial Witnesses
• Bank Fraudster Wants Scottsdale Held Liable For Legal Fees
• Calif. Attys Charged In $20M Extortion Plot Of Saudi Sheik
• 7th Circ. Rules Magistrates Can't Accept Felony Guilty Pleas
• 3 Defendants Avoid Prison In $100M CityTime Fraud
• Pass The Popcorn, It's The SEC Vs. Congress
• 7 Hot Topics In Criminal E-Discovery
• Dewey Judge Warns Ex-Brass On Trustee Discovery Stay
• Rothstein Trustee, Feds Reach $28M Deal To Repay Victims
• 4th Circ. Says McQuiggin Can't Save Convict's Habeas Appeal
• Dewey Execs Likely Bound For Trial Despite Ace Legal Teams
• Investment Manager Charged With Aiding $1B Rothstein Plot
• Pilot Flying J To Pay $92M In Fines Over Fuel Rebate Scheme
• 2nd Circ. Won't Toss Gupta's Insider Trading Conviction
• Lyft Slams State Campaign To Block NYC Launch
• Feds Deploy Potent Bank Fraud Law In $7B Citi Pact
• Rothstein Victims Call For Sanctions Against TD Bank
• Bill Lets US Pursue Non-DOD Contractors For Crimes Abroad
• Businessman In $136M Highway Scam Gets 4 Years
• Military Telecom Subcontractors Sentenced In Bribery Case
• Quinn Emanuel Stakes Out 1st Texas Post With Gerger Merger
• 5 Takeaways From Citi's $7B Mortgage Deal
• 5 Tips For Crafting Multistate FCA Settlements
• Ex-Peanut Corp. Execs' Trial Delayed Amid New Evidence
• UK Charges 2 More Execs In Water Tank Cartel Probe
• Noble Corp. Settlement Leaves FCPA Questions Unanswered
• Citigroup, DOJ Reach $7B Mortgage Settlement
• Chinese Citizen Helped Hack Boeing, US Gov't Says
• DOJ, SEC Continue Aggressive FCPA Enforcement: Report
• 3 Key Holdings From DOJ's 9th Circ. AUO Win
• Fish Not Tangibles Under SOX, Defense Groups Tell Justices
• 9th Circ.'s AUO Ruling Tees Up Moral Turpitude Issue
• NY Giants Defend Federal Jurisdiction In Memorabilia Row
• Ex-CalPERS CEO Cops To Conspiracy In $3B Pay-To-Play Suit
• Musicland Investor Asks High Court To Ax $32M Disgorgement
• Holland & Knight Atty Targeted In SEC Insider Trading Case
• Beanie Babies Creator Defends Probation Sentence
• SEC Charges Stock Promoters In FBI Microcap Fraud Op
• Dewey Execs Claim DA Railroading Them Over Firm's Failure
• Hacker Admits To ATM Theft Using Citi, BofA Customer Data
• FERC Claims Centrica Retail Unit Manipulated Gas Markets
• Judge Rejects SEC Insider Trading Claim Against Wyly
• Wal-Mart Asks Del. High Court To Nix Order For Bribery Docs
• Calif. Businessman Gets 15 Years For Selling DuPont's Secrets
• Lloyd's Wins For 'All Time' On Covering Scammer, Court Says
• DA Asks For Halt To Dewey Trustee's Suit Against Ex-Brass
• 9th Circ. Upholds $500M AUO Antitrust Fine Over LCD Scheme
• Pa. AG Denies Unfairly Targeting Exxon Unit In Fracking Case
• Chesapeake Faces Criminal Trial Over Michigan Lease Sale
• Gov't Terrorism Monitoring Program Accused Of Profiling
• Jailed DHB Exec Can't Oust Judge After Death-Threat Probe
• British Tycoon Drops Shearman In UK Fraud Office Suit
• Gowex Seeks Court Shelter As CEO Faces Accounting Charges
• SEC Wants Claims Against Hedge Fund Manager Revived
• Peanut Corp. CEO Doesn't Need Psych Test, Court Says
• Paul Hastings Adds White Collar Partner From Kaye Scholer
• Facing Life In Prison, Ex-Madoff Aide Requests 8-10 Years
• How Firms Score When They Take On The SEC Or FINRA
• BNP Paribas OFAC Settlement — Another Warning To Banks
• Legal Forms And IP Rights: Yours, Mine, Ours Or Theirs?
• BNP Pleads Guilty To Sanctions Violations In $9B Deal
• As Win Streak Ends, Bharara Faces Greater Test In 2nd Circ.
• SEC Demands Judgment Against Execs In $126M Fraud
• UK Fraud Watchdog Arrests 6 In Airbus-Saudi Bribery Probe
• Former Texas Judge Pleads Not Guilty To Bribery Charges
• Credit Suisse Wants Sentencing Delay To Handle Pensions
• Gov't Shutdown Doesn't Warrant Light Sentence: 2nd Circ.
• Freeh Wants Penn State Libel Suit Moved To Federal Court
• Citi, DOJ Near Multibillion-Dollar Deal Over MBS Claims
• Ex-New Orleans Mayor Nagin Gets 10 Years For Bribery
• A New Litigator's Guide — Top 5 Tips For Court Prep
• SEC Charges Calif. School District In Muni Bond Initiative
• SEC Slaps SLC Auditor With Suit Over Yuhe Work
• Jurors Say US Fixated On Raj During Kid Brother's Trial
• Colo. Asbestos Removal Cos. Fined $1M For Dumping
• Ex-Carter's Execs, Fund Manager Get Prison For Trading Plot
• 'The Big Short' Money Manager Fights SEC Claims
• High Court Is Swinging Pendulum Back On 4th Amendment
• Is Your Investment Fund A Ponzi Scheme?
• Orrick Snags Ex-Weatherford Counsel For White Collar Unit
• Jones Day Adds Weil Gotshal Atty To Miami Litigation Group
• Berlusconi Scion Acquitted In Tax Fraud Trial
• NJ Atty Gets Retroactive Suspension For Real Estate Scheme
• Group Says Court Must Decide $13B JPMorgan Deal's Fairness
• Ex-Greenberg Traurig Litigation Co-Chairs Join DLA Piper
• NJ Court Says False Docs Law Doesn't Violate 1st Amendment
• 2nd Circ. Upholds Prison Time For Filmmaker In Tax Row
• 5 Insights From Home Depot GC Teresa Roseborough
• Raj Brother Cleared In 1st Insider Trading Loss For Bharara
• US Targets Commerzbank In Latest Sanctions Probe
• A Step Toward Alleviating Growing Discovery Problems
• Madoff Ruling Blocks Risky Expansion Of US Bankruptcy Law
• Sentencing Commission Considers Hike Of Price-Fixing Fines
• Feds Push For Raj Brother Conviction As Bharara Looks On
• Ex-Pa. Racetrack Worker To Plead Guilty To Data Tampering
• NJ Doctor Gets Two Years In $100M Kickback Scheme
• Senate Unanimously Confirms Dechert Atty To 3rd Circ. Bench
• Ex-Jenkens & Gilchrist Boss Agrees To Ill. Disbarment
• Watchdog Bars Ex-PwC Auditor Over $400M ArthroCare Fraud
• Acument Faces Heat For Pension Plan's Bad $56M Investment
• Ex-NJ Lawyer Pleads Guilty In $41M Mortgage Fraud Scheme
• Major UK Fraud Cases Can Proceed After Atty Fee Deal
• Ex-Flow Traders Worker To Stand Trial On IP Theft Charges
• House Panel Slams SEC Doc Request As 'Fishing Expedition'
• Rakoff Shields Foreign Banks From Madoff Trustee Suits
• What The DC Circ.'s KBR Decision Means For Compliance
• Co-Location Takeaways From The NYSE Settlement
• Lawyers And Email: Ethical And Security Considerations
• BNP Gets SEC Adviser Waiver Over Commissioner's Dissent
• Atty, Reputed Lucchese Pals Convicted Of Fraud, Racketeering
• Chinese National Arrested For Plot To Steal Seed Cos.' IP
• Questionable Advice To BNP On Sanctions Won't Haunt Cleary
• Raj Brother Flew Home To Clear His Name, Witnesses Say
• BlackRock Fined For Error In Disclosure On UniCredit Stake
• Fake Giants Gear Suit Belongs In State Court, Dealer Says
• SEC Drops Market Timing Suit Against Gabelli Funds Exec
• SunTrust Reaches $320M Deal To Resolve Mortgage Probe
• Ex-Jefferies Trader Denied New Trial After Fraud Conviction
• Morrison Cohen Snags Bingham Pro For New WC Group
• Ex-Noble Execs Duck Fine, Liability In Nigerian Bribery Case
• Global Roundup: Reform In Poland, France Goes 'Anti-Amazon'
• ArthroCare Execs Can't Duck Verdict In $400M Fraud Scheme
• SEC Seeks Another Win As Wyly Is Tried For Insider Trading
• Health Co. Execs In Criminal Crosshairs, DOJ Atty Says
• High Court Could Rein In Old FCA Claims With KBR Case
• FINRA Bars Broker Over Alleged Insider Trades In Japan
• Texas Bar Sues Houston Atty Over Client Referral Scam
• Unclear Jury Charge Can't Nix Tax Fraud Sentences: 3rd Circ.
• Lying Charge Against NY Lawmaker Shows Feds Won't Relent
• SEC Settles With 5 Traders Caught In Short-Sale Scheme
• SEC Admin Judge Won't Nix Evidence In Stock Parking Suit
• Judge Won't Toss Final Charge In Raj Brother Trial
• SEC Bars Firm From Auditing China-Based, US-Traded Cos.
• Investors Seek Final Approval For $15M Balboa Settlement
• SEC Ends Insider Trading Probe Of Ex-Goldman Banker
• Judge Won't Dismiss Adversary Claims Vs. Madoff Customers
• 2nd Circ. Limits Government's Ability To Use E-Records
• Noble Execs Settle Nigerian Bribery Case With SEC
• Ex-TD Bank VP Can't Duck Suit Over Role In Rothstein Scheme
• Concerns Grow With Size Of SEC Admin Law Office
• 7th Circ. Backs Ex-Ill. Official's Tax Fraud Conviction
• Feds Likely Still Wary Of Criminal Charges Against US Banks
• Wis. Atty Convicted of Kickbacks Suspended For 2 Years
• Raj Brother Cleared On 2 Charges In Insider Trading Case
• Barry Bonds' Obstruction Conviction Gets En Banc Review
• High-Ranking NY Republican Accused Of Lying To FBI
• Ex-CalPERS CEO To Plead Guilty In $3B Pay-To-Play Suit
• High Court Sets Stage For Showdown On 2 Big FCA Issues
• New NY Law Takes Aim At Charity Boardroom Jobs
• SAC Trader Can't Halt SEC Proceeding Amid Criminal Appeal
• FINRA Fines Goldman Sachs Over Dark Pools
• Sarkozy Detained in Probe Over Influence Peddling, Says AFP
• NY High Court Affirms Ex-Bloomberg Aide's Theft Conviction
• HSBC Pays $10M To Settle US Claims Over Foreclosure Fees
• Supreme Court To Hear Wartime Powers FCA Appeal