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White Collar
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January 30, 2026
9th Circ. Says DOJ Can Withhold VW Grand Jury Records
The Ninth Circuit on Friday held that the U.S. Department of Justice couldn't be forced to hand over about 6 million Volkswagen documents that were part of a Jones Day investigation into the automaker's 2015 emissions-cheating scandal, as the government obtained them through a grand jury subpoena.
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January 30, 2026
Startup Founder Ran $37M 'Ponzi-Like' Scheme, SEC Says
A Silicon Valley software startup owner faces U.S. Securities and Exchange Commission claims he defrauded at least 100 would-be investors as he raised $37 million, using their money to cover his and his company's expenses in a Ponzi-like scheme.
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January 30, 2026
Ex-Mass. Pol Gets Extra Month In Prison For Obstruction
A former Massachusetts state senator who was two weeks from being released from prison on unemployment and tax fraud charges will spend an additional month in custody for misleading investigators, a federal judge ordered on Friday with "some misgivings."
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January 30, 2026
Ex-NC City Council Member Cops To COVID Fraud In Plea Deal
A former Charlotte City Council member reached a plea deal Friday in her North Carolina federal wire fraud case in which she admits to stealing COVID-19 business relief funds by submitting bogus applications to obtain money she later used to throw herself a birthday party.
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January 30, 2026
Ex-TD Bank Employee Cops To Helping Launder Drug Money
A former TD Bank NA employee who worked in Florida has pleaded guilty to accepting bribes and assisting in a money laundering scheme that illicitly sent millions of dollars in narcotics proceeds from the United States to Colombia while employed by the bank.
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January 30, 2026
Ex-Fla. Rep. Says Prosecutor Has 'Personal Animus' In DQ Bid
A former Florida congressman and a lobbyist charged with failing to register as foreign agents for Venezuela urged a federal court to disqualify an assistant U.S. attorney in the case, saying Friday that the prosecutor has a conflict of interest and "personal animus" toward defense counsel.
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January 30, 2026
House To Vote On Reform Of Court Nondisclosure Orders
Sen. Lindsey Graham, R-S.C., fumed at the House on Friday for trying to undo a provision that allows him and other senators investigated by special counsel Jack Smith to sue for damages and held up the government funding vote as a result. But a bill the House is poised to take up next week could alleviate some of his concerns.
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January 30, 2026
NCAA Eyes Outreach, Not Overhaul, In Hoops Betting Scandal
This month's rash of indictments over alleged point-shaving in college basketball seems unlikely to prompt immediate wholesale changes within the NCAA, with the organization instead looking outward to address the threats posed by risky wagers offered on its games.
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January 30, 2026
Lindberg Takes $122M Contempt Order To NC Top Court
A convicted billionaire is asking North Carolina's top court to take up his appeal seeking to overturn a $122 million contempt order against him, saying the lower court's finding that he was able to pay ignored the precarious reality of selling off a complex business asset.
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January 30, 2026
1st Circ. Upholds Atty's 7-Year Sentence In Email Fraud Case
A panel of the First Circuit has affirmed a more than seven-year prison term and $2 million restitution order for an Illinois lawyer convicted of collecting proceeds from a romance and real estate email fraud scheme.
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January 30, 2026
Vertical Farm Co. Owner Gets 3 Years For Tax Evasion, Fraud
The owner of a vertical farming business was sentenced to three years in prison and ordered to pay nearly $1 million in restitution after he admitted to evading taxes and lying to his clients, according to a judgment filed Friday in Pennsylvania federal court.
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January 30, 2026
Prosecutors Can't Revive RICO Case Against NJ Powerbroker
The New Jersey Appellate Division on Friday rejected a bid from state prosecutors to revive the criminal racketeering case against South Jersey powerbroker George Norcross and several others, finding that the allegations either did not amount to crimes or were brought too late.
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January 30, 2026
Mangione Won't Face Death Penalty, Judge Rules
A Manhattan federal judge on Friday took the death penalty off the table for Luigi Mangione, dismissing a capital count and setting up an October trial that could see him go to prison for life without the possibility of release.
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January 29, 2026
Attacks Haven't Killed Judiciary's AI Rule, May Strengthen It
Federal judiciary advisers Thursday confronted the most extensive opposition yet in their campaign to ensure the reliability of evidence utilizing artificial intelligence, but the criticism appeared constructive, possibly upping the odds of a digital age addition to U.S. court rules.
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January 29, 2026
Trump Sues IRS, Treasury For $10B Over Tax Doc Leak
President Donald Trump is seeking at least $10 billion in damages in a new lawsuit filed Thursday in Miami federal court that accuses the Internal Revenue Service and U.S. Department of the Treasury of failing to prevent a former IRS contractor from leaking Trump's tax returns to news outlets.
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January 29, 2026
Fed's Master Account Stance Goes Too Far, 2nd Circ. Told
The Federal Reserve's claim of broad discretion to cut financial institutions off from master accounts could turn these U.S. payment system gateways into potential tools of partisan warfare, an attorney for a Puerto Rico bank told a Second Circuit panel Thursday.
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January 29, 2026
Ex-Morgan Stanley Adviser Conned NBA Players, Jury Hears
A Manhattan federal prosecutor Thursday told jurors that a former Morgan Stanley adviser defrauded three NBA players out of millions of dollars through investments in wildly marked up life insurance policies, while defense counsel said the case was built on lies by a former client.
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January 29, 2026
Ex-Worker Says Goldstein Offered Crypto, Gifts As IRS Probed
A former employee at Thomas Goldstein's law firm who resigned after the Internal Revenue Service began investigating the firm said that the SCOTUSblog founder suddenly began offering her bitcoin, payment from case settlements and potential student loan relief after federal agents visited the office.
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January 29, 2026
Ex-Synapse Compliance Chief Settles FINRA Supervisory Case
The former chief compliance officer of a subsidiary of bankrupt fintech company Synapse has agreed to a $20,000 fine and yearlong suspension to settle the Financial Industry Regulatory Authority's allegations he failed to preserve certain books and records ahead of the firm's collapse.
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January 29, 2026
FINRA Fines Compliance Chief, Firm For Reg BI Failures
The Financial Industry Regulatory Authority has fined a broker-dealer and its chief compliance officer for allegedly failing to supervise representatives' recommendations of certain risky and illiquid bonds, with the latter also agreeing to a three-month suspension.
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January 29, 2026
DOJ Awards $1M In First For Antitrust Whistleblower Program
The U.S. Department of Justice's Antitrust Division awarded a whistleblower $1 million for providing information that led to charges and a $3.28 million criminal fine against used-vehicle auction site EBlock, marking the first-ever award under a new antitrust whistleblower program, the DOJ announced Thursday.
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January 29, 2026
Ex-Boston Activist Given Probation For Fraud Schemes
A former prominent Boston activist was spared from a prison term by a Massachusetts federal judge Thursday at her sentencing for misusing thousands of dollars in donor funds for personal expenses and fraudulently claiming housing and unemployment benefits.
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January 29, 2026
2nd Circ. Backs Rental Assistance, Medicaid Fraud Conviction
The Second Circuit has upheld the conviction of a New York City man who was sentenced to 70 months in prison for running a more than $1.8 million rental assistance and Medicaid fraud scheme.
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January 29, 2026
Sandoz, Teva Beat Malicious Prosecution Claims, For Now
Sandoz and Teva have won a reprieve from a former pharmaceutical marketing executive claiming the drugmakers and their officers offered him up to federal prosecutors with fabricated assertions of price-fixing, with a New York federal judge concluding the suit "does not come close" to the standard for malicious prosecution.
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January 29, 2026
Bondi Elevates Pa. US Atty Amid Appointments Scrutiny
The first assistant U.S. attorney for the Western District of Pennsylvania is being retained and elevated to full U.S. attorney by Attorney General Pamela Bondi, his office announced Thursday, though the appointment will have to remain temporary or he could face the same questions about his appointment as other top prosecutors in President Donald Trump's administration.
Expert Analysis
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Presidential Pardon Brokering Can Create Risks For Attys
The emergence of an apparent “pardon shopping” marketplace, in which attorneys treat presidential pardons as a market product, may invite investigative scrutiny of counsel and potential criminal charges grounded in bribery, wire fraud and other statutes, says David Klasing at The Tax Law Offices of David W. Klasing.
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Series
Adapting To Private Practice: 5 Tips From Ex-SEC Unit Chief
My move to private practice has reaffirmed my belief in the value of adaptability, collaboration and strategic thinking — qualities that are essential not only for successful client outcomes, but also for sustained professional satisfaction, says Dabney O’Riordan at Fried Frank.
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Prisoners' Access To Health Info Should Have No Bars
To safeguard against unnecessary deaths in custody, courts and policymakers should clarify that incarcerated individuals’ constitutional right to medical care also includes access to sufficient information about their medical conditions, lifting current restrictions that can lead to crucial information being withheld, says Jaehyun Oh at Jacob Fuchsberg Law.
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Series
Law School's Missed Lessons: How To Start A Law Firm
Launching and sustaining a law firm requires skills most law schools don't teach, but every lawyer should understand a few core principles that can make the leap calculated rather than reckless, says Sam Katz at Athlaw.
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5 Compliance Takeaways From FINRA's Oversight Report
The priorities outlined in the Financial Industry Regulatory Authority's recently released annual oversight report focus on the organization's core mission of protecting investors, with AI being the sole new topic area, but financial firms can expect further reforms aimed at efficiency and modernization, say attorneys at Armstrong Teasdale.
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How SEC Civil Penalties Became Arbitrary: 3 Potential Fixes
Data shows that the U.S. Securities and Exchange Commission's seemingly unlimited authority to levy monetary penalties on market participants has diverged far from the federal securities laws' limitations, but three reforms can help reverse the trend, say David Slovick at Kopecky Schumacher and Phil Lieberman at Vanderbilt Law.
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Key False Claims Act Trends From The Last Year
The False Claims Act remains a powerful enforcement tool after some record verdicts and settlements in 2025, and while traditional fraud areas remain a priority, new initiatives are raising questions about its expanding application, says Veronica Nannis at Joseph Greenwald.
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Reel Justice: 'Die My Love' And The Power Of Visuals At Trial
The powerful use of imagery to capture the protagonist’s experience of postpartum depression in “Die My Love” reminds attorneys that visuals at trial can persuade jurors more than words alone, so they should strategically wield a new federal evidence rule allowing for illustrative aids, says Veronica Finkelstein at Wilmington University.
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Opportunities Amid The Challenges Of Trump's BIS Shake-Up
The Trump administration’s continuing overhaul of the Bureau of Industry and Security has created enormous practical challenges for export compliance, but it potentially also offers a once-in-a-generation opening to advocate for simplifying and rationalizing U.S. export controls, say attorneys at Gibson Dunn.
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How SEC Civil Penalties Became Arbitrary: The Data
Data regarding how the U.S. Securities and Exchange Commission has adhered to its own civil penalty rules over the past 20 years reveals that awards are no longer determined in accordance with the guidelines imposed on the SEC by the securities laws, say David Slovick at Kopecky Schumacher and Phil Lieberman at Vanderbilt Law.
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Series
Hosting Exchange Students Makes Me A Better Lawyer
Opening my home to foreign exchange students makes me a better lawyer not just because prioritizing visiting high schoolers forces me to hone my organization and time management skills but also because sharing the study-abroad experience with newcomers and locals reconnects me to my community, says Alison Lippa at Nicolaides Fink.
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Postconviction Law In 2026: A Recalibration, Not A Revolution
As the U.S. Supreme Court prepares to issue decisions in several federal postconviction cases in the coming months, the justices appear focused on restoring coherence to a system in which sentencing modification, collateral review and finality increasingly overlap, and success for practitioners will depend on strategic clarity, say attorneys at the Law Offices of Alan Ellis.
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How SEC Civil Penalties Became Arbitrary: The Framework
An examination of how the U.S. Securities and Exchange Commission has recently applied guidelines governing the imposition of monetary penalties in enforcement actions shows that civil penalty awards in many cases are inconsistent with the rules established to structure them, say David Slovick at Kopecky Schumacher and Phil Lieberman at Vanderbilt Law.
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How A 1947 Tugboat Ruling May Shape Work Product In AI Era
Rapid advances in generative artificial intelligence test work-product principles first articulated in the U.S. Supreme Court’s nearly 80-year-old Hickman v. Taylor decision, as courts and ethics bodies confront whether disclosure of attorneys’ AI prompts and outputs would reveal their thought processes, say Larry Silver and Sasha Burton at Langsam Stevens.
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Takeaways From 7th Circ.'s Bank Fraud Conviction Reversal
The Seventh Circuit’s recent decision in U.S. v. Robinson, holding that a bank fraud conviction must be grounded in a clear misrepresentation to the financial institution itself, signals that the court will not hesitate to correct substantive errors, even in unpreserved challenges, say attorneys at Quinn Emanuel.