Ex-UBS Brokers Banned From Soliciting Clients
An injunction order was issued Thursday by Judge Susan Dlott of the U.S. District Court for the Southern District of Ohio, who called for expedited arbitration proceedings against the former UBS employees, Timothy Lofton, Kyle Poland and Shawn Anderson.
The order prohibits the trio from soliciting any securities investment business from UBS clients pending the arbitration hearing...
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