FINRA Fines Dropped 55% In 2008
The Financial Industry Regulatory Authority in 2008 imposed approximately $35 million in fines, a 55 percent decline from the $77.6 million imposed in 2007, according to a white paper released Wednesday by Sutherland Asbill. Those fines peaked in 2005, when they reached $184 million.
The number of...
To view the full article, register now.