Excerpt from Practical Guidance

FINRA Arbitration Guide For Employment Lawyers: Part 2

By Steven Hurd and Andrew Sherwood (June 26, 2018, 1:02 PM EDT) -- This article serves as a step-by-step guide to arbitrating employment disputes before the Financial Industry Regulatory Authority under the FINRA Code of Arbitration Procedure for Industry Disputes. The article discusses the FINRA arbitration process from start to finish, describing arbitration procedures and offering strategies for each phase of the employment arbitration, including initiating a claim, responding to a claim, selecting an arbitrator, preparing for and conducting a hearing, and challenging the arbitration award....

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