Managing Uncertainty In The SEC Fair Fund Process: Part 1

By Alan Friedman (June 18, 2018, 1:21 PM EDT) -- In part one of this two-part series, we provide the historical background needed to understand fair fund distributions. The U.S. Securities and Exchange Commission uses this process in a wide range of instances, with some cases involving the distribution of hundreds of millions of dollars to eligible investors. As you will see, completing the fair fund process can be arduous. While many variables influence these timelines, good planning and execution can decrease some of the burdens and the costs. In part two of this series, we will offer six specific suggestions for how to manage expectations and even expedite this challenging...

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