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The SEC’s Evolving Asset Management Agenda

Law360 (July 27, 2018, 1:33 PM EDT) -- Early this year, I wrote about 10 things to watch at the U.S. Securities and Exchange Commission during 2018. This article will update where the SEC now stands and where it appears to be going in terms of rulemakings that affect the asset management profession. If you were expecting a boring year, the following demonstrates just the opposite.

Less Than a Full House

In January, Republican Hester Peirce and Democrat Robert Jackson were sworn in as new SEC commissioners, marking the first time since 2015 that the SEC had a full slate of five commissioners. But the novelty of having the...

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