Hong Kong Bars Ex-China Brokerage Exec Over IPO Breach
By Darcy Reddan ( February 27, 2019, 5:02 PM EST) -- Hong Kong's Securities and Futures Commission said Wednesday it has suspended a former executive of China Merchants Securities (HK) Co. Ltd. for 18 months for breaching the commission's code of conduct while supervising the listing application the company was co-sponsoring for a public offering....
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