FINRA Fines Cantor $2M For Repeated Short-Sale Issues

By Alison Noon (March 5, 2019, 7:00 PM EST) -- Cantor Fitzgerald & Co. got its third strike and a $2 million fine for failing to follow U.S. short-sale regulations, the Financial Industry Regulatory Authority announced Tuesday, citing thousands of occasions when the broker-dealer failed to ensure that securities existed to back up a sale....

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