GC Cheat Sheet: The Hottest Corporate News Of The Week
Law360 (July 12, 2019, 3:52 PM EDT) -- Observers suspect regulators are waiting to be convinced that broker-dealers use effective processes to protect customer assets, and the U.S. Department of Justice will now consider "robust" compliance programs when contemplating bringing charges against whistleblower companies.
These are some of the stories in corporate legal news you may have missed in the past week.
Regulators Need to Be Convinced of Crypto Asset Safeguards
A recent joint statement from the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority highlights their concerns with broker-dealers transacting digital assets, leading observers to suspect the regulators are waiting to be convinced that the...
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