Why PE Clients Must Evolve Their Disclosure Practices
By Benjamin Horney (July 24, 2019, 7:29 PM EDT) -- The U.S. Securities and Exchange Commission continues to police the private equity industry's disclosure practices, and attorneys must be aware of how the exam environment has evolved while also keeping up to date on emerging tech issues that could cause clients headaches.
Under former SEC chair Mary Jo White, the Division of Enforcement made no effort to hide its crusade against improper practices within the private equity industry, issuing plenty of public guidance and handing out high-profile enforcement actions against major PE shops that totaled millions of dollars in penalties. Although it may appear under current Chairman Jay Clayton that the...
Stay ahead of the curve
In the legal profession, information is the key to success. You have to know what’s happening with clients, competitors, practice areas, and industries. Law360 provides the intelligence you need to remain an expert and beat the competition.
Access to case data within articles (numbers, filings, courts, nature of suit, and more.)
Access to attached documents such as briefs, petitions, complaints, decisions, motions, etc.
Create custom alerts for specific article and case topics and so much more!