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Expert Analysis

SEC Relief For Digital Custody Co. Takes Guarded Approach

By Andrew Lom, Glen Barrentine and Rachael Browndorf ( November 14, 2019, 4:37 PM EST) -- On Oct. 28, the U.S. Securities and Exchange Commission's Division of Trading and Markets granted limited no-action relief to Paxos Trust Company LLC to settle listed equity securities trades utilizing blockchain technology without registering as a clearing agency....

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