FCA Fines Ex-Stifel Nicolaus Trader For Misleading Market
By Najiyya Budaly ( March 4, 2021, 2:43 PM GMT) -- The Financial Conduct Authority said Thursday it has fined a former Stifel Nicolaus trader and banned him from regulated activities for executing 129 so-called wash trades that misled the market about demand for his client's shares....
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