SEC Exam Unit Warns Firms Of ESG Disclosure Deficiencies

By Al Barbarino (April 9, 2021, 9:30 PM EDT) -- The U.S. Securities and Exchange Commission's examinations unit issued a risk alert Friday warning advisers and funds "to be consistent" with their disclosures of environmental, social and governance-related investing after uncovering a slew of compliance deficiencies during exams....

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