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FINRA Probes Firms' SPAC Dealings As Part Of New Sweep

By Al Barbarino (October 8, 2021, 7:49 PM EDT) -- The Financial Industry Regulatory Authority has launched an anticipated sweep of member firms' dealings with so-called special purpose acquisition companies, a move that comes as the U.S. Securities and Exchange Commission and lawmakers also turn up the heat on the controversial alternative to initial public offerings....

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