5th Circ. Affirms Bar On Stockbroker For Market Timing
The U.S. Court of Appeals for the Fifth Circuit affirmed on Wednesday the U.S. Securities and Exchange Commission's permanent associational bar against stockbroker Scott B. Gann.
In April, the Fifth Circuit affirmed a lower court's ruling that Gann had made material misstatements with intent to deceive in connection with market timing, which is not...
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