SEC Fines Firm $1.5M For Failing To Report Suspicious Trades
By Katryna Perera ( August 29, 2023, 5:37 PM EDT) -- The U.S. Securities and Exchange Commission on Tuesday said it had settled claims against Archipelago Trading Services Inc. for $1.5 million for allegedly failing to file hundreds of required reports of suspicious financial transactions between 2012 and 2020....
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