Underwriters, IPOs And Potential FINRA Problems

Law360 (August 3, 2010, 2:57 PM EDT) -- In the past decade, it has become increasingly common for investment banks to have venture capital, private equity or other investment affiliates that invest in private companies for their own account. As a result, in initial public offerings it has been increasingly common for an affiliate of an underwriter to be a stockholder of the issuer, or even to be a selling stockholder in the offering....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!