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Keeping FINRA And The SEC From De-Friending You

Law360 (September 3, 2010, 2:47 PM EDT) -- Have you recently poked a friend or updated your status (e.g., “Michael is working the phones and selling some serious bonds!!!”)? Even if you haven’t spring-cleaned your Friend List or untagged yourself from an embarrassing photo, you would be living under a rock not to recognize the societal impact of social networking sites like Facebook, LinkedIn and Twitter, among a myriad of others.

With a social network developed especially for financial planners, where you can, “Find IFAs and Financial Advisers at the financial social network,” firms...
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