Group Urges SEC To Appeal Fee-Based Broker Ruling
The Securities Industry and Financial Markets Association on Tuesday issued a statement urging the SEC to appeal the March 30 decision by the U.S. Court of Appeals for the D.C. Circuit that struck down a registration exemption for fee-based brokerage accounts
The organization has argued that by vacating the rule, the court overturned several provisions that were...
To view the full article, register now.