FINRA Hits Citi With $6.4M Ruling Over MAT Funds
The award, made public Monday, ends a $12 million claim filed in November 2008 by investors led by Vector Securities LLC Chairman and CEO D. Theodore Berghorst, along with funds he controlled.
Berghorst and his co-claimants alleged fraudulent and negligent representation and breach of contract against Citigroup Global Markets Inc. and...
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