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SEC OKs Rule Change For FINRA Arbitration Docs

Law360 (April 4, 2011, 7:42 PM EDT) -- The U.S. Securities and Exchange Commission greenlighted a rule change Friday that will amend the list of documents that securities firms and investors must pass across the table in arbitration battles before the Financial Industry Regulatory Authority.

The SEC granted its accelerated approval to the amended form of the rule change, which FINRA proposed in February after modifying several details based on concerns raised in more than 55 letters to the SEC from securities attorneys, arbitration associations and other interested parties following FINRA's initial proposal in...
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