Dodd-Frank Throws Wrench In SEC Capital-Raising Changes

Law360, New York (May 3, 2011, 6:25 PM EDT) -- Federal securities regulators have said they are taking a close look at how fledgling companies raise cash, in particular raising the number of investors it takes to trigger public filings, but the weight of rulemaking required under last year's financial reform package may delay any real changes, attorneys say.

Advocates for small companies have long pushed the U.S. Securities and Exchange Commission to, among other things, increase the number of so-called investors of record that a company can have before it is required to publicly file...
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