Citigroup To Pay $200K To Quell SEC Charges
In an order dated May 7, the SEC directed Citigroup Global Markets Inc. to shell out a $200,000 fine over Legg Mason Walker Wood’s conduct with respect to auction rate securities.
Citigroup consented to the entry of the order, but did not admit or deny the allegations. The misconduct allegedly took place between January 1, 2003 and...
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