Tackling Tougher SEC Scrutiny With Mock Exams

Law360, New York (September 12, 2011, 12:03 PM EDT) -- March 30, 2012, is only six months away. That’s when investment advisers can expect to face a new and more challenging regulatory environment. By March 30, 2012, the new regulations will require hedge funds and investment advisers, previously exempt from registration, to register and provide substantial disclosure about their business and employees. Accordingly, we can expect U.S. Securities and Exchange Commission examinations of investment advisers to be more frequent and thorough than in years past.

What is it exactly that has caused the increased scrutiny? And,...
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