More Paperwork For Certain Investment Advisers

Law360, New York (November 9, 2011, 7:16 PM EST) -- Under a rule recently adopted by the U.S. Securities and Exchange Commission, various SEC-registered investment advisers that manage private funds will be obligated to periodically file new Form PF.

The rule and the form have been adopted to implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The information provided by the filed form will be used by the U.S. Financial Stability Oversight Council and other regulatory agencies to assess systemic risks to the United States financial system that may be posed by private funds.

The requirement to file Form PF with the SEC is imposed only on...

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