Kohlberg Capital's CFO May Face SEC Suit

Law360, New York (April 25, 2012, 2:23 PM EDT) -- The U.S. Securities and Exchange Commission has warned that it may file a securities lawsuit against the chief financial officer of an offshoot of private equity firm Kohlberg & Co. LLC, according to a regulatory filing Wednesday.

Kohlberg Capital Corp.'s Michael I. Wirth has received an SEC Wells notice, the company's filing said, which indicates that the commission is considering action and gives the accused an opportunity to respond to the possible charges. Wirth will make a submission to the SEC in response to the notice,...
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