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AXA Advisors To Pay $3.8M Over Brokerage Fees

Law360 (September 5, 2007, 12:00 AM EDT) -- AXA Advisors LLC has been fined $1.2 million and will repay $2.6 million to customers who were placed in fee-based brokerage accounts that weren’t designed for them.

The Financial Industry Regulatory...
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