We use cookies on this site to enable your digital experience. By continuing to use this site, you are agreeing to our cookie policy. close

Morgan Stanley Settles With SEC For $7.5M

Law360 (October 11, 2007, 12:00 AM EDT) -- The U.S. Securities and Exchange Commission has agreed to accept a $7.5 million settlement offer from Morgan Stanley & Co., putting to rest charges that the financial services firm failed to...
To view the full article, register now.
Law360 Pro Say Podcast
Check out Law360's new podcast, Pro Say, which offers a weekly recap of both the biggest stories and hidden gems from the world of law.