Try our Advanced Search for more refined results

SEC Commissioner Says Current Caps On Fines Are Too Low

By Erica Teichert (October 18, 2012, 6:51 PM EDT) -- Current limits on U.S. Securities and Exchange Commission misconduct fines don't allow the agency to impose penalties that are stiff enough to prevent initial wrongdoing or recidivism by individuals or companies, and the caps need to be revised, one of the regulator's top officials said on Thursday....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Related Sections

Government Agencies

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!