10 Insights Into FINRA Dispute Resolution

Law360, New York (February 4, 2013, 11:22 AM EST) -- As anyone who has represented a client in an arbitration conducted pursuant to the Financial Industry Regulatory Authority knows, FINRA’s dispute resolution/arbitration process has its own unique set of rules, procedures and practices that make it different not only from court proceedings, but also from proceedings before other arbitration fora like the American Arbitration Association (AAA) and JAMS.

Although the facts of an individual case and the corresponding law will always be the most important factors in determining the outcome of any matter, the difference between...
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