SEC Signals Increase In PE Enforcement Actions

Law360, New York (February 8, 2013, 1:36 PM EST) -- On Jan. 23, 2013, Bruce Karpati, chief of the U.S. Securities and Exchange Commission Enforcement Division's Asset Management Unit ("AMU"), offered remarks at the Private Equity International Conference in New York.[1] During his address, Karpati touched on (1) the focus of the AMU on the private equity space; (2) the likely increase in private equity enforcement actions; (3) the AMU’s areas of focus in the private equity industry; and (4) steps private equity firms can take to reduce the risk of an SEC inquiry.

AMU's Coverage...
To view the full article, register now.

UK Financial Services

UK Financial Services

Read Our Latest UK Financial Services Coverage

Financial Services Law360 UK provides breaking news and analysis on the financial sector. Coverage includes UK and European Union policy, enforcement, and litigation involving banks, asset management firms, and other financial services organizations.