Identifying Integration Issues For Private Offerings

Law360, New York (July 18, 2013, 1:26 PM EDT) -- Section 4(a)(2) (15 USCS § 77d) (renumbered from Section 4(2) by the Jumpstart Our Business Startups Act) (112 P.L. 106) of the Securities Act of 1933, as amended (the "Securities Act") or the Regulation D exemptions from registration for offers and sales of securities are available for transactions that meet all the conditions of the exemption. The problem is what may appear to be an exempt offering will not be so considered if it is one of a series of related offerings. That is, an issuer...
To view the full article, register now.

UK Financial Services

UK Financial Services

Read Our Latest UK Financial Services Coverage

Financial Services Law360 UK provides breaking news and analysis on the financial sector. Coverage includes UK and European Union policy, enforcement, and litigation involving banks, asset management firms, and other financial services organizations.