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Securities Regulation To Watch In 2014

Law360, New York (January 1, 2014, 10:08 AM EST) -- The rubber hits the road for U.S. securities regulators in 2014 as they look to implement scores of complex measures including the Volcker rule's ban on proprietary trading and cross-border rules for the swaps market.

The U.S. Securities and Exchange Commission and U.S. Commodity Futures Trading Commission are tasked with putting the finishing touches on sweeping new measures under the Dodd-Frank Act. The backlog is so great that few industry attorneys expect major new policy initiatives or legislation in 2014. Meanwhile, the agencies are in the...
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